SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
|
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
| C/O AEHR TEST SYSTEMS |
| 400 KATO TERRACE |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AEHR TEST SYSTEMS
[ AEHR ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
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|
|
|
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3. Date of Earliest Transaction
(Month/Day/Year)
02/06/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
02/06/2024 |
|
M |
|
18,000 |
A |
$3.93
|
21,970
|
D |
|
| Common Stock |
|
|
|
|
|
|
|
478,674
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I |
By Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Non-Qualified Option (right to buy) |
$3.93
|
02/06/2024 |
|
M |
|
|
18,000 |
08/11/2017
|
07/11/2024 |
Common Stock |
18,000 |
$0.00
|
0 |
D |
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| Explanation of Responses: |
|
|
|
| Remarks: |
|
|
/s/ Chris Siu, Attorney-in-Fact |
02/07/2024 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
The
undersigned, as a Section 16 reporting person of Aehr
Test Systems (the "Company"), hereby constitutes and
appoints
Gayn Erickson, Chris Siu, Adil Engineer and Vernon Rogers, and
each
of them, the undersigned's true and lawful attorney-in-fact
to:
1. complete and execute Forms 3, 4
and 5 and other forms
and all amendments
thereto as such attorney-in-fact
shall in his or her
discretion determine to be required
or advisable
pursuant to Section 16 of the Securities
and Exchange Act of
1934 (as amended) and the rules and
regulations
promulgated thereunder, or any successor
laws and
regulations, as a consequence of the
undersigned's
ownership, acquisition or disposition of
securities of the
Company; and
2. do all acts necessary in order to
file such forms with
the Securities and
Exchange Commission, any securities
exchange or
national association, the Company and such
other person or
agency as the attorney-in-fact shall
deem
appropriate.
The
undersigned hereby ratifies and confirms all that said
attorney-in-fact and agents shall do or cause to be done by
virtue
hereof. The undersigned acknowledges that the
foregoing
attorney-in-fact, in serving in such capacity at the request of
the
undersigned, are not assuming, nor is the Company assuming, any
of
the undersigned's responsibilities to comply with Section 16 of
the
Securities Exchange Act of 1934 (as amended).
This
Power of Attorney shall remain in full force and
effect
until the undersigned is no longer required to file Forms 3, 4
and
5 with respect to the undersigned's holdings and transactions
in
securities issued by the Company, unless earlier revoked by
the
undersigned in a signed writing delivered to the Company and
the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney
to be executed as of this 2nd day of June, 2023.
Signature:
/S/
RHEA J. POSEDEL
----------------------
Print
Name:
RHEA
J. POSEDEL
----------------------
POWER OF ATTORNEY
The
undersigned, as a Section 16 reporting person of Aehr
Test Systems (the "Company"), hereby constitutes and
appoints
Gayn Erickson, Chris Siu, Adil Engineer and Vernon Rogers, and
each
of them, the undersigned's true and lawful attorney-in-fact
to:
1. complete and execute Forms 3, 4
and 5 and other forms
and all amendments
thereto as such attorney-in-fact
shall in his or her
discretion determine to be required
or advisable
pursuant to Section 16 of the Securities
and Exchange Act of
1934 (as amended) and the rules and
regulations
promulgated thereunder, or any successor
laws and
regulations, as a consequence of the
undersigned's
ownership, acquisition or disposition of
securities of the
Company; and
2. do all acts necessary in order to
file such forms with
the Securities and
Exchange Commission, any securities
exchange or
national association, the Company and such
other person or
agency as the attorney-in-fact shall
deem
appropriate.
The
undersigned hereby ratifies and confirms all that said
attorney-in-fact and agents shall do or cause to be done by
virtue
hereof. The undersigned acknowledges that the
foregoing
attorney-in-fact, in serving in such capacity at the request of
the
undersigned, are not assuming, nor is the Company assuming, any
of
the undersigned's responsibilities to comply with Section 16 of
the
Securities Exchange Act of 1934 (as amended).
This
Power of Attorney shall remain in full force and
effect
until the undersigned is no longer required to file Forms 3, 4
and
5 with respect to the undersigned's holdings and transactions
in
securities issued by the Company, unless earlier revoked by
the
undersigned in a signed writing delivered to the Company and
the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney
to be executed as of this 2nd day of June, 2023.
Signature:
/S/
RHEA J. POSEDEL
----------------------
Print
Name:
RHEA
J. POSEDEL
----------------------
Aehr Test Systems (NASDAQ:AEHR)
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