- Statement of Changes in Beneficial Ownership (4)
09 Diciembre 2008 - 6:16PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ZILLMER JOHN J
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2. Issuer Name
and
Ticker or Trading Symbol
ALLIED WASTE INDUSTRIES INC
[
AW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman & CEO
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(Last)
(First)
(Middle)
18500 NORTH ALLIED WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/5/2008
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(Street)
PHOENIX, AZ 85054
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.01 par value
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12/5/2008
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M
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96000
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A
(1)
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$0.00
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358928
(2)
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D
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Common Stock, $.01 par value
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12/5/2008
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M
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26813
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A
(1)
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$0.00
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385741
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D
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Common Stock, $.01 par value
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12/5/2008
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M
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53626
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A
(1)
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$0.00
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439367
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D
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Common Stock, $.01 par value
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12/5/2008
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D
(3)
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439367
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D
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(3)
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee stock option (right to buy)
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$7.68
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12/5/2008
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D
(4)
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1000000
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12/5/2008
(5)
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5/27/2015
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Common Stock
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1000000
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(4)
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0
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D
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Employee stock option (right to buy)
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$8.90
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12/5/2008
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D
(6)
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495000
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12/5/2008
(7)
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1/3/2016
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Common Stock
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495000
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(6)
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0
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D
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Employee stock option (right to buy)
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$12.91
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12/5/2008
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D
(8)
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425000
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12/5/2008
(9)
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12/5/2016
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Common Stock
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425000
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(8)
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0
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D
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Employee stock option (right to buy)
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$10.88
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12/5/2008
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D
(10)
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350000
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12/5/2008
(11)
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12/17/2017
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Common Stock
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350000
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(10)
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0
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D
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Restricted Stock Units
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(12)
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12/5/2008
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M
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96000
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12/5/2008
(13)
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12/5/2008
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Common Stock
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96000
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$0.00
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0
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D
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Restricted Stock Units
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(12)
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12/5/2008
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M
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26813
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12/5/2008
(14)
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12/5/2008
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Common Stock
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26813
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$0.00
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0
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D
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Restricted Stock Units
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(12)
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12/5/2008
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M
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53626
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12/5/2008
(15)
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12/5/2008
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Common Stock
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53626
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$0.00
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0
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D
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Explanation of Responses:
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(
1)
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Shares issued upon the vesting of restricted stock units.
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(
2)
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Includes 31,678 shares of restricted stock, the vesting of which was accelerated pursuant to merger agreement with Republic.
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(
3)
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Disposed of pursuant to merger agreement with Republic Services, Inc. at an exchange ratio of .45 shares of Republic Services, Inc. common stock, having a fair market value of $22.60 per share at the effective time of the merger, for each share of Allied Waste Industries, Inc. common stock.
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(
4)
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Converted into an option to purchase 450,000 shares of Republic Services, Inc. common stock at an exercise price of $17.07 per share.
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(
5)
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The vesting schedule was accelerated for 316,657 options pursuant to merger agreement with Republic Services, Inc.
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(
6)
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Converted into an option to purchase 222,750 shares of Republic Services, Inc. common stock at an exercise price of $19.78 per share.
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(
7)
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The vesting schedule was accelerated for 297,000 options pursuant to merger agreement with Republic Services, Inc.
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(
8)
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Converted into an option to purchase 191,250 shares of Republic Services, Inc. common stock at an exercise price of $28.69 per share.
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(
9)
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The vesting schedule was accelerated for 212,500 options pursuant to merger agreement with Republic Services, Inc.
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(
10)
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Converted into an option to purchase 157,500 shares of Republic Services, Inc. common stock at an exercise price of $24.18 per share.
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(
11)
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The vesting schedule was accelerated for 350,000 options pursuant to merger agreement with Republic Services, Inc.
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(
12)
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1-for-1 conversion (i.e., one (1) restricted stock unit was converted into one (1) share of Issuer common stock).
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(
13)
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The vesting schedule for 96,000 restricted stock units was accelerated pursuant to merger agreement with Republic Services, Inc.
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(
14)
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The vesting schedule for 26,813 restricted stock units was accelerated pursuant to the merger agreement with Republic Services, Inc.
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(
15)
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The issuance date for 53,626 restricted stock units was accelerated pursuant to merger agreement with Republic Services, Inc.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ZILLMER JOHN J
18500 NORTH ALLIED WAY
PHOENIX, AZ 85054
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X
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Chairman & CEO
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Signatures
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/s/ Jo Lynn White, Attorney-in-Fact
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12/9/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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