Amended Tender Offer Statement by Issuer (sc To-i/a)
31 Octubre 2013 - 1:49PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Schedule TO
(Amendment No. 2)
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
Dell Inc.
(Name of Subject Company (Issuer))
Dell Inc.
(Names of
Filing Persons (Offeror))
Options to Purchase Common Stock, Par Value $0.01 Per Share
(Title of Class of Securities)
Common Stock: 24702R101
(CUSIP Number of Class of Securities)
Lawrence P.
Tu
Senior Vice President and General Counsel
Dell Inc.
One Dell Way
Round Rock, Texas 78682
(512) 338-4400
(Name, address and telephone numbers of person authorized to receive notices and communications on behalf of filing persons)
Copies to:
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Richard J. Parrino
Kevin K. Greenslade
Joseph G. Connolly, Jr.
Hogan Lovells US LLP
Columbia Square
555
Thirteenth Street, N.W.
Washington, D.C. 20004
(202) 637-5600
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Janet B. Wright
Vice President-Corporate, Securities
& Finance Counsel
Dell Inc.
One Dell
Way
Round Rock, Texas 78682
(512) 338-4400
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CALCULATION OF FILING FEE
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Transaction valuation*
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Amount of filing fee**
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$47,272,959
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$6,449
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*
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Estimated pursuant to Rule 0-11(b)(1) under the Securities Exchange Act of 1934, as amended, solely for purposes of determining the amount of the filing fee. The transaction valuation is based upon the aggregate cash
purchase price of approximately $47,272,959 payable for all options to purchase shares of common stock being solicited in this offer.
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**
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The amount of the filing fee, calculated in accordance with Rule 0-11 under the Securities Exchange Act of 1934, as amended, and as modified by Fee Rate Advisory No. 1 for fiscal year 2013, equals $136.40 per
$1,000,000 of the transaction valuation.
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þ
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: $6,449.00
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Filing Party: Dell Inc.
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Form or Registration No.: Schedule TO
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Date Filed: September 26, 2013
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¨
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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Check the appropriate boxes below to designate any transactions to which the statement relates:
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third-party tender offer subject to Rule 14d-1.
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þ
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issuer tender offer subject to Rule 13e-4.
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¨
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going-private transaction subject to Rule 13e-3.
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¨
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amendment to Schedule 13D under Rule 13d-2.
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Check the following box if the filing is a final
amendment reporting the results of the tender offer:
þ
Introductory Note
This Amendment No. 2 (this Amendment No. 2) amends and supplements the Tender Offer Statement on Schedule TO filed
by Dell Inc., a Delaware corporation (Dell) with the Securities and Exchange Commission on September 26, 2013, as amended and supplemented by Amendment No. 1 filed on October 25, 2013 (the
Schedule TO), relating to the offer by Dell to purchase outstanding options to purchase shares of its common stock, par value $0.01 per share (the common stock), on the terms and subject to the conditions described in
the Offer to Purchase for Cash Outstanding Options to Purchase Common Stock under the Dell Inc. 2012 Long-Term Incentive Plan and the Dell Inc. Amended and Restated 2002 Long-Term Incentive Plan, dated September 26, 2013, and the
appendices attached thereto (the Offer to Purchase).
The information set forth in the Schedule TO remains unchanged,
except that such information is hereby amended and supplemented to the extent specifically provided herein. All capitalized terms used in this Amendment No. 2 without definition have the meanings ascribed to them in the Schedule TO.
This Amendment No. 2 to the Schedule TO is filed in satisfaction of the reporting requirements of Rule 13e-4(c)(3) promulgated
under the Securities Exchange Act of 1934, as amended.
Item 1 Summary Term Sheet, Item 4 Terms of the Transaction
and Item 11 Additional Information.
Items 1, 4 and 11 of the Schedule TO and the pertinent sections of the
Offer to Purchase referred to in such Items are hereby amended and supplemented by the following:
The offer to purchase outstanding
options to purchase shares of Dells common stock under the Dell Inc. 2012 Long-Term Incentive Plan and the Dell Inc. Amended and Restated 2002 Long-Term Incentive Plan described in the Offer to Purchase expired at 5:00 p.m., New
York City time, on October 29, 2013. Pursuant to the offer, option holders tendered, and Dell accepted for cancellation, options to purchase a total of 65,669,364 shares of Dell common stock, representing approximately 97% of the shares of
common stock subject to all options eligible to be tendered in the offer as of the expiration date. The aggregate cash consideration for the accepted options will be approximately $43,918,421.
2
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 2 is true, complete and
correct.
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DELL INC.
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Dated: October 31, 2013
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By:
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/s/ Janet B. Wright
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Name:
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Janet B. Wright
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Title:
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Vice President and Assistant Secretary
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