Trans-Siberian Gold PLC Holding(s) in Company (6026G)
27 Julio 2021 - 4:04AM
UK Regulatory
TIDMTSG
RNS Number : 6026G
Trans-Siberian Gold PLC
27 July 2021
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Trans-Siberian Gold PLC
underlying issuer of existing shares GB0033756866
to which voting rights are attached
(ii) :
-----------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
---------------------
An acquisition or disposal of financial instruments
---------------------
An event changing the breakdown of voting rights
---------------------
Other (please specify)(iii) : UBS trading book holdings in Trans-Siberian X
Gold PLC fell below 5% and are thus exempt from reporting.
---------------------
3. Details of person subject to the notification obligation (iv)
Name UBS Investment Bank
UBS Group AG
City and country of registered office Z ürich
(if applicable) Switzerland
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-----------------------------------------------------
City and country of registered office
(if applicable)
-----------------------------------------------------
5. Date on which the threshold was 23 July 2021
crossed or reached (vi) :
-----------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 27 July 2021
-----------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both Total number
attached to shares through financial in % (8.A + of voting rights
(total of 8. instruments 8.B) of issuer (vii)
A) (total of 8.B
1 + 8.B 2)
-------------------- --------------------- ------------------------------ ---------------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 0.000000% 0.000000% 0.000000% 91'739'867
-------------------- --------------------- ------------------------------ ---------------------
Position of
previous
notification
(if
applicable) 5.678735% 0.000000% 5.678735%
-------------------- --------------------- ------------------------------ ---------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code
(if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------
GB0033756866 0 0.000000%
-------------------- --------------------- ------------------------------ ---------------------
SUBTOTAL 8.
A 0 0.000000%
------------------------------------------- -----------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date (x) Conversion rights that may rights
instrument Period (xi) be acquired if
the instrument
is
exercised/converted.
-------------------- --------------------- ------------------------------ ---------------------
SUBTOTAL 8.
B 1
--------------------- ------------------------------ ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period settlement
(xi) (xii)
--------------------- --------------------- -------------- --------------
SUBTOTAL
8.B.2
-------------- --------------
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuer
(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if it higher than the
the notifiable equals or is higher notifiable threshold
threshold than the notifiable
threshold
------------------------- ---------------------------- ------------------------
UBS Group AG
------------------------- ---------------------------- ------------------------
UBS AG
------------------------- ---------------------------- ------------------------
UBS AG London Branch
------------------------- ---------------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights
will be held
11. Additional information (xvi)
UBS trading book holdings in Trans-Siberian Gold PLC fell below 5% and
are thus exempt from reporting.
Place of completion Opfikon, Switzerland
Date of completion 27.07.2021
---------------------
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