TIDMTT.
FORM 8.5 (EPT/NON-RI)- AMENDMENT TO 2A & 3A
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to TUI TRAVEL PLC
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 28 November 2014
undertaken:
(e) Has the EPT previously disclosed, YES: TUI AG
or is it today disclosing,
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 9,172,314 0.75% 3,370,839 0.28%
controlled:
(2) Derivatives
(other
than
options): 44,835 0.00% 7,627,806 0.63%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 9,217,149 0.75% 10,998,645 0.90%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 0 0.00% 900,000 0.23%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 0 0.00% 900,000 0.23%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
Convertible Sale 1,000,000 127.3750 GBP
Bond
ORD Purchase 125 4.4300 GBP
ORD Purchase 130 4.3540 GBP
ORD Purchase 178 4.3770 GBP
ORD Purchase 178 4.4420 GBP
ORD Purchase 213 4.3560 GBP
ORD Purchase 298 4.4390 GBP
ORD Purchase 305 4.3640 GBP
ORD Purchase 355 4.3780 GBP
ORD Purchase 385 4.3430 GBP
ORD Purchase 491 4.3900 GBP
ORD Purchase 522 4.3762 GBP
ORD Purchase 652 4.4080 GBP
ORD Purchase 655 4.4310 GBP
ORD Purchase 749 4.4500 GBP
ORD Purchase 753 4.4370 GBP
ORD Purchase 844 4.3707 GBP
ORD Purchase 857 4.4570 GBP
ORD Purchase 982 4.3710 GBP
ORD Purchase 1,079 4.3600 GBP
ORD Purchase 1,766 4.4510 GBP
ORD Purchase 2,487 4.4440 GBP
ORD Purchase 3,403 4.3798 GBP
ORD Purchase 3,897 4.3934 GBP
ORD Purchase 5,107 4.4362 GBP
ORD Purchase 6,424 4.3864 GBP
ORD Purchase 35,957 4.4208 GBP
ORD Purchase 40,615 4.4151 GBP
ORD Purchase 86,154 4.4249 GBP
ORD Purchase 170,491 4.3790 GBP
ORD Purchase 198,328 4.3612 GBP
ORD Sale 125 4.4300 GBP
ORD Sale 130 4.3540 GBP
ORD Sale 141 4.4210 GBP
ORD Sale 178 4.3770 GBP
ORD Sale 178 4.4420 GBP
ORD Sale 213 4.3560 GBP
ORD Sale 298 4.4390 GBP
ORD Sale 305 4.3640 GBP
ORD Sale 385 4.3430 GBP
ORD Sale 491 4.3790 GBP
ORD Sale 491 4.3900 GBP
ORD Sale 652 4.4080 GBP
ORD Sale 655 4.4310 GBP
ORD Sale 749 4.4500 GBP
ORD Sale 753 4.4370 GBP
ORD Sale 857 4.4570 GBP
ORD Sale 982 4.3710 GBP
ORD Sale 1,079 4.3600 GBP
ORD Sale 1,196 4.3780 GBP
ORD Sale 1,260 4.3210 GBP
ORD Sale 1,766 4.4510 GBP
ORD Sale 4,511 4.3872 GBP
ORD Sale 5,285 4.4342 GBP
ORD Sale 6,568 4.3883 GBP
ORD Sale 13,669 4.4470 GBP
ORD Sale 22,093 4.3612 GBP
ORD Sale 27,873 4.3679 GBP
ORD Sale 29,263 4.3523 GBP
ORD Sale 70,411 4.3661 GBP
ORD Sale 114,464 4.3702 GBP
(b) Derivatives
transactions
(other than
options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 7,905 4.3867 GBP
ORD SWAP Long 29,263 4.3523 GBP
ORD CFD Long 39,588 4.3329 GBP
ORD SWAP Short 801 4.4494 GBP
ORD CFD Short 6,384 4.4137 GBP
ORD CFD Short 39,588 4.3329 GBP
ORD CFD Short 86,154 4.4249 GBP
ORD SWAP Short 129,970 4.2107 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2 December 2014
Contact name: Jay Supaya
Telephone number: 0207 773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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