UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-05734

 

 

Diamond Hill Financial Trends Fund, Inc.

(Exact name of registrant as specified in charter)

 

 

325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215

(Address of principal executive offices) (Zip code)

James F. Laird, Jr., 325 John H. McConnell Blvd., Suite 200, Columbus, Ohio 43215

(Name and address of agent for service)

 

 

Registrant’s telephone number, including area code: (614) 255-3333

Date of fiscal year end: 12/31

Date of reporting period: 7/1/11 – 6/30/12

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30bl-4 thereunder (17CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.

 

 

 


DIAMOND HILL FINANCIAL TRENDS FUND, INC.

 

Issuer

 

Ticker

 

CUSIP

 

Meeting

Date

  

Description of Vote

 

Matter
Proposed by

 

Matter
Voted

 

Vote
Cast

 

For /
Against
Mgmt

ACE LIMITED

  ACE   H0023R105   09-Jan-2012    APPROVAL OF AMENDMENT TO INCREASE DIVIDENDS FROM LEGAL RESERVES   Issuer   Yes   For   For

FIRST FINANCIAL HOLDINGS, INC.

  FFCH   320239106   26-Jan-2012    DIRECTOR: R. WAYNE HALL   Issuer   Yes   For   For

FIRST FINANCIAL HOLDINGS, INC.

  FFCH   320239106   26-Jan-2012    DIRECTOR: JAMES L. ROWE   Issuer   Yes   For   For

FIRST FINANCIAL HOLDINGS, INC.

  FFCH   320239106   26-Jan-2012    DIRECTOR: RICHARD W. SALMONS, JR.   Issuer   Yes   For   For

FIRST FINANCIAL HOLDINGS, INC.

  FFCH   320239106   26-Jan-2012    DIRECTOR: HENRY M. SWINK   Issuer   Yes   For   For

FIRST FINANCIAL HOLDINGS, INC.

  FFCH   320239106   26-Jan-2012    TO PROVIDE ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY ON PAY).   Issuer   Yes   For   For

FIRST FINANCIAL HOLDINGS, INC.

  FFCH   320239106   26-Jan-2012    TO PROVIDE ADVISORY APPROVAL FOR THE FREQUENCY OF THE VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY ON FREQUENCY).   Issuer   Yes   3 Years   For

FIRST FINANCIAL HOLDINGS, INC.

  FFCH   320239106   26-Jan-2012    TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING 2012.   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   06-Feb-2012   

COMMON STOCK ISSUANCE - TO APPROVE THE ISSUANCE OF ALLEGHANY COMMON

STOCK AS CONSIDERATION FOR TRANSATLANTIC STOCKHOLDERS IN CONNECTION WITH THE MERGER OF TRANSATLANTIC WITH ALLEGHANY’S WHOLLY OWNED SUBSIDIARY, SHORELINE MERGER SUB, INC.

  Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   06-Feb-2012   

ADJOURNMENT OF SPECIAL MEETING - TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF

PROPOSAL NO. 1.

  Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: RUTH E. BRUCH   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: GERALD L. HASSELL   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: EDMUND F. KELLY   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: RICHARD J. KOGAN   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: JOHN A. LUKE, JR   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: MARK A. NORDENBERG   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: CATHERINE A. REIN   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: SAMUEL C. SCOTT III   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ELECTION OF DIRECTOR: WESLEY W. VON SCHACK   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   Issuer   Yes   For   For

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY RELATED TO AN INDEPENDENT CHAIRMAN.   Shareholder   Yes   For   Against

THE BANK OF NEW YORK MELLON CORPORATION

  BK   064058100   10-Apr-2012    STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING.   Shareholder   Yes   For   Against

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: Y. MARC BELTON   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR.   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: RICHARD K. DAVIS   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: JOEL W. JOHNSON   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: JERRY W. LEVIN   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: DAVID B. O’MALEY   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H.   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: CRAIG D. SCHNUCK   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: PATRICK T. STOKES   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ELECTION OF DIRECTOR: DOREEN WOO HO   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2012 FISCAL YEAR.   Issuer   Yes   For   For

U.S. BANCORP

  USB   902973304   17-Apr-2012    ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.   Issuer   Yes   For   For

THE FIRST OF LONG ISLAND CORPORATION

  FLIC   320734106   17-Apr-2012    DIRECTOR: ALLEN E. BUSCHING   Issuer   Yes   For   For

