Wellington Management Group LLP Form 8.3 - Ball Corporation (6745C)
29 Junio 2016 - 7:42AM
UK Regulatory
TIDMREX TIDMTTM
RNS Number : 6745C
Wellington Management Group LLP
29 June 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Wellington Management
Group LLP
------------------------------------ ---------------------------------------- --------------------------------------
(b) Owner or controller of interests
and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For
a trust, the trustee(s), settlor
and beneficiaries must be named.
------------------------------------ ---------------------------------------- --------------------------------------
(c) Name of offeror/offeree in relation Ball Corporation
to whose relevant securities
this form relates:
Use a separate form for each
offeror/offeree
------------------------------------ ---------------------------------------- --------------------------------------
(d) If an exempt fund manager connected
with an offeror/offeree, state
this and specify identity of
offeror/offeree:
------------------------------------ ---------------------------------------- --------------------------------------
(e) Date position held/dealing undertaken: 28 June 2016
For an opening position disclosure,
state the latest practicable
date prior to the disclosure
------------------------------------ ---------------------------------------- --------------------------------------
(f) In addition to the company in YES
1(c) above, is the discloser Rexam PLC
making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
------------------------------------ ---------------------------------------- --------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure
relates following the dealing (if any)
Class of relevant security: Common Stock (US0584981064)
---------------------------------------------------------------------------- ----------------------------------------
Interests Short Positions
-------------------- ------------------
Number % Number %
------------ ------ ---------- ------
Relevant securities 4.38 0.00
(1) owned and/or controlled: 6,204,991 % 234 %
------------------------------------ -------------------------------------- ------------ ------ ---------- ------
(2) Cash-settled derivatives:
------------------------------------ -------------------------------------- ------------ ------ ---------- ------
Stock-settled derivatives
(including options)
and agreements to 0.00
(3) purchase/sell: 139 %
------------------------------------ -------------------------------------- ------------ ------ ---------- ------
6,205,130 4.38 0.00
Total * % 234 %
------------------------------------ -------------------------------------- ------------ ------ ---------- ------
*Wellington Management Group LLP does not have discretion
regarding voting decisions in respect of 780,519 shares
that are included in the total above.
(b) Rights to subscribe for new securities (including
directors' and other executive options)
Class of relevant security
in relation to which
subscription right exists:
---------------------------------------------------------------------------- ----------------------------------------
Details, including nature
of the rights concerned
and relevant percentages:
---------------------------------------------------------------------------- ----------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
------------------------------- -------------------------------- -------------------------- -----------------------
Common Stock (US0584981064) Purchase 11,670 69.1406 USD
------------------------------- -------------------------------- -------------------------- -----------------------
Common Stock (US0584981064) Purchase 7,335 70.6000 USD
------------------------------- -------------------------------- -------------------------- -----------------------
Common Stock (US0584981064) Sale 965 70.6000 USD
------------------------------- -------------------------------- -------------------------- -----------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number Price per
relevant e.g. CFD e.g. opening/closing of reference unit
security a long/short securities
position, increasing/reducing
a long/short
position
------------- -------------------------------- ------------------------------- --------------- -------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of securities price e.g. date money paid/
security e.g. selling, to which per unit American, received
call varying option European per unit
option etc. relates etc.
----------- ---------------- -------------- ------------------ ----------- ------------- ----------- ------------
(ii) Exercise
Class of Product description Exercising/ Number of Exercise
relevant e.g. call exercised securities price per
security option against unit
--------------- -------------------------------- ---------------- -------------------------- ---------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------------------- -------------------------------- -------------------------- -----------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to
deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should
not be included. If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings,
state "none"
---------------------------------------------------------------------------------------------------
None
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(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
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Date of disclosure 29 June 2016
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Contact name Mark O'Brien
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Telephone number 44-20-7126-6310
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel?s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Wellington Management Group
LLP
--------------------------------------------------- -----------------------------------------------
Name of offeror/offeree in relation Ball Corporation
to whose relevant securities
the disclosure relates:
--------------------------------------------------- -----------------------------------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written Number of Exercise Type e.g. Expiry
relevant description or purchased securities price American, date
security e.g. call to which per unit European
option option or etc.
derivative
relates
------------------ ------------- -------------- -------------- ----------- ----------- -------
Common Stock Equity Written 139 65.0000USD American 20 Jan
(US0584981064) Put Option 17
------------------ ------------- -------------- -------------- ----------- ----------- -------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
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None
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It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives
The currency of all prices and other monetary amounts should be
stated.
monitoring@disclosure.org.uk. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel?s website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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