ITEM 28. EXHIBITS.
(a)
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Articles of Incorporation.
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(1)
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Articles of Amendment and Restatement filed with the Maryland State Secretary of State on July 9, 2009 re: the revision of Articles One through Nine of its Charter
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 115/116 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 14, 2009.
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(2)
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Articles Supplementary filed with the Maryland Secretary of State on September 22, 2009 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(3)
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Certificate of Correction filed with the Maryland Secretary of State on May 4, 2010.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(4)
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Articles Supplementary filed with the Maryland Secretary of State on July 14, 2010 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration
Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(5)
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Articles Supplementary filed with the Maryland Secretary of State on October 12, 2010 re: the allocation and classification of shares.
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Incor
porated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(6)
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Articles of Amendment filed with the Maryland Secretary of State on November 19, 2010.
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Inc
orporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(7)
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Articles of Amendment filed with the Maryland Secretary of State on November 19, 2010.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration
Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(8)
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Articles Supplementary filed with the Maryland Secretary of State on February 28, 2011 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(9)
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Articles of Amendment filed with the Maryland Secretary of State on February 28, 2011.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(10)
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Articles Supplementary filed with the Maryland Secretary of State on February 28, 2011 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
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(11)
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Certificate of Correction filed with the Maryland Secretary of State on July 25, 2011.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
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(12)
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Articles of Amendment filed with the Maryland Secretary of State on July 25, 2011.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
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(13)
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Articles Supplementary filed with the Maryland Secretary of State on July 25, 2011 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
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(14)
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Articles Supplementary filed with the Maryland Secretary of State on November 4, 2011 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(15)
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Articles Supplementary filed with the Maryland Secretary of State on April 23, 2012 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 147/148 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 3, 2012.
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(16)
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Articles of Amendment filed with the Maryland Secretary of State on October 22, 2012.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 155/156 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 14, 2012.
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(17)
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Articles Supplementary filed with the Maryland Secretary of State on October 22, 2012 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 155/156 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 14, 2012.
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(18)
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Articles Supplementary filed with the Maryland Secretary of State on December 19, 2012 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 157/158 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 2013.
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(19)
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Articles Supplementary filed with the Maryland Secretary of State on January 24, 2013 re: the allocation and classification of shares.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
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(20)
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Articles Supplementary filed with the Maryland Secretary of State on February 27, 2013 re: the allocation and classification of shares.
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ELECTRONICALLY FILED HEREWITH AS EXHIBIT NO. EX-28.a.20.
Amended and Restated
By-Laws of the Registrant
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
(c)
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Instruments Defining the Rights of Security holders.
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(1)
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See Articles Fifth of the Registrants Articles of Amendment and Restatement dated July 9, 2009.
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(2)
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See Article II of the Registrants Amended and Restated By-Laws.
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(d)
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Investment Advisory Agreement.
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(1)
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Investment Management Agreements.
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(a)
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Form of Investment Advisory Agreement between the Registrant and Dimensional Fund Advisors Inc. (DFA) dated May 13, 1987, amended and restated
February 28, 2010 re: the:
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* DFA Short-Term
Government Portfolio (formerly the DFA Five-Year Government Portfolio)
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 124/125 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 30, 2010.
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(b)
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Investment Advisory Agreement between the Registrant and DFA dated April 26, 1994, amended October 18, 1996 re: the:
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* VA Global Bond Portfolio (formerly the DFA Global Fixed Income
Portfolio and the DFA Global Bond Portfolio)
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 48/49 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 20, 1998.
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(c)
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Investment Advisory Agreement between the Registrant and DFA dated September 24, 1990 re: the:
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* DFA Intermediate Government Fixed Income Portfolio (formerly the
DFA Intermediate Government Bond Portfolio)
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 48/49 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 20, 1998.
