Current Report Filing (8-k)
27 Octubre 2021 - 3:02PM
Edgar (US Regulatory)
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2021-10-27
2021-10-27
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October
27, 2021
Adhera
Therapeutics, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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000-13789
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11-2658569
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(State
or Other Jurisdiction
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(Commission
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(I.R.S.
Employer
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of
Incorporation)
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|
File Number)
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Identification
No.)
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8000
Innovation Parkway, Baton Rouge, LA 70820
(Address
of Principal Executive Office) (Zip Code)
919-518-3748
(Registrant’s
telephone number, including area code)
N/A
(Former
name or address if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act: None
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405)
or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
1.01 Entry into a Material Definitive Agreement.
On
October 27, 2021, Adhera Therapeutics, Inc. (the “Company”) and an institutional investor who holds two convertible
promissory notes (the “Notes”) agreed to extend the maturity date of each of the Notes by six months. The $220,500 Note issued
in August 2021 had its maturity date extended to February 17, 2023 and the $66,500 Note issued in June 2021 had its maturity date extended
to December 25, 2022.
Item
2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
The
information set forth in Item 1.01 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 2.03 in its
entirety.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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ADHERA
THERAPEUTICS, INC.
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Date:
October 27, 2021
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By:
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/s/
Andrew Kucharchuk
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Name:
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Andrew
Kucharchuk
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Title:
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Chief
Executive Officer
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Adhera Therapeutics (CE) (USOTC:ATRX)
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