THE FIRST OF LONG ISLAND CORPORATION

  FLIC   320734106   17-Apr-2012    DIRECTOR: PAUL T. CANARICK   Issuer   Yes   For   For

THE FIRST OF LONG ISLAND CORPORATION

  FLIC   320734106   17-Apr-2012    DIRECTOR: ALEXANDER L. COVER   Issuer   Yes   For   For

THE FIRST OF LONG ISLAND CORPORATION

  FLIC   320734106   17-Apr-2012    DIRECTOR: J. DOUGLAS MAXWELL JR.   Issuer   Yes   For   For


THE FIRST OF LONG ISLAND CORPORATION

  FLIC   320734106   17-Apr-2012    DIRECTOR: STEPHEN V. MURPHY   Issuer   Yes   For   For

THE FIRST OF LONG ISLAND CORPORATION

  FLIC   320734106   17-Apr-2012    NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.   Issuer   Yes   For   For

THE FIRST OF LONG ISLAND CORPORATION

  FLIC   320734106   17-Apr-2012   

TO RATIFY THE REAPPOINTMENT OF CROWE HORWATH LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

FOR 2012.

  Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: JEFFREY S. ARONIN   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: MARY K. BUSH   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: GREGORY C. CASE   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: ROBERT M. DEVLIN   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: RICHARD H. LENNY   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: THOMAS G. MAHERAS   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: MICHAEL H. MOSKOW   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: DAVID W. NELMS   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: E. FOLLIN SMITH   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Issuer   Yes   For   For

DISCOVER FINANCIAL SERVICES

  DFS   254709108   18-Apr-2012   

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE

COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

  Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: DON M. CASTO III   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: ANN B. CRANE   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: STEVEN G. ELLIOTT   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: MICHAEL J. ENDRES   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: JOHN B. GERLACH, JR.   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: DAVID P. LAUER   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: JONATHAN A. LEVY   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: RICHARD W. NEU   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: DAVID L. PORTEOUS   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: KATHLEEN H. RANSIER   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    DIRECTOR: STEPHEN D. STEINOUR   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    APPROVAL OF THE 2012 LONG-TERM INCENTIVE PLAN.   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

HUNTINGTON BANCSHARES INCORPORATED

  HBAN   446150104   19-Apr-2012    AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: JOHN A. ALLISON IV   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: JENNIFER S. BANNER   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: K. DAVID BOYER, JR.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: ANNA R. CABLIK   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: RONALD E. DEAL   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: J.L. GLOVER, JR.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: JANE P. HELM   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: JOHN P. HOWE III, M.D.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: KELLY S. KING   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: VALERIA LYNCH LEE   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: NIDO R. QUBEIN   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: THOMAS E. SKAINS   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: THOMAS N. THOMPSON   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: EDWIN H. WELCH, PH.D.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    DIRECTOR: STEPHEN T. WILLIAMS   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    TO APPROVE THE BB&T 2012 INCENTIVE PLAN.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T’S OVERALL PAY-FOR- PERFORMANCE EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A “SAY ON PAY” VOTE.   Issuer   Yes   For   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T’S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES.   Shareholder   Yes   Against   For

BB&T CORPORATION

  BBT   054937107   24-Apr-2012    TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.   Shareholder   Yes   For   Against

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: JOHN D. BAKER II   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: ELAINE L. CHAO   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: JOHN S. CHEN   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: LLOYD H. DEAN   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: SUSAN E. ENGEL   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012   

ELECTION OF DIRECTOR: ENRIQUE

HERNANDEZ, JR.

  Issuer   Yes   For   For


WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: DONALD M. JAMES   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: NICHOLAS G. MOORE   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: FEDERICO F. PENA   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: PHILIP J. QUIGLEY   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: JUDITH M. RUNSTAD   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: STEPHEN W. SANGER   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: JOHN G. STUMPF   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    ELECTION OF DIRECTOR: SUSAN G. SWENSON   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012   

PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED

EXECUTIVES’ COMPENSATION.

  Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2012.   Issuer   Yes   For   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.   Shareholder   Yes   For   Against

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS.   Shareholder   Yes   For   Against

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    STOCKHOLDER PROPOSAL TO AMEND THE COMPANY’S BY-LAWS TO ALLOW STOCKHOLDERS TO NOMINATE DIRECTOR CANDIDATES FOR INCLUSION IN THE COMPANY’S PROXY MATERIALS.   Shareholder   Yes   Against   For

WELLS FARGO & COMPANY

  WFC   949746101   24-Apr-2012    STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS.   Shareholder   Yes   Against   For

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: ROBERT M. BEALL, II   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: ALSTON D. CORRELL   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: JEFFREY C. CROWE   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR.   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: DAVID H. HUGHES   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: M. DOUGLAS IVESTER   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: KYLE PRECHTL LEGG   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: G. GILMER MINOR, III   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: DONNA MOREA   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: DAVID M. RATCLIFFE   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: WILLIAM H. ROGERS, JR.   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: THOMAS R. WATJEN   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR.   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2012.   Issuer   No    

SUNTRUST BANKS, INC.

  STI   867914103   24-Apr-2012    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.   Issuer   No    

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: SHEILA P. BURKE   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: JAMES I. CASH, JR.   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: JOHN D. FINNEGAN   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: LAWRENCE W. KELLNER   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: MARTIN G. MCGUINN   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: LAWRENCE M. SMALL   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: JESS SODERBERG   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: DANIEL E. SOMERS   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ELECTION OF DIRECTOR: ALFRED W. ZOLLAR   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR.   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.   Issuer   Yes   For   For

THE CHUBB CORPORATION

  CB   171232101   24-Apr-2012    SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND RELATED EXPENDITURES.   Shareholder   Yes   Against   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: RICHARD O. BERNDT   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: CHARLES E. BUNCH   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: PAUL W. CHELLGREN   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: KAY COLES JAMES   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: RICHARD B. KELSON   Issuer   Yes   For   For


THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: BRUCE C. LINDSAY   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: ANTHONY A. MASSARO   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: JANE G. PEPPER   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: JAMES E. ROHR   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: DONALD J. SHEPARD   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: LORENE K. STEFFES   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: DENNIS F. STRIGL   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: THOMAS J. USHER   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: GEORGE H. WALLS, JR.   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ELECTION OF DIRECTOR: HELGE H. WEHMEIER   Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012   

RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF

PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.

  Issuer   Yes   For   For

THE PNC FINANCIAL SERVICES GROUP, INC.

  PNC   693475105   24-Apr-2012    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Issuer   Yes   For   For

NATIONAL PENN BANCSHARES, INC.

  NPBC   637138108   24-Apr-2012    DIRECTOR: SCOTT V. FAINOR   Issuer   Yes   For   For

NATIONAL PENN BANCSHARES, INC.

  NPBC   637138108   24-Apr-2012    DIRECTOR: DONNA D. HOLTON   Issuer   Yes   For   For

NATIONAL PENN BANCSHARES, INC.

  NPBC   637138108   24-Apr-2012    DIRECTOR: THOMAS L. KENNEDY   Issuer   Yes   For   For

NATIONAL PENN BANCSHARES, INC.

  NPBC   637138108   24-Apr-2012    DIRECTOR: MICHAEL E. MARTIN   Issuer   Yes   For   For

NATIONAL PENN BANCSHARES, INC.

  NPBC   637138108   24-Apr-2012    RATIFICATION OF NATIONAL PENN’S INDEPENDENT AUDITORS FOR 2012.   Issuer   Yes   For   For

NATIONAL PENN BANCSHARES, INC.

  NPBC   637138108   24-Apr-2012    AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE COMPENSATION OF NATIONAL PENN’S EXECUTIVE OFFICERS.   Issuer   Yes   For   For

FIRST NIAGARA FINANCIAL GROUP, INC.

  FNFG   33582V108   25-Apr-2012    DIRECTOR: CARL A. FLORIO   Issuer   Yes   For   For

FIRST NIAGARA FINANCIAL GROUP, INC.

  FNFG   33582V108   25-Apr-2012    DIRECTOR: NATHANIEL D. WOODSON   Issuer   Yes   For   For

FIRST NIAGARA FINANCIAL GROUP, INC.

  FNFG   33582V108   25-Apr-2012    DIRECTOR: ROXANNE J. COADY   Issuer   Yes   For   For

FIRST NIAGARA FINANCIAL GROUP, INC.

  FNFG   33582V108   25-Apr-2012   

AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED

IN THIS PROXY STATEMENT.

  Issuer   Yes   For   For

FIRST NIAGARA FINANCIAL GROUP, INC.

  FNFG   33582V108   25-Apr-2012    APPROVAL OF THE FIRST NIAGARA FINANCIAL GROUP, INC. 2012 EQUITY INCENTIVE PLAN.   Issuer   Yes   For   For

FIRST NIAGARA FINANCIAL GROUP, INC.

