TIDMEVG

RNS Number : 2309Y

Evgen Pharma PLC

29 December 2023

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                             Evgen Pharma Plc 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                            ------------------------------------------------------ 
 1b. Please indicate if the issuer is a non-UK issuer ( please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                   --------------- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                              X 
                                                                                   --------------- 
 An acquisition or disposal of financial instruments 
                                                                                   --------------- 
 An event changing the breakdown of voting rights 
                                                                                   --------------- 
 Other (please specify) (iii) : 
                                                                                   --------------- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                        AXA Investment Managers S.A. 
 City and country of registered office       Paris - La Défense, France 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                            ------------------------------------------------------ 
 City and country of registered office 
  (if applicable) 
                                            ------------------------------------------------------ 
 5. Date on which the threshold was          27/12/2023 
  crossed or reached (vi) : 
                                            ------------------------------------------------------ 
 6. Date on which issuer notified            29/12/2023 
  (DD/MM/YYYY): 
                                            ------------------------------------------------------ 
 7. Total positions of person(s) subject to the notification obligation 
                        % of voting           % of voting       Total of both       Total number 
                      rights attached           rights           in % (8.A +        of voting 
                      to shares (total          through              8.B)           rights 
                          of 8. A)             financial                            held in issuer 
                                              instruments                           (8.A + 8.B) 
                                             (total of 8.B                          (vii) 
                                              1 + 8.B 2) 
                 -------------------------  --------------  ---------------------  --------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached               4.87%                   -                4.87%              13,399,724 
                 -------------------------  --------------  ---------------------  --------------- 
 Position of 
  previous 
  notification 
  (if 
  applicable)              8.90%                   -                8.90% 
                 -------------------------  --------------  ---------------------  --------------- 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached 
 A: Voting rights attached to shares (viii) 
 Class/type of            Number of voting rights                     % of voting rights 
 shares                             (ix) 
 ISIN code (if 
 possible) 
                           Direct              Indirect             Direct             Indirect 
                          (DTR5.1)             (DTR5.2.1)          (DTR5.1)           (DTR5.2.1) 
                                            -------------- 
 
  GB00BSVYN304                                 13,399,724                               4.87% 
                 -------------------------  --------------  ---------------------  --------------- 
 
 
 SUBTOTAL 8. A                   13,399,724                                  4.87% 
                 -----------------------------------------  -------------------------------------- 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 Type of          Expiration    Exercise/                    Number of voting       % of voting 
 financial         date          Conversion Period           rights that may         rights 
 instrument        (x)           (xi)                        be acquired if 
                                                             the instrument 
                                                             is 
                                                             exercised/converted. 
                 ------------  ---------------------------  ---------------------  --------------- 
 
 
 
                                SUBTOTAL 8. B 
                                 1 
                               ---------------------------  ---------------------  --------------- 
 B 2: Financial Instruments with similar economic effect according to 
  DTR5.3.1R (1) (b) 
 Type of          Expiration    Exercise/    Physical        Number of              % of voting 
 financial        date (x)      Conversion    or cash         voting rights          rights 
 instrument                     Period        Settlement 
                                (xi)          (xii) 
                 ------------  -----------  --------------  --------------------- 
 
 
 
                                             SUBTOTAL 
                                              8.B.2 
                                            --------------  --------------------- 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                    X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (please add additional 
  rows as necessary) (xiv) 
   Name (xv)         % of voting rights       % of voting                Total of both 
                     if it equals or is         rights                    if it equals 
                      higher than the           through                   or is higher 
                         notifiable            financial              than the notifiable 
                         threshold            instruments                  threshold 
                                                 if it 
                                             equals or is 
                                                higher 
                                               than the 
                                              notifiable 
                                               threshold 
                 -------------------------  --------------  -------------------------------------- 
 AXA Investment              -                     -                           - 
 Managers 
 S.A. 
                 -------------------------  --------------  -------------------------------------- 
 AXA Investment              -                     -                           - 
 Managers 
 UK Holdings 
 Ltd. 
                 -------------------------  --------------  -------------------------------------- 
 AXA Investment 
  Managers 
  UK Ltd.                  4.87%                   -                         4.87% 
                 -------------------------  --------------  -------------------------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                            ------------------------------------------------------ 
 The number and % of voting rights 
  held 
                                            ------------------------------------------------------ 
 The date until which the voting rights 
  will be held 
                                            ------------------------------------------------------ 
 
 11. Additional information (xvi) 
 
 Place of         Paris - La Défense, France 
  completion 
                 ---------------------------------------------------------------- 
 Date of          29/12/2023 
  completion 
                 ---------------------------------------------------------------- 
 

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December 29, 2023 06:29 ET (11:29 GMT)

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