Current Report Filing (8-k)
26 Marzo 2020 - 6:16AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported)
March
26, 2020 (March 20, 2020)
AIM
IMMUNOTECH INC.
(Exact
name of registrant as specified in its charter)
Delaware
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001
- 27072
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52-0845822
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(state
or other jurisdiction
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(Commission
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(I.R.S.
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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2117
SW Highway 484, Ocala FL
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34473
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (352) 448-7797
AIM
Immunotech Inc.
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, par value $0.001 per share
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AIM
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NYSE
American
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Item
1.01 Entry into a Material Definitive Agreement.
On
March 20, 2020, we amended our Material Transfer and Research Agreement (the “Roswell Agreement”) with Roswell Park
Cancer Institute, d/b/a Roswell Park Comprehensive Cancer Center. We have filed herewith as Exhibit 10.1, the Amendment to the
Roswell Agreement, including the original Roswell Agreement, which is incorporated herein by reference.
Item
7.01. Regulation FD Disclosure.
On
March 26, 2020, we issued a press release updating our activities related to COVID-19. A copy of the press release is furnished
herewith as Exhibit 99.1.
This
information in this item, including Exhibit 99.1, referenced herein, is “furnished” and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that
section. It may only be incorporated by reference in another filing under the Securities Exchange Act of 1934, as amended, or
the Securities Act of 1933, as amended, if and to the extent such subsequent filing specifically references the information herein
as being incorporated by reference in such filing.
Cautionary
Statements
This
Current Report on Form 8-K including the exhibits attached hereto, contains forward-looking statements within the meaning of the
Private Securities Litigation Reform Act of 1995. Words such as “may,” “will,” “expect,” “plan,”
“anticipate” and similar expressions (as well as other words or expressions referencing future events or circumstances)
are intended to identify forward-looking statements. These statements involve a number of risks and uncertainties. For example,
significant testing and trials will be required to determine whether Ampligen will be effective in the treatment of COVID-19 in
humans and no assurance can be given that it will be the case. Some of the world’s largest pharmaceutical companies are
racing to find a treatment for COVID-19. Even if Ampligen proves effective in combating the virus, no assurance can be given that
our actions toward proving this will be given first priority or that, even if Ampligen proves effective, another treatment that
eventually proves effective will not make our efforts ultimately unproductive. No assurance can be given that future studies will
not result in findings that are different from those reported in studies we are relying on for our beliefs. Operating in foreign
countries carries with it a number of risks, including potential difficulties in enforcing intellectual property rights. We cannot
assure that our potential foreign operations will not be adversely affected by these risks. Generally, with regard to our activities
with Ampligen, no assurance can be given as to whether current or planned trials will be successful or yield favorable data. Such
trials are subject to many factors including lack of regulatory approval(s), lack of study drug, or a change in priorities at
the institutions sponsoring other trials. In addition, initiation of planned clinical trials may not occur secondary to many factors
including lack of regulatory approval(s) or lack of study drug. Even if these clinical trials are initiated, the Company cannot
assure that the clinical studies will be successful or yield any useful data or require additional funding. Any forward-looking
statements set forth herein speak only as of the date of this press release. We do not undertake to update any of these forward-looking
statements to reflect events or circumstances that occur after the date hereof. The information found on our website is not incorporated
by reference herein and is included for reference purposes only.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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AIM
IMMUNOTECH INC.
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March
26, 2020
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By:
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/s/
Thomas K. Equels
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Thomas
K. Equels, CEO
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Hemispherx Biopharma (AMEX:HEB)
Gráfica de Acción Histórica
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Hemispherx Biopharma (AMEX:HEB)
Gráfica de Acción Histórica
De Ene 2024 a Ene 2025
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