Caspian Services, Inc. Places $15 Million Convertible Note
08 Septiembre 2008 - 5:49PM
PR Newswire (US)
SALT LAKE CITY, Sept. 8 /PRNewswire-FirstCall/ -- Caspian Services,
Inc. (OTC:CSSV) (BULLETIN BOARD: CSSV) announced today that it has
successfully completed the private placement of $15 million in
principal amount of a 39 month convertible loan ("Note"). The Note
bears interest at a rate of 13% per annum and is convertible into
Caspian Services common shares. Accrued interest on the Note will
be capitalized at the end of each twelve month interest period.
Unless previously converted to common shares, repayment of the Note
will be due in December 2011. The Note may not be prepaid without
the consent of Noteholder. The Note is immediately convertible into
common shares of Caspian Services at the request of the Noteholder
and may be converted for all or any portion of the unpaid principal
amount thereof plus any capitalized or accrued and unpaid interest.
The Note is convertible at a price of $2.30 per share. The Note
contains financial covenants that require Caspian Services to
maintain a maximum ratio of net debt to equity, limit total
liabilities in relation to its total stockholders' equity, and to
maintain a certain level of cash available to service its debts.
The Note contains other customary affirmative and negative
covenants, as well as customary events of default. The Note
constitutes a direct, unsubordinated and unsecured, interest
bearing obligations of Caspian Services. The Note and the common
shares issuable upon conversion of the Note have not been
registered under the Securities Act or the securities laws of any
other jurisdiction, although Noteholder has been granted a
registration right with respect to the underlying common shares.
Unless registered, the Note and the underlying common stock may be
offered and sold only in transactions that are exempt from
registration under the Securities Act and the applicable securities
laws of other jurisdictions. This press release is for
informational purposes only and shall not constitute an offer to
sell or the solicitation of an offer to buy any securities of
Caspian Services and there shall not be any sale of any securities
of Caspian Services in any jurisdiction in which such offer,
solicitation or sale would be unlawful prior to registration or
qualification under the securities laws of any such jurisdiction or
an exemption therefrom. In June 2008 Caspian Services completed the
private placement of a $15 million convertible note on similar
terms to another party. The proceeds from the placement of the
notes will be used to help fund marine base construction and for
general corporate purposes. Caspian Services provides geophysical
and seismic data acquisition services, maintains a fleet of vessels
for commission to oil and a gas exploration company engaged in
exploration and development activities in the north Caspian Sea and
is building a marine base facility in the Port of Bautino. The
Company maintains corporate offices in Almaty, Kazakhstan, Aktau,
Kazakhstan and Salt Lake City, Utah. For Further Information Please
Contact: Terrance J. Powell Vice President, Investor Relations 29/6
Satpaev Street 9th Floor, Hyatt Regency Hotel Almaty, 050040
Republic of Kazakhstan Tel - 7 727 250 8478 / Fax - 7 727 250 8479
Email - This press release contains certain forward-looking
statements within the meaning of Section 27A of the Securities Act
and Section 21E of the Securities Exchange Act of 1934, as amended,
which are intended to be covered by the safe harbors created
therein. Investors are cautioned that all forward-looking
statements involve risks and uncertainties, including but not
limited to those discussed in Caspian Services' Annual Report on
Form 10-K for the year ended September 30, 2007 and other filings
with the Securities and Exchange Commission. Although Caspian
Services believes the assumptions underlying the forward-looking
statements contained herein are reasonable, there can be no
assurance that the forward-looking statements included in this
press release will prove to be accurate. In light of the
significant uncertainties inherent in the forward-looking
statements included herein, the inclusion herein should not be
regarded as a representation by Caspian Services or any other
person that the objectives and plans of Caspian Services will be
achieved. DATASOURCE: Caspian Services, Inc. CONTACT: Terrance J.
Powell, Vice President, Investor Relations, of Caspian Services,
Inc., 7 727 250 8478, fax, 7 727 250 8479,
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