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(d)
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Investment Advisory Agreement between the Registrant and DFA dated April 2, 1991 re: the:
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* Large Cap International Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(e)
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Form of Investment Advisory Agreement between the Registrant and DFA re:
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* DFA Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 136/137 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 7, 2011.
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(f)
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Investment Advisory Agreement between the Registrant and DFA dated December 20, 1994 re: the:
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* DFA International Small Cap Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(g)
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Investment Advisory Agreement between the Registrant and DFA dated September 8, 1995 re: the:
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* VA U.S. Large Value Portfolio (formerly known as the VA Large
Value Portfolio
and DFA Global Value Portfolio)
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(h)
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Investment Advisory Agreement between the Registrant and DFA dated September 8, 1995 re: the:
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* VA U.S. Targeted Value Portfolio (formerly known as the VA Small
Value Portfolio)
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(i)
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Investment Advisory Agreement between the Registrant and DFA dated September 8, 1995 re: the:
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* VA International Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(j)
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Investment Advisory Agreement between the Registrant and DFA dated September 8, 1995 re: the:
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* VA International Small Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(k)
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Investment Advisory Agreement between the Registrant and DFA dated September 8, 1995 re: the:
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* VA Short-Term Fixed Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(l)
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Form of Investment Advisory Agreement between the Registrant and DFA dated August 8, 1996 re: the:
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* International Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(m)
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Investment Advisory Agreement between the Registrant and DFA dated December 7, 1998 re: the:
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* Tax-Managed U.S. Small Cap Value Portfolio (formerly Tax-Managed
U.S. 5-10 Value Portfolio);
* Tax-Managed U.S. Small
Cap Portfolio (formerly Tax-Managed U.S. 6-10 Small
Company Portfolio); and
* Tax-Managed DFA International Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(1)
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Addendum Number One re: the reflection of the following name changes:
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* Tax-Managed U.S. 5-10 Value Portfolio to the Tax-Managed U.S. Small Cap Value Portfolio
and
* Tax-Managed U.S. 6-10 Small Company Portfolio to the Tax-Managed
U.S. Small Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
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(2)
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Addendum Number Two re: the reflection of the following name changes:
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* Tax-Managed U.S. Small Cap Value Portfolio to the Tax-Managed U.S. Targeted Value
Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 88/89 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 30, 2007.
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(n)
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Investment Advisory Agreement between the Registrant and DFA dated July 30, 2002 re: the:
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* DFA Short-Term Municipal Bond Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
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(o)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* Emerging Markets Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 73/74 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 14, 2005.
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(p)
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Investment Advisory Agreement between the Registrant and DFA dated September 13, 2005 re: the:
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* U.S. Core Equity 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 77/78 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
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(q)
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Investment Advisory Agreement between the Registrant and DFA dated September 13, 2005 re: the:
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* U.S. Core Equity 2 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 77/78 to Registrants Registration Statement
on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
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(r)
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Investment Advisory Agreement between the Registrant and DFA dated September 13, 2005 re: the:
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* International Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 77/78 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
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(s)
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Investment Advisory Agreement between the Registrant and DFA dated September 13, 2005 re: the:
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* U.S. Vector Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 77/78 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
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(t)
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Investment Advisory Agreement between the Registrant and DFA dated August 7, 2006 re: the:
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* Emerging Markets Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 82/83 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 4, 2006.
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(u)
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Investment Advisory Agreement between the Registrant and DFA dated September 12, 2006 re: the:
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* DFA Inflation-Protected Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 83/84 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 12, 2006.
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(v)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA International Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 85/86 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 5, 2006.
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(w)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA California Short-Term Municipal Bond Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 86/87 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 12, 2007.
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(x)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* T.A. U.S. Core
Equity 2 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 86/87 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 12, 2007.
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(y)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 88/89 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 30, 2007.
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(z)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* U.S. Social Core Equity 2 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 89/90 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: April 24, 2007.
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(aa)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* CSTG&E U.S. Social Core Equity 2 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 90/91 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 8, 2007.