  FNFG   33582V108   25-Apr-2012    APPROVAL OF THE FIRST NIAGARA FINANCIAL GROUP, INC. EXECUTIVE ANNUAL INCENTIVE PLAN.   Issuer   Yes   For   For

FIRST NIAGARA FINANCIAL GROUP, INC.

  FNFG   33582V108   25-Apr-2012   

THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

FOR THE YEAR ENDING DECEMBER 31, 2012.

  Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: PAUL D. BAUER   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: ANNABELLE G. BEXIGA   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: A. DAVID BROWN   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: JOHN C. BURVILLE   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: JOAN M. LAMM- TENNANT   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: MICHAEL J. MORRISSEY   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: GREGORY E. MURPHY   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: CYNTHIA S. NICHOLSON   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: RONALD L. O’KELLEY   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: WILLIAM M. RUE   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    ELECTION OF DIRECTOR: J. BRIAN THEBAULT   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION OF SELECTIVE’S NAMED EXECUTIVE OFFICERS.   Issuer   Yes   For   For

SELECTIVE INSURANCE GROUP, INC.

  SIGI   816300107   25-Apr-2012    RATIFY THE APPOINTMENT OF KPMG LLP AS SELECTIVE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: ALEJANDRO M. BALLESTER   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: RICHARD L. CARRION   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    ELECTION OF DIRECTOR FOR A THREE- YEAR TERM: CARLOS A. UNANUE   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: DAVID GOEL   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    AMENDMENT TO THE CORPORATION’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 1-FOR-10 REVERSE STOCK SPLIT, TOGETHER WITH A CORRESPONDING REDUCTION IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    ADVISORY VOTE TO APPROVE THE CORPORATION’S EXECUTIVE COMPENSATION PROGRAM.   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR 2012.   Issuer   Yes   For   For

POPULAR, INC.

  BPOP   733174106   27-Apr-2012    TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 2 ABOVE.   Issuer   Yes   For   For


XL GROUP PLC

  XL   G98290102   27-Apr-2012    ELECTION OF DIRECTOR: RAMANI AYER   Issuer   Yes   For   For

XL GROUP PLC

  XL   G98290102   27-Apr-2012    ELECTION OF DIRECTOR: DALE R. COMEY   Issuer   Yes   For   For

XL GROUP PLC

  XL   G98290102   27-Apr-2012    ELECTION OF DIRECTOR: ROBERT R. GLAUBER   Issuer   Yes   For   For

XL GROUP PLC

  XL   G98290102   27-Apr-2012    ELECTION OF DIRECTOR: SUZANNE B. LABARGE   Issuer   Yes   For   For

XL GROUP PLC

  XL   G98290102   27-Apr-2012    TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO ACT AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012, AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF PRICEWATERHOUSECOOPERS LLP.   Issuer   Yes   For   For

XL GROUP PLC

  XL   G98290102   27-Apr-2012    TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION.   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   27-Apr-2012    ELECTION OF DIRECTOR: JOHN G. FOOS   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   27-Apr-2012    ELECTION OF DIRECTOR: WILLIAM K. LAVIN   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   27-Apr-2012    ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   27-Apr-2012    ELECTION OF DIRECTOR: RAYMOND L.M. WONG   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   27-Apr-2012    PROPOSAL TO APPROVE THE 2012 LONG- TERM INCENTIVE PLAN OF ALLEGHANY CORPORATION.   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   27-Apr-2012    RATIFICATION OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2012.   Issuer   Yes   For   For

ALLEGHANY CORPORATION

  Y   017175100   27-Apr-2012    ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF ALLEGHANY CORPORATION.   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: C. BARSHEFSKY   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: U.M. BURNS   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: K.I. CHENAULT   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: P. CHERNIN   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: T.J. LEONSIS   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: J. LESCHLY   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: R.C. LEVIN   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: R.A. MCGINN   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: E.D. MILLER   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: S.S REINEMUND   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: R.D. WALTER   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    DIRECTOR: R.A. WILLIAMS   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    APPROVAL OF PERFORMANCE GOALS AND AWARD LIMITS UNDER 2007 INCENTIVE COMPENSATION PLAN.   Issuer   Yes   For   For

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS.   Shareholder   Yes   For   Against

AMERICAN EXPRESS COMPANY

  AXP   025816109   30-Apr-2012    SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF CHAIRMAN AND CEO ROLES.   Shareholder   Yes   For   Against

