Statement of Changes in Beneficial Ownership (4)
26 Enero 2022 - 5:31PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DICICCO WENDY F |
2. Issuer Name and Ticker or Trading Symbol
Renovacor, Inc.
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RCOR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Interim CFO |
(Last)
(First)
(Middle)
C/O RENOVACOR, INC., P.O. BOX 8142 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/24/2022 |
(Street)
GREENWICH, CT 06836
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/24/2022 | | A | | 18800 (1) | A | $0.00 | 23129 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $6.45 | 1/24/2022 | | A | | 37575 | | (2) | 1/24/2032 | Common Stock | 37575 | $0.00 | 37575 | D | |
Explanation of Responses: |
(1) | These restricted stock units will vest in four equal annual installments beginning on January 24, 2023, subject to continued service with the Company. |
(2) | The stock option will vest and become exercisable in full on January 24, 2026, with 25% vesting on January 24, 2023, and the remainder vesting in equal monthly installments on the 24th of each month for the remaining 36
months, subject to the continuous service of the Reporting Person on such vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DICICCO WENDY F C/O RENOVACOR, INC. P.O. BOX 8142 GREENWICH, CT 06836 |
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| Interim CFO |
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Signatures
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By: /s/ Joseph Carroll, as attorney- in-fact | | 1/26/2022 |
**Signature of Reporting Person | Date |
Renovacor (AMEX:RCOR)
Gráfica de Acción Histórica
De Dic 2024 a Ene 2025
Renovacor (AMEX:RCOR)
Gráfica de Acción Histórica
De Ene 2024 a Ene 2025
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