Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
20 Diciembre 2019 - 12:11PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on December 20, 2019.
File No. 333-227545
File No. 811-23382
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
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THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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Post-Effective Amendment No. 4
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and/or
REGISTRATION STATEMENT
UNDER
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THE INVESTMENT COMPANY ACT OF 1940
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Amendment No. 6
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SPROTT FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
200 Bay
Street, Suite 2600,
Toronto, Ontario, Canada M5J2J1
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code:
416-943-8099
The Corporation Trust Company
Corporation Trust Center
New Castle County
Wilmington, DE 19801
(Name and address of agent for service)
Copies of
communications to:
John A. Ciampaglia
Chief Executive Officer
Sprott Asset Management LP
200 Bay Street, Suite 2600
Toronto, Ontario, Canada M5J2J1
Bibb L. Strench, Esq.
Thompson Hine LLP
1919 M
Street, N.W., Suite 700
Washington, D.C. 20036-1600
Approximate Date of Proposed Public Offering:
It is
proposed that this filing will become effective (check appropriate box)
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Immediately upon filing pursuant to paragraph (b)
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on January 16, 2020 pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on
[ ] pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on
[ ] pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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This post-effective amendment designated a new effective date for a previously filed post-effective amendment.
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EXPLANATORY NOTE
This Post-Effective Amendment No. 4 to the Registration Statement on Form N-1A for Sprott Funds Trust (the
“Trust”) is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under the Securities Act of 1933 (the “1933 Act”) solely for the purpose of delaying, until January 16, 2019 the effectiveness of Post-Effective Amendment
No. 2 (“PEA No. 2”), which was filed with the Commission via EDGAR Accession No. 0001193125-19-243026 on September 11, 2019, pursuant to
paragraph (a)(2) of Rule 485 under the 1933 Act. Parts A, B and C of PEA No. 2 are incorporated by reference herein.
PART
A—PROSPECTUS
The Prospectus for the Sprott Gold Fund is incorporated herein by reference to Part A of PEA No. 2.
PART B—STATEMENT OF ADDITIONAL INFORMATION
The Statement of Additional Information for the Sprott Gold Fund is incorporated herein by reference to Part B of PEA No. 2.
PART C—OTHER INFORMATION
The Part C for
the Sprott Gold Fund is incorporated herein by reference to Part C of PEA No. 2.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Post-Effective
Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Toronto, and Province of Ontario, on the 20th day of December 2019.
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Sprott Funds Trust
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By:
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/s/ John Ciampaglia
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Name:
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John Ciampaglia
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Title:
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President
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Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the
following persons in the capacities indicated below.
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Signature
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Title
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Date
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/s/ John Ciampaglia
John Ciampaglia
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President and Chief Executive Officer
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December 20, 2019
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/s/ Michael W. Clark*
Michael W. Clark
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Trustee
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December 20, 2019
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/s/ Barbara Connolly Keady*
Barbara Connolly Keady
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Trustee
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December 20, 2019
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/s/ Peyton T. Muldoon*
Peyton T. Muldoon
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Trustee
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December 20, 2019
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/s/ James R. Pierce Jr.*
James R. Pierce Jr.
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Trustee
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December 20, 2019
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/s/ Varinder Bhathal*
Varinder Bhathal
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Treasurer and Chief Financial Officer
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December 20, 2019
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John Ciampaglia, pursuant to a power of attorney filed on March 28, 2019 to the Registrant’s
Registration Statement in Pre-Effective Amendment No. 1 on Form N-14.
Sprott Gold Miners (AMEX:SGDM)
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Sprott Gold Miners (AMEX:SGDM)
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