Statement of Changes in Beneficial Ownership (4)
03 Febrero 2022 - 4:26PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RYKHUS DANIEL A |
2. Issuer Name and Ticker or Trading Symbol
Great Western Bancorp, Inc.
[
GWB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O GREAT WESTERN BANCORP, INC., 225 SOUTH MAIN AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/1/2022 |
(Street)
SIOUX FALLS, SD 57104
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.01 per share | 2/1/2022 (1) | | M | | 2806 | A | $0 | 2806 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (2) | | M | | 3333 | A | $0 | 6139 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (3) | | M | | 1949 | A | $0 | 8088 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (4) | | M | | 1522 | A | $0 | 9610 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (5) | | M | | 1461 | A | $0 | 11071 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (6) | | M | | 1608 | A | $0 | 12679 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (7) | | M | | 1746 | A | $0 | 14425 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (8) | | M | | 3476 | A | $0 | 17901 | D | |
Common Stock, par value $0.01 per share | 2/1/2022 (9) | | M | | 1793 | A | $0 | 19694 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Stock Units - IPO | (10) | 2/1/2022 | | M | | | 2806 | (1) | (1) | Common Stock, par value $0.01 per share | 2806.0 | $0 | 0 | D | |
Restricted Stock Units - 2014 | (10) | 2/1/2022 | | M | | | 3333 | (2) | (2) | Common Stock, par value $0.01 per share | 3333.0 | $0 | 0 | D | |
Restricted Stock Units - 2015 | (10) | 2/1/2022 | | M | | | 1949 | (3) | (3) | Common Stock, par value $0.01 per share | 1949.0 | $0 | 0 | D | |
Restricted Stock Units - 2016 | (10) | 2/1/2022 | | M | | | 1522 | (4) | (4) | Common Stock, par value $0.01 per share | 1522.0 | $0 | 0 | D | |
Restricted Stock Units - 2017 | (10) | 2/1/2022 | | M | | | 1461 | (5) | (5) | Common Stock, par value $0.01 per share | 1461.0 | $0 | 0 | D | |
Restricted Stock Units - 2018 | (10) | 2/1/2022 | | M | | | 1608 | (6) | (6) | Common Stock, par value $0.01 per share | 1608.0 | $0 | 0 | D | |
Restricted Stock Units - 2019 | (10) | 2/1/2022 | | M | | | 1746 | (7) | (7) | Common Stock, par value $0.01 per share | 1746.0 | $0 | 0 | D | |
Restricted Stock Units - 2020 | (10) | 2/1/2022 | | M | | | 3476 | (8) | (8) | Common Stock, par value $0.01 per share | 3476.0 | $0 | 0 | D | |
Restricted Stock Units - 2021 | (10) | 2/1/2022 | | M | | | 1793 | (9) | (9) | Common Stock, par value $0.01 per share | 1793.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units were delivered upon change in control. |
(2) | The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units were delivered upon change in control. |
(3) | The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control. |
(4) | The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. |
(5) | The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. |
(6) | The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. |
(7) | The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control. |
(8) | The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control. |
(9) | The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control. |
(10) | Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RYKHUS DANIEL A C/O GREAT WESTERN BANCORP, INC. 225 SOUTH MAIN AVENUE SIOUX FALLS, SD 57104 | X |
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Signatures
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Donald J. Straka, as attorney-in-fact for Daniel A. Rykus | | 2/3/2022 |
**Signature of Reporting Person | Date |
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