FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Lum Ernest K.F.
2. Issuer Name and Ticker or Trading Symbol

Lux Amber, Corp. [ LXAM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

371 HOSTDALE DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

11/22/2021
(Street)

DOTHAN, AL 36303
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1/10/2022  M  150000 A$0.25 4560618 D  
Common Stock 1/10/2022  M  30000 A$0.25 4590618 D  
Common Stock 7/18/2022  M  50000 A$0 4640618 D  
Common Stock 7/18/2022  M  250000 A$0.01 4890618 D  
Common Stock 7/21/2022  M  1000000 A$0.027 5890618 D  
Common Stock 11/8/2022  S  127000 D$0.75 5763618 D  
Common Stock (5)11/16/2022  J(6)  175563 A$0 5939181 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Stock purchase options (1)$0.25 11/22/2021  A   50000    11/22/2021 11/22/2031 Common Stock 50000 $0 350000 D  
Common Stock purchase options (2)$0.25 12/1/2021  A   150000    12/1/2021 12/1/2031 Common Stock 150000 $0 500000 D  
Common Stock purchase options (3)$0.25 12/22/2021  A   30000    12/22/2021 12/22/2031 Common Stock 30000 $0 530000 D  
Common Stock purchase options $0.25 1/10/2022  M     150000  12/1/2021 12/1/2031 Common Stock 150000 $0 380000 D  
Common Stock purchase options $0.25 1/10/2022  M     30000  12/22/2021 12/22/2031 Common Stock 30000 $0 350000 D  
Common Stock purchase options $0 7/18/2022  M     50000  3/1/2017 3/1/2027 Common Stock 50000 $0 1300000 D  
Common Stock purchase options $0.01 7/18/2022  M     250000  6/22/2017 6/22/2027 Common Stock 250000 $0 1050000 D  
Common Stock purchase options (4)$0.027 7/10/2022  A   1000000    7/10/2022 7/10/2032 Common Stock 1000000 $0 1350000 D  
Common Stock purchase options $0.027 7/21/2022  M     1000000  7/10/2022 7/10/2032 Common Stock 1000000 $0 50000 D  

Explanation of Responses:
(1) 100% vested on the date of grant
(2) 100% vested on the date of grant
(3) 100% vested on the date of grant
(4) 100% vested on the date of grant
(5) Pursuant to the beneficial ownership rules, these shares are deemed owned by Ernest Lum, by attribution from his daughter, who lives with him. The shares are held in the daughter's name, and were originally acquired by her via conversion of derivative securities.
(6) Reference the footnote immediately above

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Lum Ernest K.F.
371 HOSTDALE DRIVE
DOTHAN, AL 36303
XX


Signatures
Ernest K.F. Lum11/16/2022
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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