TIDMIQE 
 

TR-1: Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the 
 relevant issuer and to the FCA in Microsoft Word format 
 if possible)(i) 
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1a. Identity of the issuer or the underlying issuer 
 of existing shares to which voting rights are attached(ii) 
 :                                                                                                                                                           IQE Plc 
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1b. Please indicate if the issuer is a non-UK issuer 
 (please mark with an "X" if appropriate) 
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Non-UK issuer 
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2. Reason for the notification (please mark the appropriate 
 box or boxes with an "X") 
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An acquisition or disposal of voting rights                                                                                                                                                       X 
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An acquisition or disposal of financial instruments 
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An event changing the breakdown of voting rights 
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Other (please specify)(iii) : 
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3. Details of person subject to the notification obligation(iv) 
Name                                                                                                     Richard Griffiths 
City and country of registered office (if applicable)                                                    St Helier, Jersey 
4. Full name of shareholder(s) (if different from 
 3)(v) 
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Name 
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City and country of registered office (if applicable) 
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5. Date on which the threshold was crossed or reached(vi) 
 :                                                                                                       1 June 2022 
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6. Date on which issuer notified (DD/MM/YYYY):                                                           6 June 2022 
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7. Total positions of person(s) subject to the notification 
 obligation 
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                                                     % of voting rights attached to shares (total of 8.  % of voting rights through financial instruments  Total of both in 
                                                                             A)                                      (total of 8.B 1 + 8.B 2)               % (8.A + 8.B)    Total number of voting rights of issuer(vii) 
---------------------------------------------------  --------------------------------------------------  ------------------------------------------------  ----------------  -------------------------------------------- 
Resulting situation on the date on which threshold 
 was crossed or reached                                                                           4.47%                       0.00%                                   4.47%                  804,556,217 
---------------------------------------------------  --------------------------------------------------  ------------------------------------------------  ----------------  -------------------------------------------- 
Position of previous notification (if                                     < 3.00%                                            < 3.00%                           < 3.00% 
 applicable) 
---------------------------------------------------  --------------------------------------------------  ------------------------------------------------  ----------------  -------------------------------------------- 
 
 
 
 8. Notified details of the resulting situation on 
 the date on which the threshold was crossed or reached(viii) 
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A: Voting rights attached to shares 
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Class/type of 
 shares 
 ISIN code (if possible)                                   Number of voting rights(ix)                                                                          % of voting rights 
-------------------------- 
                                              Direct                                      Indirect                                            Direct                                            Indirect 
                             (Art 9 of Directive 2004/109/EC) (DTR5.1)   (Art 10 of Directive 2004/109/EC) (DTR5.2.1)        (Art 9 of Directive 2004/109/EC) (DTR5.1)         (Art 10 of Directive 2004/109/EC) (DTR5.2.1) 
-------------------------   ------------------------------------------  ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
Ordinary 
 GB0009619924                               36,000,000                                                                                         4.47% 
--------------------------  ------------------------------------------  ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
 
 
SUBTOTAL 8. A                                                      36,000,000                                                                                         4.47% 
--------------------------  -----------------------------------------------------------------------------------------  ---------------------------------------------------------------------------------------------------- 
 
B 1: Financial Instruments according to Art. 13(1)(a) 
 of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
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Type of financial           Expiration                                  Exercise/                                      Number of voting rights that may be acquired if the    % of voting rights 
 instrument                  date(x)                                     Conversion Period(xi)                          instrument is 
                                                                                                                        exercised/converted. 
--------------------------  ------------------------------------------  ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
 
 
 
                                                                        SUBTOTAL 8. B 1 
                                                                        ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
 
B 2: Financial Instruments with similar economic effect 
 according to Art. 13(1)(b) of Directive 2004/109/EC 
 (DTR5.3.1.1 (b)) 
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Type of financial          Expiration                                   Exercise/ Conversion                           Physical or cash    Number of voting rights            % of voting rights 
 instrument                 date(x)                                     Period (x) (i)                                 settlement(xii) 
-------------------------  -------------------------------------------  ---------------------------------------------  ------------------  ---------------------------------  --------------------------------------------- 
 
 
 
                                                                                                                       SUBTOTAL 8.B.2 
                                                                                                                       ------------------  ---------------------------------  --------------------------------------------- 
 
 
 
9. Information in relation to the person subject to 
 the notification obligation (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is not 
 controlled by any natural person or legal entity and 
 does not control any other undertaking(s) holding 
 directly or indirectly an interest in the (underlying) 
 issuer(xiii) 
Full chain of controlled undertakings through which 
 the voting rights and/or the 
 financial instruments are effectively held starting 
 with the ultimate controlling natural person or legal 
 entity(xiv) (please add additional rows as necessary)                                                                                             X 
--------------------------------------------------------------------------------------------------------------------  ----------------------------------------------------------- 
            % of voting rights if it equals or is higher than   % of voting rights through financial instruments if   Total of both if it equals or is higher than the notifiable 
 Name(xv)                the notifiable threshold               it equals or is higher than the notifiable threshold                           threshold 
----------  -------------------------------------------------  -----------------------------------------------------  ----------------------------------------------------------- 
Richard 
 Griffiths                                              4.47%                                                                                    4.47% 
----------  -------------------------------------------------  -----------------------------------------------------  ----------------------------------------------------------- 
 
 
 
 
 
10. In case of proxy voting, please identify: 
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Name of the proxy holder                                       NA 
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The number and % of voting rights held                         NA 
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The date until which the voting rights will be held            NA 
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11. Additional information(xvi) 
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Place of completion  St Helier, Jersey 
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Date of completion   6 June 2022 
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(END) Dow Jones Newswires

June 07, 2022 02:00 ET (06:00 GMT)

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