Statement of Changes in Beneficial Ownership (4)
01 Junio 2020 - 3:12PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Zhang Ran |
2. Issuer Name and Ticker or Trading Symbol
GLORY STAR NEW MEDIA GROUP HOLDINGS Ltd
[
GSMG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
VP&Supv-GloryStarMedia Beijing |
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(Last)
(First)
(Middle)
22ND FLOOR, BLOCK B, XINHUA TECHNOLOGY, BUILDING, NO. 8 TUOFANGYING SOUTH ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/29/2020 |
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(Street)
CHAOYANG DISTRICT, BEIJING,, F4 100016
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Ordinary Shares | 5/29/2020 | | A | | 10000 (1) | A | (1) | 1858161 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Pursuant to the Issuer's 2019 Equity Incentive Plan, the Ms. Ran Zhang was awarded 10,000 restricted shares under the Issuer's Restricted Stock Bonus Agreement (the "Award"). The Award is subject to the following vesting schedule: 50% of the restricted shares shall vest on May 29, 2020 (the "Grant Date"), and 50% of the restricted shares shall vest on a date that is 90 days from the Grant Date. |
| (2) | Ms. Ran Zhang is the sole shareholder and director of Fashion Starlight Limited. The share amounts beneficially owned also includes 1,848,161 ordinary shares of the Issuer held by Fashion Starlight Limited. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Zhang Ran
22ND FLOOR, BLOCK B, XINHUA TECHNOLOGY
BUILDING, NO. 8 TUOFANGYING SOUTH ROAD
CHAOYANG DISTRICT, BEIJING,, F4 100016 |
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| VP&Supv-GloryStarMedia Beijing |
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Signatures
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| /s/ Ran Zhang | | 6/1/2020 |
| **Signature of Reporting Person | Date |
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