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(bb)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* CSTG&E International Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 90/91 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 8, 2007.
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(cc)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* U.S. Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 99/100 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 10, 2008.
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(dd)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* International Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 99/100 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 10, 2008.
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(ee)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA Selectively Hedged Global Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 96/97 to Registrants Registration Statement
on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: October 17, 2007.
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(ff)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* T.A. World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 97/98 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 13, 2007.
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(gg)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA Global Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 136/137 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 7, 2011.
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(hh)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA International Value Ex Tobacco Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 105/106 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: April 9, 2008.
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(ii)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* International Vector Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 107/108 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 9, 2008.
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(jj)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* U.S. Micro Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(kk)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* U.S. Small Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(ll)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* Enhanced U.S. Large Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(mm)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* U.S. Small Cap Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(nn)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA Short-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(oo)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA Intermediate-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(pp)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* DFA VA Global Moderate Allocation Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(qq)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* Asia Pacific Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(rr)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* Continental Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(ss)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Emerging Markets Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(tt)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Emerging Markets Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(uu)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Japanese Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
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(vv)
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Form of Investment Advisory Agreement between the Registrant and DFA re: the:
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* LWAS/DFA International High Book to Market Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(ww)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Tax-Managed U.S. Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(xx)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Tax-Managed U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(yy)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* U.S. Large Cap Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(zz)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* United Kingdom Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(aaa)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Emerging Markets
Small Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(bbb)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* World ex U.S. Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 118/119 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: June 1, 2010.
|
(ccc)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* DFA Commodity Strategy Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 120/121 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 16, 2010.
|
(ddd)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* DFA California Intermediate-Term Municipal Bond Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 123/124 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 15, 2010.
|
(eee)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* DFA Investment Grade Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 123/124 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 15, 2010.
|
(fff)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Dimensional Retirement Equity Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
|
(ggg)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Dimensional Retirement Fixed Income Fund I
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
|
(hhh)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Dimensional Retirement Fixed Income Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration
Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
|
(iii)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Dimensional Retirement Fixed Income Fund III
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
|
(jjj)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Selectively Hedged Global Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(kkk)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* DFA World ex U.S. Government Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 134/135 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2011.
|
(llll)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* DFA Intermediate-Term Municipal Bond Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 135/136 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: October 18, 2011.
|
(mmm)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* Global Fixed Income (GBP Hedge) Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 147/148 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 3, 2012.
|
(nnn)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* International Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 150/151 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 8, 2012.
|
(ooo)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* World ex U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 150/151 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 8, 2012.
|
(ppp)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* U.S. Large Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(qqq)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* U.S. Small Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(rrr)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* International Large Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(sss)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* International Small Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(ttt)
|
Form of Investment Advisory Agreement between the Registrant and DFA re: the:
|
* World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 155/156 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 14, 2012.
|
(2)
|
Sub-advisory Agreements.
|
|
(a)
|
Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. (formerly DFA Australia Pty Limited) dated September 21, 1995 re: the:
|
* VA International Small Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 37/38 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 22, 1995.
|
(1)
|
Amendment No. 1 to Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. (formerly DFA Australia Pty Limited) dated July 18, 1997
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 78/79 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 30, 2006.
|
(b)
|
Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. dated September 21, 1995 re: the:
|
* VA International Small Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 37/38 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 22, 1995.
|
(c)
|
Form of Consultant Services Agreement between DFA and DFA Australia Ltd. (formerly DFA Australia Pty Limited)
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 55/56 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 1999.
|
(d)
|
Form of Consultant Services Agreement between DFA and Dimensional Fund Advisors Ltd.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 55/56 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 1999.
|
(e)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* International Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 77/78 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
|
(f)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* International Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 77/78 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
|
(g)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. dated August 7, 2006 re: the:
|
* Emerging Markets Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 82/83 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 4, 2006.
|
(h)
|
Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. dated August 7, 2006 re: the:
|
* Emerging Markets Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 82/83 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 4, 2006.
|
(i)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* DFA International Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 85/86 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 5, 2006.
