TIDMTSG

RNS Number : 6026G

Trans-Siberian Gold PLC

27 July 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                              Trans-Siberian Gold PLC 
  underlying issuer of existing shares                           GB0033756866 
  to which voting rights are attached 
  (ii) : 
                                                               ----------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                             X 
                                                                                               --------------------- 
 An acquisition or disposal of financial instruments 
                                                                                               --------------------- 
 An event changing the breakdown of voting rights 
                                                                                               --------------------- 
 Other (please specify)(iii) : UBS trading book holdings in Trans-Siberian                               X 
  Gold PLC fell below 5% and are thus exempt from reporting. 
                                                                                               --------------------- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                           UBS Investment Bank 
                                                                 UBS Group AG 
 City and country of registered office                          Z ürich 
  (if applicable)                                                Switzerland 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                               ----------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                               ----------------------------------------------------- 
 5. Date on which the threshold was                             23 July 2021 
  crossed or reached (vi) : 
                                                               ----------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                 27 July 2021 
                                                               ----------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                   % of voting rights     % of voting rights            Total of both           Total number 
                    attached to shares     through financial             in % (8.A +             of voting rights 
                       (total of 8.           instruments                    8.B)                of issuer (vii) 
                            A)               (total of 8.B 
                                              1 + 8.B 2) 
                  --------------------  ---------------------  ------------------------------  --------------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached            0.000000%             0.000000%                   0.000000%                  91'739'867 
                  --------------------  ---------------------  ------------------------------  --------------------- 
 Position of 
  previous 
  notification 
  (if 
  applicable)           5.678735%             0.000000%                   5.678735% 
                  --------------------  ---------------------  ------------------------------  --------------------- 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of     Number of voting rights (ix)                 % of voting rights 
  shares 
  ISIN code 
  (if possible) 
                         Direct                Indirect                    Direct                     Indirect 
                   (Art 9 of Directive   (Art 10 of Directive        (Art 9 of Directive        (Art 10 of Directive 
                      2004/109/EC)           2004/109/EC)           2004/109/EC) (DTR5.1)           2004/109/EC) 
                        (DTR5.1)              (DTR5.2.1)                                             (DTR5.2.1) 
                                        --------------------- 
  GB0033756866                                    0                                                  0.000000% 
                  --------------------  ---------------------  ------------------------------  --------------------- 
 
 
 SUBTOTAL 8. 
  A                                    0                                             0.000000% 
                  -------------------------------------------  ----------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of           Expiration            Exercise/              Number of voting                % of voting 
  financial         date (x)              Conversion             rights that may                 rights 
  instrument                              Period (xi)            be acquired if 
                                                                 the instrument 
                                                                 is 
                                                                 exercised/converted. 
                  --------------------  ---------------------  ------------------------------  --------------------- 
 
 
 
                                         SUBTOTAL 8. 
                                          B 1 
                                        ---------------------  ------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of          Expiration             Exercise/              Physical or     Number of       % of voting 
  financial        date (x)              Conversion              cash           voting rights    rights 
  instrument                             Period                  settlement 
                                         (xi)                    (xii) 
                 ---------------------  ---------------------  --------------  -------------- 
 
 
 
                                                                SUBTOTAL 
                                                                8.B.2 
                                                               --------------  -------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification obligation 
  (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled by 
  any natural person or legal entity and does not control any other undertaking(s) 
  holding directly or indirectly an interest in the (underlying) issuer 
  (xiii) 
 Full chain of controlled undertakings through which the voting rights                               X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
          Name (xv)                % of voting rights          % of voting rights           Total of both if 
                                     if it equals or            through financial            it equals or is 
                                     is higher than             instruments if it            higher than the 
                                     the notifiable            equals or is higher         notifiable threshold 
                                        threshold              than the notifiable 
                                                                    threshold 
                               -------------------------  ----------------------------  ------------------------ 
 UBS Group AG 
                               -------------------------  ----------------------------  ------------------------ 
 UBS AG 
                               -------------------------  ----------------------------  ------------------------ 
 UBS AG London Branch 
                               -------------------------  ----------------------------  ------------------------ 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
 
 The number and % of voting rights held 
 
 The date until which the voting rights 
  will be held 
 
 
 11. Additional information (xvi) 
 UBS trading book holdings in Trans-Siberian Gold PLC fell below 5% and 
  are thus exempt from reporting. 
 
 
 Place of completion   Opfikon, Switzerland 
 Date of completion    27.07.2021 
                      --------------------- 
 

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July 27, 2021 05:04 ET (09:04 GMT)

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