Initial Statement of Beneficial Ownership (3)
23 Octubre 2020 - 2:48PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Stafford David H |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/23/2020
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3. Issuer Name and Ticker or Trading Symbol
Oconee Federal Financial Corp. [OFED]
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(Last)
(First)
(Middle)
201 EAST NORTH SECOND STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SVP and COO / |
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(Street)
SENECA, SC 29678
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 3500 (1) | D | |
| Common Stock | 2927 | I | By ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options | 2/5/2017 | 2/5/2026 | Common Stock | 7000 (2) | $19.40 | D | |
| Explanation of Responses: |
| (1) | Shares of restricted stock vest ratably for seven years commencing on February 5, 2017. |
| (2) | Stock Options vest ratably for seven years commencing on February 5, 2017. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Stafford David H
201 EAST NORTH SECOND STREET
SENECA, SC 29678 |
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| SVP and COO |
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Signatures
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| /s/ Edward Quint, pursuant to Power of Attorney | | 10/23/2020 |
| **Signature of Reporting Person | Date |
Oconee Federal Financial (NASDAQ:OFED)
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