|
(j)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* DFA International Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 85/86 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 5, 2006.
|
(k)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* CSTG&E International Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 90/91 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 8, 2007.
|
(l)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* CSTG&E International Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 90/91 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 8, 2007.
|
(m)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* International Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 96/97 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: October 17, 2007.
|
(n)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* International Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 96/97 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: October 17, 2007.
|
(o)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* DFA Selectively Hedged Global Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 96/97 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: October 17, 2007.
|
(p)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* DFA Selectively Hedged Global Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 96/97 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: October 17, 2007.
|
(q)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* T.A. World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 101/102 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 26, 2008.
|
(r)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* T.A. World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 101/102 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 26, 2008.
|
(s)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* DFA International Value ex Tobacco Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 108/109 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: June 23, 2008.
|
(t)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* DFA International Value ex Tobacco Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 108/109 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: June 23, 2008.
|
(u)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* International
Vector Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 109/110 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 23, 2008.
|
(v)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* International Vector Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 109/110 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 23, 2008.
|
(w)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors Ltd. re: the:
|
* DFA Global Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 114/115 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 27, 2009.
|
(x)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia Ltd. re: the:
|
* DFA Global Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 114/115 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 27, 2009.
|
(y)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* DFA Short-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(z)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* DFA Short-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(aa)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* DFA Intermediate-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(bb)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* DFA Intermediate-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(cc)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* DFA International Small Cap Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(dd)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* DFA International Small Cap Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(ee)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Large Cap International Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(ff)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Large Cap International Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(gg)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Tax-Managed DFA International Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(hh)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Tax-Managed DFA International Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(ii)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Emerging Markets Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(jj)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Emerging Markets Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 117/118 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 25, 2010.
|
(kk)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* World ex U.S. Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 118/119 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: June 1, 2010.
|
(ll)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* World ex U.S. Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 118/119 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: June 1, 2010.
|
(mm)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* DFA Commodity Strategy Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 120/121 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 16, 2010.
|
(nn)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* DFA Commodity Strategy Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 120/121 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 16, 2010.
|
(oo)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* DFA Investment Grade Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 123/124 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 15, 2010.
|
(pp)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* DFA Investment Grade Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 123/124 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 15, 2010.
|
(qq)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Dimensional Retirement Equity Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(rr)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Dimensional Retirement Equity Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(ss)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Dimensional Retirement Fixed Income Fund I
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(tt)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Dimensional Retirement Fixed Income Fund I
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(uu)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Dimensional Retirement Fixed Income Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(vv)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Dimensional Retirement Fixed Income Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(ww)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Dimensional Retirement Fixed Income Fund III
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(xx)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Dimensional Retirement Fixed Income Fund III
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(yy)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Selectively Hedged Global Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(zz)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Selectively Hedged Global Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 133/134 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 25, 2011.
|
(aaa)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* DFA World ex U.S. Government Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 134/135 to Registrants Registration
Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2011.
|
(bbb)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* DFA World ex U.S. Government Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 134/135 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2011.
|
(ccc)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* Global Fixed Income (GBP Hedge) Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 147/148 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 3, 2012.
|
(ddd)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* Global Fixed Income (GBP Hedge) Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 147/148 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 3, 2012.
|
(eee)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* International Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 150/151 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 8, 2012.
|
(fff)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* International Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 150/151 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 8, 2012.
|
(ggg)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* World ex U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 150/151 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 8, 2012.
|
(hhh)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd.re: the:
|
* World ex U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 150/151 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 8, 2012.
|
(iii)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* International Large Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(jjj)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd.re: the:
|
* International Large Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(kkk)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* International Small Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(lll)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd.re: the:
|
* International Small Cap Growth Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 154/155 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 27, 2012.
|
(mmm)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and Dimensional Fund Advisors, Ltd. re: the:
|
* World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 155/156 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 14, 2012.
|
(nnn)
|
Form of Sub-Advisory Agreement between the Registrant, DFA and DFA Australia, Ltd. re: the:
|
* World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 155/156 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 14, 2012.
