CSHP Collsstewthkpt

 
TIDMCSHP 
 
FORM 8 (DD) 
 
 
 
 PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT 
   (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) 
 
           Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 
 
 
 
1.         KEY INFORMATION 
 
 
 
(a) Identity of the party to the offer or person     The Collins Stewart 
acting in concert making the disclosure:             Employees' Share Ownership 
                                                     Trust 
 
(b) Owner or controller of interests and short 
positions disclosed, if different from 1(a): 
 
     The naming of nominee or vehicle companies is 
insufficient 
 
(c) Name of offeror/offeree in relation to whose     Collins Stewart Hawkpoint 
relevant securities this form relates:               plc 
 
     Use a separate form for each offeror/offeree 
 
(d) Status of person making the disclosure:          Person acting in concert 
                                                     with Collins Stewart 
     e.g. offeror, offeree, person acting in concert Hawkpoint plc 
with the offeror/offeree (specify name of offeror/ 
offeree) 
 
(e) Date dealing undertaken:                         12.03.12 
 
(f)  Has the party previously disclosed, or is it    NO 
today disclosing, under the Code in respect of any 
other party to this offer? 
 
 
 
 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
 
 
(a)        Interests and short positions in the relevant securities of the 
offeror or offeree to which the disclosure relates following the dealing 
 
 
 
Class of relevant security:                              25p Ordinary 
 
 
 
                                                   Interests    Short positions 
 
                                                 Number     %      Number     % 
 
(1) Relevant securities owned and/or            6,868,780 2.77% 
controlled: 
 
(2) Derivatives (other than options): 
 
(3) Options and agreements to purchase/sell: 
 
                                                6,868,780 2.77% 
 
     TOTAL: 
 
 
 
 
All interests and all short positions should be disclosed. 
 
 
 
Details of any open derivative or option positions, or agreements to purchase 
or sell relevant securities, should be given on a Supplemental Form 8 (Open 
Positions). 
 
 
 
Details of any securities borrowing and lending positions or financial 
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). 
 
 
 
(b)        Rights to subscribe for new securities (including directors' and 
other executive options) 
 
 
 
Class of relevant security in relation to which subscription right exists: 
 
Details, including nature of the rights concerned and relevant percentages: 
 
 
 
 
If there are positions or rights to subscribe to disclose in more than one 
class of relevant securities of the offeror or offeree named in 1(c), copy 
table 2(a) or (b) (as appropriate) for each additional class of relevant 
security. 
 
 
 
3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE 
 
 
 
(a)        Purchases and sales 
 
 
 
Class of relevant security  Purchase/sale Number of securities  Price per unit 
 
 
 (b)        Derivatives transactions (other than options) 
 
 
 
 Class of     Product            Nature of dealing           Number of   Price 
 relevant   description                                      reference    per 
 security                e.g. opening/closing a long/short   securities   unit 
             e.g. CFD     position, increasing/reducing a 
                                long/short position 
 
 
 
 
(c)        Options transactions in respect of existing securities 
 
 
 
(i)         Writing, selling, purchasing or varying 
 
 
 
Class of   Product    Writing,    Number of  Exercise   Type    Expiry  Option 
relevant description purchasing, securities   price              date   money 
security  e.g. call   selling,    to which   per unit   e.g.            paid/ 
           option      varying     option             American,        received 
                        etc.       relates            European         per unit 
                                                        etc. 
 
 
 
(ii)        Exercising 
 
 
 
   Class of relevant        Product          Number of      Exercise price per 
       security           description       securities             unit 
 
                        e.g. call option 
 
 
 
 
 
 
 
 
(d)        Other dealings (including subscribing for new securities) 
 
 
 
  Class of     Nature of                  Details                Price per unit 
  relevant      dealing                                               (if 
  security                                                        applicable) 
                  e.g. 
             subscription, 
               conversion 
 
25p Ord      Transfer out     30,991 shares released to satisfy 
             to beneficiary   awards granted under share incentive 
                              plan 
 
 
 
 
 
The currency of all prices and other monetary amounts should be stated. 
 
 
 
Where there have been dealings in more than one class of relevant securities of 
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as 
appropriate) for each additional class of relevant security dealt in. 
 
 
 
4.         OTHER INFORMATION 
 
 
 
(a)        Indemnity and other dealing arrangements 
 
 
 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may be 
an inducement to deal or refrain from dealing entered into by the party to the 
offer or person acting in concert making the disclosure and any other person: 
 
If there are no such agreements, arrangements or understandings, state "none" 
 
 
 
None 
 
 
(b)        Agreements, arrangements or understandings relating to options or 
derivatives 
 
 
 
Details of any agreement, arrangement or understanding, formal or informal, 
between the party to the offer or person acting in concert making the 
disclosure and any other person relating to: 
 
(i)  the voting rights of any relevant securities under any option; or 
 
(ii) the voting rights or future acquisition or disposal of any relevant 
securities to which any derivative is referenced: 
 
If there are no such agreements, arrangements or understandings, state "none" 
 
 
 
None 
 
 
 
(c)        Attachments 
 
 
 
Are any Supplemental Forms attached? 
 
 
 
Supplemental Form 8 (Open Positions)                NO 
 
Supplemental Form 8 (SBL)                           NO 
 
 
 
Date of disclosure:                                 13.03.2012 
 
 
 
END 
 

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