TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 20 November 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 9,119,190 0.75% 2,880,760 0.24%
controlled:
(2) Derivatives
(other
than
options): 928,281 0.08% 7,733,971 0.64%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 10,047,471 0.83% 10,614,731 0.87%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 0 0.00% 600,000 0.15%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 600,000 0.15%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 121 4.1790 GBP
ORD Purchase 126 4.2010 GBP
ORD Purchase 126 4.2030 GBP
ORD Purchase 136 4.2460 GBP
ORD Purchase 267 4.1950 GBP
ORD Purchase 722 4.2420 GBP
ORD Purchase 776 4.2037 GBP
ORD Purchase 960 4.2710 GBP
ORD Purchase 3,180 4.2291 GBP
ORD Purchase 9,317 4.2426 GBP
ORD Purchase 9,850 4.2401 GBP
ORD Purchase 10,225 4.2182 GBP
ORD Purchase 18,105 4.2453 GBP
ORD Purchase 80,000 4.2465 GBP
ORD Purchase 146,379 4.2553 GBP
ORD Sale 121 4.1790 GBP
ORD Sale 126 4.2010 GBP
ORD Sale 126 4.2030 GBP
ORD Sale 136 4.2460 GBP
ORD Sale 184 4.2325 GBP
ORD Sale 267 4.1950 GBP
ORD Sale 720 4.2040 GBP
ORD Sale 722 4.2420 GBP
ORD Sale 776 4.2037 GBP
ORD Sale 1,390 4.2207 GBP
ORD Sale 1,431 4.2259 GBP
ORD Sale 3,503 4.2250 GBP
ORD Sale 6,069 4.2102 GBP
ORD Sale 17,179 4.2383 GBP
ORD Sale 22,560 4.2318 GBP
ORD Sale 39,689 4.2490 GBP
ORD Sale 51,641 4.2386 GBP
ORD Sale 93,750 4.2710 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 740 4.2375 GBP
ORD CFD Long 1,228 4.2384 GBP
ORD CFD Long 8,382 4.2093 GBP
ORD CFD Long 23,204 4.2103 GBP
ORD CFD Long 28,437 4.2618 GBP
ORD SWAP Short 4,389 4.2369 GBP
ORD CFD Short 9,317 4.2426 GBP
ORD CFD Short 9,850 4.2401 GBP
ORD CFD Short 80,000 4.2465 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 Nov 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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