Amended Current Report Filing (8-k/a)
29 Septiembre 2022 - 3:02PM
Edgar (US Regulatory)
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2022-09-19
2022-09-19
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported):
September 19, 2022
| Winc, Inc. |
| (Exact name of registrant as specified in its charter) |
| Delaware |
001-41055 |
45-2988960 |
(State or Other Jurisdiction
of Incorporation) |
(Commission File Number) |
(IRS Employer
Identification No.) |
|
1751 Berkeley St, Studio 3
Santa Monica, California |
90404 |
| (Address of Principal Executive Offices) |
(Zip Code) |
(800) 297-1760
(Registrant’s telephone number, including
area code)
| N/A |
| (Former name or former address, if changed since
last report.) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of
each class | |
Trading Symbol(s) | |
Name of each
exchange on which registered |
| Common Stock, $0.0001 par value per share | |
WBEV | |
NYSE American LLC |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR 240.12b-2).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
EXPLANATORY NOTE
This Amendment No. 1 on Form 8-K/A (this “Amendment No. 1”)
amends Item 5.02(b) of the Current Report on Form 8-K filed by Winc, Inc. (the “Company”) on September 20, 2022 (the “Original
Report”). This Amendment No. 1 is being filed to provide additional information about an event occurring subsequent to the filing
of the Original Report, as described below.
This Amendment No. 1 does not amend any other item of the Original
Report or purport to provide an update or a discussion of any developments at the Company subsequent to the filing date of the Original
Report, except as described herein.
Capitalized terms used but not defined herein have the meanings given
in the Original Report.
Item 5.02 Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) On September 19, 2022, Geoffrey McFarlane, Chief Executive Officer
of Winc, Inc. (the “Company”), stepped down as the Company’s Chief Executive Officer, effective immediately. Mr. McFarlane
will continue to serve as a member of the board of directors (the “Board”) of the Company.
In connection with Mr. McFarlane’s resignation as Chief Executive
Officer, he executed a general release of claims in favor of the Company and will receive the non-change in control severance payments
and benefits provided under the Company's Amended and Restated Winc, Inc. Executive Severance Plan.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| |
|
WINC, INC. |
| |
|
|
| Date: September 29, 2022 |
By: |
/s/ Brian Smith |
| |
|
Brian Smith
President and Interim Chief Executive Officer |
Winc (AMEX:WBEV)
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