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: ROBERT ABRAMS   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: JOSEPH M. ADAMKO   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: LOUIS J. CAPPELLI   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: FERNANDO FERRER   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: ALLAN F. HERSHFIELD   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: HENRY J. HUMPHREYS   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: ROBERT W. LAZAR   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: CAROLYN JOY LEE   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: JOHN C. MILLMAN   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    DIRECTOR: EUGENE ROSSIDES   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2012.   Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012   

ADVISORY APPROVAL OF THE

COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

  Issuer   Yes   For   For

STERLING BANCORP

  STL   859158107   03-May-2012    FREQUENCY OF ADVISORY APPROVAL ON EXECUTIVE COMPENSATION.   Issuer   Yes   3
Years
  Against

STERLING BANCORP

  STL   859158107   03-May-2012    INDEPENDENT BOARD CHAIRMAN.   Shareholder   Yes   For   Against

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: RICHARD D. ALDRIDGE   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: DONALD E. BENSON   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: JOHN W. BIRCHFIELD   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: JOSEPH N. COHEN   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: ROBERT E. GIPSON   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: ANTOINETTE T. HUBENETTE   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: C.G. KUM   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    DIRECTOR: THOMAS TIGNINO   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Issuer   Yes   For   For

FIRST CALIFORNIA FINANCIAL GROUP, INC.

  FCAL   319395109   07-May-2012    TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON THE COMPANY’S EXECUTIVE COMPENSATION.   Issuer   Yes   For   For


WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: MICHAEL L. ASHNER   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: ARTHUR BLASBERG, JR.   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: HOWARD GOLDBERG   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: THOMAS F. MCWILLIAMS   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: SCOTT RUDOLPH   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: LEE SEIDLER   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: CAROLYN TIFFANY   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    DIRECTOR: STEVEN ZALKIND   Issuer   Yes   For   For

WINTHROP REALTY TRUST

  FUR   976391300   08-May-2012    PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR.   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: GORDON M. BETHUNE   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: GASTON CAPERTON   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: GILBERT F. CASELLAS   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: JAMES G. CULLEN   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: WILLIAM H. GRAY III   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: MARK B. GRIER   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: CONSTANCE J. HORNER   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: MARTINA HUND- MEJEAN   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: KARL J. KRAPEK   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: CHRISTINE A. POON   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: JOHN R. STRANGFELD   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ELECTION OF DIRECTOR: JAMES A. UNRUH   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    AMENDMENTS TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS.   Issuer   Yes   For   For

PRUDENTIAL FINANCIAL, INC.

  PRU   744320102   08-May-2012    SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR.   Shareholder   Yes   For   Against

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: MUKESH D. AMBANI   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: SUSAN S. BIES   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: VIRGIS W. COLBERT   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: CHARLES K. GIFFORD   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: MONICA C. LOZANO   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: THOMAS J. MAY   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: DONALD E. POWELL   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    ELECTION OF DIRECTOR: ROBERT W. SCULLY   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    AN ADVISORY (NON-BINDING) “SAY ON PAY” VOTE TO APPROVE EXECUTIVE COMPENSATION.   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    RATIFICATION OF THE APPOINTMENT OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT.   Shareholder   Yes   Against   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    STOCKHOLDER PROPOSAL - GRASSROOTS AND OTHER LOBBYING.   Shareholder   Yes   Against   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK.   Shareholder   Yes   Against   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS.   Shareholder   Yes   Against   For

BANK OF AMERICA CORPORATION

  BAC   060505104   09-May-2012    STOCKHOLDER PROPOSAL - PROHIBITION ON POLITICAL SPENDING.   Shareholder   Yes   Against   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: FRANCISCO L. BORGES   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: STEPHEN A. COZEN   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: PATRICK W. KENNY   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: DONALD H. LAYTON   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: ROBIN MONRO-DAVIES   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: MICHAEL T. O’KANE   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: WILBUR L. ROSS, JR.   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: WALTER A. SCOTT   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: HOWARD W. ALBERT   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: ROBERT A. BAILENSON   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: RUSSELL B. BREWER II   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: GARY BURNET   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: DOMINIC J. FREDERICO   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: JAMES M. MICHENER   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: ROBERT B. MILLS   Issuer   Yes   For   For


ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    DIRECTOR: KEVIN PEARSON   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    RATIFICATION OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Issuer   Yes   For   For

ASSURED GUARANTY LTD.

