FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Bailey Robert J.

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/14/2016 

3. Issuer Name and Ticker or Trading Symbol

UNITED TECHNOLOGIES CORP /DE/ [UTX]

(Last)        (First)        (Middle)

10 FARM SPRINGS ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Corporate VP, Controller /

(Street)

FARMINGTON, CT 06032       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4) 		2. Amount of Securities Beneficially Owned
(Instr. 4) 		3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) 		4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   4031.7400   I   By Savings Plan Trustee  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4) 		2. Date Exercisable and Expiration Date
(MM/DD/YYYY) 		3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) 		4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) 		6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units RSU   1/4/2019   1/3/2026   Common Stock   1215.0000     (1) D    
SRP Stock Unit     (2)   (2) Common Stock   640.6633     (2) D    
Stock Appreciation Right   1/2/2012   1/1/2019   Common Stock   9000.0000   $54.9500   D    
Stock Appreciation Right   1/4/2013   1/3/2020   Common Stock   7600.0000   $71.6300   D    
Stock Appreciation Right   1/3/2015   1/2/2022   Common Stock   10800.0000   $74.6600   D    
Stock Appreciation Right   1/3/2014   1/2/2021   Common Stock   8900.0000   $78.9900   D    
Stock Appreciation Right   1/2/2016   1/1/2023   Common Stock   12000.0000   $84.0000   D    
Stock Appreciation Right   1/4/2019   1/3/2026   Common Stock   15200.0000   (3) $95.5700   D    
Stock Appreciation Right   1/2/2017   1/1/2024   Common Stock   8700.0000   (4) $112.4900   D    
Stock Appreciation Right   1/2/2018   1/1/2025   Common Stock   9900.0000   (5) $115.0400   D    

Explanation of Responses:
( 1)  Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis.
( 2)  Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
( 3)  The reporting person was also awarded 1,820 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year period.
( 4)  The reporting person was also awarded 2,270 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year time period.
( 5)  The reporting person was also awarded 2,350 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year time period.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Bailey Robert J.
10 FARM SPRINGS ROAD
FARMINGTON, CT 06032

Corporate VP, Controller

Signatures
/s/ Ariel R. David as Attorney-in-Fact 9/21/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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