(e)
|
Underwriting Contracts.
|
|
(1)
|
Form of Amended and Restated Distribution Agreement between the Registrant and DFA Securities LLC.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
(f)
|
Bonus or Profit Sharing Plans.
|
Not Applicable.
(g)
|
Custodian Agreements.
|
|
(1)
|
Custodian Agreement between the Registrant and PNC Bank, N.A. (formerly Provident National
|
Bank) dated June 19, 1989 re: the:
* Enhanced U.S. Large Company Portfolio;
* DFA Two-Year Corporate Fixed Income Portfolio; and
* DFA Two-Year Government Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 48/49 to Registration Statement
of the Registrant on form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 20, 1998.
|
(2)
|
Custodian Agreement between the Registrant and PNC Bank, N.A. (formerly Provident National Bank) re: the:
|
* U.S. 9-10 Small Company Portfolio;
* U.S. Large Company Portfolio;
* DFA One-Year Fixed Income Portfolio;
* DFA Intermediate Government Fixed Income Portfolio (formerly
known as the DFA Intermediate Government Bond Portfolio; and
* DFA Five-Year Government Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 114/115 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 27, 2009.
|
(a)
|
Addendum Number Two re: the addition of:
|
* Tax-Managed U.S. 5-10 Portfolio
* Tax-Managed U.S. 6-10 Small Company Portfolio
* Tax-Managed International Value Portfolio
* Tax-Managed U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
|
(b)
|
Addendum Number Two re: the addition of:
|
* Tax-Managed U.S. Marketwide Value Portfolio X;
* Tax-Managed U.S.
5-10 Value Portfolio X;
* Tax-Managed U.S. 6-10 Small
Company Portfolio X; and
* Tax-Managed DFA
International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(c)
|
Addendum Number Three re: the addition of:
|
* LD U.S. Large Company Portfolio;
* HD U.S. Large Company Portfolio;
* LD U.S. Marketwide Value Portfolio; and
* HD U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(d)
|
Addendum Number Four re: the reflection of the following name change:
|
* RWB/DFA International High Book to Market Portfolio to the AAM/DFA
International High Book to Market Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 59/60 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 26, 2001.
|
(e)
|
Addendum Number Five re: the reflection of the following name changes:
|
* U.S. 9-10 Small Company Portfolio to U.S. Micro Cap Portfolio;
* U.S. 6-10 Small Company Portfolio to U.S. Small Cap Portfolio;
* U.S. 4-10 Value Portfolio to U.S. Small XM Value
Portfolio;
* U.S. 6-10 Value Portfolio to U.S. Small
Cap Value Portfolio;
* Tax-Managed U.S. 6-10 Small
Company Portfolio to Tax-Managed U.S. Small Cap Portfolio; and
* Tax-Managed U.S. 5-10 Value Portfolio to Tax-Managed U.S. Small
Cap Value Portfolio
and reflecting the removal of
* Tax-Managed U.S. Marketwide Value Portfolio X;
* Tax-Managed U.S. 5-10 Value Portfolio X;
* Tax-Managed U.S. 6-10 Small Company Portfolio X; and
* Tax-Managed DFA International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(f)
|
Addendum Number Six re: the addition of the:
|
* Tax-Managed U.S. Marketwide Portfolio
and the reflection of the following name changes:
* LD U.S. Large Company Portfolio to LD U.S. Marketwide Portfolio
and
* HD U.S. Large Company Portfolio to HD U.S.