  AGO   G0585R106   09-May-2012    AUTHORIZING THE COMPANY TO VOTE FOR THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012    ELECTION OF DIRECTOR: KENNETH L. COLEMAN   Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012    ELECTION OF DIRECTOR: BRUCE ROSENBLUM   Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012    ELECTION OF DIRECTOR: PETER M. THOMAS   Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012    ELECTION OF DIRECTOR: CHRISTOPHER J. WARMUTH   Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012   

RATIFICATION OF KPMG LLP AS

INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012.

  Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012    AMENDMENT OF THE 2008 OMNIBUS PLAN.   Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012    APPROVAL AND ADOPTION OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE COMPANY’S BOARD OF DIRECTORS.   Issuer   Yes   For   For

CITY NATIONAL CORPORATION

  CYN   178566105   09-May-2012    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: ELAINE D. ROSEN   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: HOWARD L. CARVER   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: JUAN N. CENTO   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: ELYSE DOUGLAS   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: LAWRENCE V. JACKSON   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: DAVID B. KELSO   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: CHARLES J. KOCH   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: H. CARROLL MACKIN   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: ROBERT B. POLLOCK   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: PAUL J. REILLY   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ELECTION OF DIRECTOR: ROBERT W. STEIN   Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012   

APPOINTMENT OF

PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

  Issuer   Yes   For   For

ASSURANT, INC.

  AIZ   04621X108   10-May-2012    ADVISORY APPROVAL OF THE 2011 COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: JAMES A. BELL   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: CRANDALL C. BOWLES   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: STEPHEN B. BURKE   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: DAVID M. COTE   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: JAMES S. CROWN   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: JAMES DIMON   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: TIMOTHY P. FLYNN   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: ELLEN V. FUTTER   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: LEE R. RAYMOND   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ELECTION OF DIRECTOR: WILLIAM C. WELDON   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION   Issuer   Yes   For   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    POLITICAL NON-PARTISANSHIP   Shareholder   Yes   Against   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    INDEPENDENT DIRECTOR AS CHAIRMAN   Shareholder   Yes   For   Against

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    LOAN SERVICING   Shareholder   Yes   Against   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    CORPORATE POLITICAL CONTRIBUTIONS REPORT   Shareholder   Yes   Against   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    GENOCIDE-FREE INVESTING   Shareholder   Yes   Against   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    SHAREHOLDER ACTION BY WRITTEN CONSENT   Shareholder   Yes   Against   For

JPMORGAN CHASE & CO.

  JPM   46625H100   15-May-2012    STOCK RETENTION   Shareholder   Yes   Against   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: ROY J. BOSTOCK   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: ERSKINE B. BOWLES   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: HOWARD J. DAVIES   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: JAMES P. GORMAN   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: C. ROBERT KIDDER   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: KLAUS KLEINFELD   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: DONALD T. NICOLAISEN   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: HUTHAM S. OLAYAN   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: JAMES W. OWENS   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: O. GRIFFITH SEXTON   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI   Issuer   Yes   For   For


MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: MASAAKI TANAKA   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    ELECTION OF DIRECTOR: LAURA D. TYSON   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012    TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN   Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012   

TO AMEND THE DIRECTORS’ EQUITY

CAPITAL ACCUMULATION PLAN

  Issuer   Yes   For   For

MORGAN STANLEY

  MS   617446448   15-May-2012   

TO APPROVE THE COMPENSATION OF

EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION)

  Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: JAMES H. HERBERT, II   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: K. AUGUST-DEWILDE   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: THOMAS J. BARRACK, JR.   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: F.J. FAHRENKOPF, JR.   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: WILLIAM E. FORD   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: L. MARTIN GIBBS   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: SANDRA R. HERNANDEZ   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: PAMELA J. JOYNER   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: JODY S. LINDELL   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    DIRECTOR: GEORGE G.C. PARKER   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    TO APPROVE FIRST REPUBLIC’S 2012 EXECUTIVE INCENTIVE BONUS PLAN.   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    TO APPROVE AMENDMENTS TO FIRST REPUBLIC’S 2010 OMNIBUS AWARD PLAN.   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF FIRST REPUBLIC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Issuer   Yes   For   For

FIRST REPUBLIC BANK

  FRC   33616C100   15-May-2012    TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE BANK’S EXECUTIVE OFFICERS (“SAY ON PAY”).   Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012   

ELECTION OF DIRECTOR: ROBERT B.

