GFGY Granite Falls Energy LLC (CE)

CUSIP No.   n/a

1.

Names of Reporting Persons
ROLAND “RON” J. FAGEN*

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

 o

(b)

 o

3.

SEC Use Only

4.

Source of Funds (See Instructions)
WC

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

6.

Citizenship or Place of Organization
United States

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

8.

Shared Voting Power
146 Membership Units*

9.

Sole Dispositive Power
0

10.

Shared Dispositive Power
146 Membership Units*

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
146 Membership Units*

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

13.

Percent of Class Represented by Amount in Row (11)
0.0048%**

14.

Type of Reporting Person (See Instructions)
IN

ITEM 3.

SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

Project Hawkeye, L.L.C. acquired 146 Membership Units in connection with certain securities purchase agreements entered into in 2015. The Reporting Person shares voting and dispositive control over the Membership Units held by Project Hawkeye, L.L.C.

The Reporting Person exercises voting control over Fagen, Inc. (“Fagen”) and has the sole power to vote, direct the vote, dispose or direct the disposition of Fagen’s investments.  On July 1, 2020, the 3,925 Membership Units previously held by Fagen were transferred to Fagen Holdings, Inc., its parent company, as part of an internal restructuring transaction.  The Reporting Person does not maintain voting or dispositive control over the investments of Fagen Holdings, Inc., and, as a result of the internal structuring transaction, is no longer beneficial owner of the Membership Units previously owned by Fagen.

ITEM 4.

PURPOSE OF TRANSACTION

On July 1, 2020, Fagen requested, pursuant to a transfer request, that the Issuer’s Board of Governors approve the transfer of the Membership Units from to Fagen to Fagen Holdings, Inc.  The Issuer’s Board of Governors approved this transfer effective as of July 1, 2020. As a result, Fagen Holdings acquired title to the Membership Units previously held by Fagen.  A copy of the Issuer’s letter approving the transfer request is included as Exhibit 7.1 to this Amendment No. 6 to Schedule 13D.

ITEM 5.

INTEREST IN SECURITIES OF THE ISSUER

(a)The responses of the Reporting Person to rows 8, 10, 11 and 13 on the cover page of this Amendment are incorporated herein by reference. As of the date hereof, the Reporting Person beneficially owns, through his shared voting control over Project Hawkeye, L.L.C., an aggregate of 146 Membership Units, representing 0.0048% of the Issuer’s outstanding Membership Units.  This calculation is based on the 30,606 Membership Units issued and outstanding as of February 21, 2020 as reported in the issuers DEF14A filing on February 21, 2020.

(b)Through his voting control over Project Hawkeye, L.L.C., the Reporting Person has shared power to vote, direct the vote, dispose or direct the disposition of 146 Membership Units.

(c)Except as set forth in Items 3 and 4 above, the Reporting Person has not effected any transactions with respect to shares of the Issuer’s Common Stock in the last 60 days.

(e)As a result of the transactions described it Items 3 and 4 above, the Reporting Person ceased to be the beneficial owner of more than five percent of the Issuer’s Membership Units on July 1, 2020.

ITEM 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 6 of this Schedule 13D is hereby amended to incorporate by reference the disclosure under Item 3 and 4 and the Exhibit identified in Item 7 below.

ITEM 7.

MATERIAL TO BE FILED AS EXHIBITS

7.1     Confirmation of Membership Unit Transfer Request dated July 1, 2020.

Dated: July 13, 2020

/s/ Roland “Ron” J. Fagen

Roland “Ron” J. Fagen