Annual Statement of Changes in Beneficial Ownership (5)
14 Febrero 2022 - 3:10PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Dowdy John | 2. Issuer Name and Ticker or Trading SymbolDanimer Scientific, Inc. [DNMR] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CHIEF FINANCIAL OFFICER |
(Last)
(First)
(Middle)
C/O DANIMER SCIENTIFIC, INC., 140 INDUSTRIAL BOULEVARD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2021 |
(Street)
BAINBRIDGE, GA 39817
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock, par value $0.0001 per share ("Common Stock") | 12/28/2021 | | G (1) | 3460 (2) | D | $0 | 318665 (3) | I | See Footnotes (4) |
Common Stock | 12/28/2021 | | G (5) | 3460 (2) | D | $0 | 315205 (3) | I | See Footnotes (4) |
Common Stock | 12/28/2021 | | G (6) | 3460 (2) | D | $0 | 311745 (3) | I | See Footnotes (4) |
Common Stock | 12/28/2021 | | G (7) | 3460 (2) | D | $0 | 308285 (3) | I | See Footnotes (4) |
Common Stock | 12/28/2021 | | G | 3460 | A | $0 | 3460 | I | Shares held by daughter (1)(4) |
Common Stock | 12/28/2021 | | G | 3460 | A | $0 | 3460 | I | Shares held by son (4)(5) |
Common Stock | 12/28/2021 | | G | 3460 | A | $0 | 3460 | I | Shares held by daughter (6) |
Common Stock | 12/28/2021 | | G | 3460 | A | $0 | 3460 | I | Shares held by daughter (7) |
Common Stock | | | | | | | 351083 (8) | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Gift to adult daughter who is currently sharing Reporting Person's household. |
(2) | These shares were gifted by the John Adams Dowdy, III Living Trust. |
(3) | The John Adams Dowdy, III Living Trust is the owner of these shares. |
(4) | The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
(5) | Gift to adult son who is currently sharing Reporting Person's household. |
(6) | Gift to a minor daughter who is currently sharing Reporting Person's household. |
(7) | Gift to another minor daughter who is currently sharing Reporting Person's household. |
(8) | As previously disclosed, Mr. Dowdy was granted restricted shares of the Common Stock under a restricted stock award (the "Restricted Stock Award"), pursuant to the Danimer Scientific, Inc. 2020 Long-Term Incentive Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dowdy John C/O DANIMER SCIENTIFIC, INC. 140 INDUSTRIAL BOULEVARD BAINBRIDGE, GA 39817 |
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| CHIEF FINANCIAL OFFICER |
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Signatures
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/s/ John A. Dowdy, III | | 2/14/2022 |
**Signature of Reporting Person | Date |
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