TIDMNUM TIDM80GT
RNS Number : 5656O
Numis Corporation PLC
03 October 2023
NUMIS CORPORATION PLC
3 OCTOBER 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B05M6465
Issuer Name
NUMIS CORPORATION PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name City of registered office Country of registered office
J.P. Morgan Securities plc
=========================== ==============================
5. Date on which the threshold was crossed or reached
29-Sep-2023
6. Date on which Issuer notified
03-Oct-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 5.986762 0.190277 6.177039 6794969
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 6.294145 0.276297 6.570442
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00B05M6465 6585654 5.986762
====================== ====================== ====================== ======================
Sub Total 8.A 6585654 5.986762%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Cash-settled
Equity Swap 17/07/2024 17/07/2024 Cash 180000 0.163631
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 03/09/2024 03/09/2024 Cash 7716 0.007014
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 15/08/2028 15/08/2028 Cash 21599 0.019632
================ ==================== ================== ================== ==================
Sub Total 8.B2 209315 0.190277%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
J.P. Morgan
JPMorgan Chase & Co. Securities plc 5.986762 6.177039%
======================= ===================== ===================== ======================
JPMorgan Chase & Co. JPMorgan Chase Bank,
National
Association
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
12. Date of Completion
03-Oct-2023
13. Place Of Completion
London, United Kingdom
The total number of Numis shares held in Treasury is 4,363,989
(3.97%), the number of ordinary shares is 114,367,448 and the total
number of voting rights in the company is 110,003,459 which is the
number which may be used by the shareholders as the denominator for
calculations by which they will determine if they are required to
notify their interest in, or a change to their interests in, the
Company under the FCA's Disclosure and Transparency Rules.
The information communicated within this announcement is deemed
to constitute inside information as stipulated under the Market
Abuse Regulations (EU) No. 596/2014 which is part of UK law by
virtue of the European Union (withdrawal) Act 2018. Upon the
publication of this announcement, this inside information is now
considered to be in the public domain.
3 October 2023
END
Contacts
Numis:
Noreen Biddle-Shah, Head of Corporate Communications
020 7260 1441
FTI Consulting:
Edward Bridges 07768 216607
Daisy Hall 07807 298568
Grant Thornton UK LLP (Nominated Adviser):
Philip Secret 020 7728 2578
Harrison J Clarke 020 7184 4384
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END
HOLUPGMAUUPWGWW
(END) Dow Jones Newswires
October 03, 2023 10:01 ET (14:01 GMT)
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