Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
27 Junio 2013 - 4:11PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on June 27, 2013
1933 Act Registration No. 333-174332
1940 Act Registration No. 811-22559
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ]
Pre-Effective Amendment No. __ [ ]
Post-Effective Amendment No. 41 [X]
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [ ]
Amendment No. 43 [X]
|
FIRST TRUST EXCHANGE-TRADED FUND IV
(Exact name of registrant as specified in charter)
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Address of Principal Executive Offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (800) 621-1675
W. Scott Jardine, Esq., Secretary
First Trust Exchange-Traded Fund IV
First Trust Advisors L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Name and Address of Agent for Service)
Copy to:
Eric F. Fess, Esq.
Chapman and Cutler LLP
111 West Monroe Street
Chicago, Illinois 60603
It is proposed that this filing will become effective (check appropriate box):
[ ] Immediately upon filing pursuant to paragraph (b)
[X] on July 26, 2013 pursuant to paragraph (b)
[ ] 60 days after filing pursuant to paragraph (a)(1)
[ ] on (date) pursuant to paragraph (a)(1)
[ ] 75 days after filing pursuant to paragraph (a)(2)
[ ] on (date) pursuant to paragraph (a)(2) of Rule 485
If appropriate, check the following box:
[X] this post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
CONTENTS OF POST-EFFECTIVE AMENDMENT NO. 41
This Post-Effective Amendment to the Registration Statement comprises the
following papers and contents:
The Facing Sheet
The sole purpose of this filing is to delay the effectiveness of the
Registrant's Post-Effective Amendment No. 8, as it relates to First Trust High
Yield Fund, a series of the Registrant, until July 26, 2013. Parts A, B and C
of the Registrant's Post-Effective Amendment No. 8 under the Securities Act of
1933 as it relates to First Trust High Yield Fund, filed on October 26, 2012,
are incorporated by reference herein.
Signatures
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all of
the requirements for effectiveness of this Registration Statement under rule
485(b) under the Securities Act and has duly caused this Registration Statement
to be signed on its behalf by the undersigned, duly authorized, in the City of
Wheaton, and State of Illinois, on the 27th day of June, 2013.
FIRST TRUST EXCHANGE-TRADED FUND IV
By: /s/ Mark R. Bradley
---------------------------------------
Mark R. Bradley, President and
Chief Executive Officer
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Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the date indicated:
SIGNATURE TITLE DATE
President and Chief June 27, 2013
/s/ Mark R. Bradley Executive Officer
-----------------------------------
Mark R. Bradley
Treasurer, Chief
Financial Officer June 27, 2013
and Chief Accounting
/s/ James M. Dykas Officer
-----------------------------------
James M. Dykas
)
James A. Bowen* Trustee )
)
)
Richard E. Erickson* Trustee )
)
)
Thomas R. Kadlec* Trustee ) BY: /s/ W. Scott Jardine
) --------------------
) W. Scott Jardine
Robert F. Keith* Trustee ) Attorney-In-Fact
) June 27, 2013
)
Niel B. Nielson* Trustee )
)
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* Original powers of attorney authorizing James A. Bowen, W. Scott Jardine and
Eric F. Fess, to execute Registrant's Registration Statement, and Amendments
thereto, for each of the trustees of the Registrant on whose behalf this
Registration Statement is filed, were previously executed, filed as an
exhibit and are incorporated by reference herein.
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