UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): November 27, 2024
Piedmont Lithium Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-38427
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36-4996461
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification Number)
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42 E Catawba Street
Belmont,
North Carolina 28012
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(Address of principal executive offices and zip code)
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(704)
461-8000
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(Registrant's telephone number, including area code)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Name of each exchange on which registered
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Common stock $0.0001 par value per share
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PLL
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Nasdaq
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition
period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events
Closing of Private Placement Offering
On November 27, 2024, Piedmont Lithium Inc. (the “Company”) completed its previously announced sale of 238,095,300 CDIs, each representing
1/100 of a share of common stock of the Company, at a price of approximately AU$0.168 per CDI, for aggregate gross proceeds to the Company of approximately US$27 million (A$40 million). The offer, sale and issuance of the CDIs were exempt from
registration pursuant to Regulation S and Section 4(a)(2) under the Securities Act of 1933, as amended.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibits are being filed herewith:
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104
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Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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PIEDMONT LITHIUM INC.
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Date: November 27, 2024
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By:
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Name:
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Keith Phillips
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Title:
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President and Chief Executive Officer
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