ALLARDICE, III

  Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012    ELECTION OF DIRECTOR: TREVOR FETTER   Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012    ELECTION OF DIRECTOR: PAUL G. KIRK, JR.   Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012    ELECTION OF DIRECTOR: LIAM E. MCGEE   Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012    ELECTION OF DIRECTOR: KATHRYN A. MIKELLS   Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012   

ELECTION OF DIRECTOR: MICHAEL G.

MORRIS

  Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012    ELECTION OF DIRECTOR: THOMAS A. RENYI   Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012   

ELECTION OF DIRECTOR: CHARLES B.

STRAUSS

  Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012   

ELECTION OF DIRECTOR: H. PATRICK

SWYGERT

  Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012   

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE

INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,

2012

  Issuer   Yes   For   For

THE HARTFORD FINANCIAL SVCS GROUP, INC.

  HIG   416515104   16-May-2012    MANAGEMENT PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    ELECTION OF DIRECTOR: MICHAEL G. ATIEH   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    ELECTION OF DIRECTOR: MARY A. CIRILLO   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    ELECTION OF DIRECTOR: THOMAS J. NEFF   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    APPROVAL OF THE ANNUAL REPORT   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE LIMITED   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012   

APPROVAL OF THE CONSOLIDATED

FINANCIAL STATEMENTS

  Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    ALLOCATION OF DISPOSABLE PROFIT   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    DISCHARGE OF THE BOARD OF DIRECTORS   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012   

AMENDMENT OF THE ARTICLES OF

ASSOCIATION RELATING TO AUTHORIZED SHARE CAPITAL FOR GENERAL PURPOSES

  Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012   

RATIFICATION OF APPOINTMENT OF

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2012

  Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012   

APPROVAL OF THE PAYMENT OF A

DIVIDEND IN THE FORM OF A DISTRIBUTION THROUGH REDUCTION OF THE PAR VALUE OF OUR SHARES

  Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION   Issuer   Yes   For   For

ACE LIMITED

  ACE   H0023R105   16-May-2012    AMENDMENT TO THE ACE LIMITED EMPLOYEE STOCK PURCHASE PLAN   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    DIRECTOR: GEORGE E. BULL, III   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    DIRECTOR: GEORGANNE C. PROCTOR   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For


REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    AMENDMENT TO THE COMPANY’S CHARTER TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 125 MILLION SHARES TO 165 MILLION SHARES.   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    AMENDMENT TO THE 2002 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 800,000 SHARES.   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR PURCHASE UNDER THAT PLAN BY 100,000 SHARES.   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    AMENDMENT TO THE COMPANY’S CHARTER TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS.   Issuer   Yes   For   For

REDWOOD TRUST, INC.

  RWT   758075402   17-May-2012    AMENDMENT TO THE COMPANY’S BYLAWS TO ADOPT A MAJORITY VOTING PROVISION FOR UNCONTESTED DIRECTOR ELECTIONS.   Issuer   Yes   For   NA

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: ALAN L. BELLER   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: JOHN H. DASBURG   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: JANET M. DOLAN   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: JAY S. FISHMAN   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: LAWRENCE G. GRAEV   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: PATRICIA L. HIGGINS   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: THOMAS R. HODGSON   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: WILLIAM J. KANE   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR.   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: DONALD J. SHEPARD   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    ELECTION OF DIRECTOR: LAURIE J. THOMSEN   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012   

NON-BINDING VOTE TO APPROVE

EXECUTIVE COMPENSATION.

  Issuer   Yes   For   For

THE TRAVELERS COMPANIES, INC.

  TRV   89417E109   23-May-2012    SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.   Shareholder   Yes   Against   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: MARY H. FUTRELL   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: PETER H. HECKMAN   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: RONALD J. HELOW   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: ROGER J. STEINBECKER   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: ROBERT STRICKER   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    ELECTION OF DIRECTOR: CHARLES R. WRIGHT   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    APPROVAL OF AN AMENDMENT TO THE HORACE MANN EDUCATORS CORPORATION 2010 COMPREHENSIVE EXECUTIVE COMPENSATION PLAN WHICH WILL MAKE 2.2 MILLION ADDITIONAL SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN AND WILL INCLUDE A FUNGIBLE SHARE POOL.   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2012.   Issuer   Yes   For   For

HORACE MANN EDUCATORS CORPORATION

  HMN   440327104   23-May-2012    APPROVAL OF THE ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICERS’ COMPENSATION.   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: EMMANUEL T. BALLASES   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: JUDY C. BOZEMAN   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: FRANK J. BRAMANTI   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: WALTER M. DUER   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: JAMES C. FLAGG, PH.D.   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: THOMAS M. HAMILTON   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: LESLIE S. HEISZ   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: JOHN N. MOLBECK JR.   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: ROBERT A. ROSHOLT   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: J. MIKESELL THOMAS   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    DIRECTOR: CHRISTOPHER JB WILLIAMS   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Issuer   Yes   For   For

HCC INSURANCE HOLDINGS, INC.

  HCC   404132102   23-May-2012    RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2012.   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: H.L. CLARK, JR.   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: A.M. FRINQUELLI   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: A.L. WATERS   Issuer   Yes   For   For


WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: L. EK   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: B.E. KENSIL   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: G. A. THORSTENSSON   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: A.L. WATERS   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: C.H. REPASY   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: W.J. TRACE   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: A.L. WATERS   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: R. BARRETTE   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: D.T. FOY   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: J.L. PITTS   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: W.J. TRACE   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: C.H. REPASY   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: W.J. TRACE   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: A.L. WATERS   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: C.H. REPASY   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: G.A. THORSTENSSON   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: W.J. TRACE   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: A.L. WATERS   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: M. DASHFIELD   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: L. EK   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: G.A. THORSTENSSON   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: A.L. WATERS   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: R. BARRETTE   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: D.T. FOY   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: J.L. PITTS   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    DIRECTOR: W.J. TRACE   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.   Issuer   Yes   For   For

WHITE MOUNTAINS INSURANCE GROUP, LTD.

  WTM   G9618E107   24-May-2012    APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

OLD REPUBLIC INTERNATIONAL CORPORATION

  ORI   680223104   25-May-2012    DIRECTOR: HARRINGTON BISCHOF   Issuer   Yes   For   For

OLD REPUBLIC INTERNATIONAL CORPORATION

  ORI   680223104   25-May-2012    DIRECTOR: LEO E. KNIGHT, JR.   Issuer   Yes   For   For

OLD REPUBLIC INTERNATIONAL CORPORATION

  ORI   680223104   25-May-2012    DIRECTOR: CHARLES F. TITTERTON   Issuer   Yes   For   For

OLD REPUBLIC INTERNATIONAL CORPORATION

  ORI   680223104   25-May-2012    DIRECTOR: STEVEN R. WALKER   Issuer   Yes   For   For

OLD REPUBLIC INTERNATIONAL CORPORATION

  ORI   680223104   25-May-2012   

TO RATIFY THE SELECTION OF KPMG LLP

AS THE COMPANY’S AUDITORS FOR 2012

  Issuer   Yes   For   For

OLD REPUBLIC INTERNATIONAL CORPORATION

  ORI   680223104   25-May-2012    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    DIRECTOR: JAY SUGARMAN   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    DIRECTOR: ROBERT W. HOLMAN, JR.   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    DIRECTOR: ROBIN JOSEPHS   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    DIRECTOR: JOHN G. MCDONALD   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    DIRECTOR: GEORGE R. PUSKAR   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    DIRECTOR: DALE ANNE REISS   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    DIRECTOR: BARRY W. RIDINGS   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.   Issuer   Yes   For   For

ISTAR FINANCIAL INC.

  SFI   45031U101   31-May-2012    A RESOLUTION TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AND OTHER NAMED OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    DIRECTOR: DENNIS H. CHOOKASZIAN   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    DIRECTOR: LARRY G. GERDES   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    DIRECTOR: DANIEL R. GLICKMAN   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    DIRECTOR: JAMES E. OLIFF   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    DIRECTOR: EDEMIR PINTO   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    DIRECTOR: ALEX J. POLLOCK   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    DIRECTOR: WILLIAM R. SHEPARD   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    APPROVAL OF THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP INC.   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    APPROVAL OF THE CME GROUP INC. AMENDED AND RESTATED OMNIBUS STOCK PLAN.   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    APPROVAL OF THE CME GROUP INC. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.   Issuer   Yes   For   For

CME GROUP INC.

  CME   12572Q105   13-Jun-2012    SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS.   Shareholder   Yes   Against   For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant): Diamond Hill Financial Trends Fund, Inc.

By (Signatures and Title):

 

/s/ James F. Laird, Jr.

James F. Laird, Jr., President

Date: August 29, 2012

 

 

* Print the name and title of each signing officer under his or her signature.
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