Marketwide Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 63/64 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2001.
|
(g)
|
Addendum Number Seven re: the reflection of the following name change:
|
* Tax-Managed U.S. Marketwide Portfolio to Tax-Managed U.S. Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
|
(h)
|
Addendum Number Eight re: the addition of the:
|
* DFA Short-Term Municipal Bond Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
|
(i)
|
Form of Addendum Number Nine re: the addition of the:
|
* Emerging Markets Core Equity Portfolio
and the reflection of the following name change:
* AAM/DFA International High Book to Market Portfolio to LWAS/DFA
International High Book to Market Portfolio
and the reflection of the removal of:
* LD U.S. Marketwide Portfolio;
* HD U.S. Marketwide Portfolio;
* LD U.S. Marketwide Value Portfolio; and
* HD U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 75/76 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 30, 2005.
|
(j)
|
Addendum Number Ten re: the addition of the:
|
* U.S. Core Equity 1 Portfolio;
* U.S. Core Equity 2 Portfolio;
* U.S. Vector Equity Portfolio; and
* International Core Equity Portfolio
and the reflection of the following name change:
* The Pacific Rim Small Company Portfolio to the Asia Pacific
Small Company
Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 77/78 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
|
(k)
|
Addendum Number Eleven re: the addition of the:
|
* DFA Inflation-Protected Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(l)
|
Addendum Number Twelve re: the addition of the:
|
* DFA California Short-Term Municipal Bond Portfolio and
* T.A. U.S. Core
Equity 2 Portfolio
and the reflection of the following name change:
* Tax-Managed U.S. Small Cap Value Portfolio to the Tax-Managed
U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(m)
|
Addendum Number Thirteen re: the addition of the:
|
* U.S. Social Core Equity 2 Portfolio and
* CSTG&E U.S. Social Core Equity 2 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(n)
|
Addendum Number Fourteen re: the addition of the:
|
* U.S. Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(o)
|
Addendum Number Fifteen re: the addition of the:
|
* DFA Global Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(p)
|
Addendum Number Sixteen re: the removal of the:
|
* U.S. Large Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(q)
|
Addendum Number Seventeen re: the addition of the:
|
* DFA California Intermediate-Term Municipal Bond Portfolio and
* DFA Investment Grade Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(r)
|
Form of Addendum Number Eighteen re: the addition of the:
|
* Dimensional Retirement Equity Fund II;
* Dimensional Retirement Fixed Income Fund I; and
* Dimensional Retirement Fixed Income Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(3)
|
Custodial Services Agreement between the Registrant and Citibank, N.A. dated as of January 13, 1998.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 125/126 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2011.
|
(a)
|
Amendment dated August 25, 1999 re: the addition of:
|
* DFA Two-Year Global Fixed Income Portfolio;
* Tax-Managed DFA International Value Portfolio; and
* Tax-Managed DFA International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(b)
|
Amendment dated May 9, 2001
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(c)
|
Amendment dated April 4, 2005 re: the addition of:
|
* Emerging Markets Core Equity Portfolio
and the reflection of the removal of:
* VA Global Bond Portfolio and
* Tax-Managed DFA International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(d)
|
Amendment dated September 13, 2005 re: the addition of:
|
* VA Global Bond Portfolio and
* International Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(e)
|
Amendment dated August 7, 2006 re: the addition of:
|
* Emerging Markets Social core Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(f)
|
Amendment dated December 6, 2006 re: the addition of:
|
* DFA International
Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(g)
|
Amendment dated July 23, 2007 re: the addition of:
|
* CSTG&E International Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(h)
|
Amendment dated December 31, 2007 re: the addition of:
|
* DFA Selectively Hedged Global Fixed Income Portfolio and
* International Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(i)
|
Amendment dated February 26, 2008 re: the addition of:
|
* T.A. World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(j)
|
Amendment dated June 23, 2008 re: the addition of:
|
* DFA International Value ex Tobacco Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(k)
|
Amendment dated July 23, 2008 re: the addition of:
|
* International Vector Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(l)
|
Amendment dated February 10, 2009 re: the addition of:
|
* DFA Short-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(m)
|
Amendment dated February 28, 2009 re: the addition of:
|
* Enhanced U.S. Large Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(n)
|
Amendment dated October 23, 2009 re: the addition of:
|
* DFA Two-Year Global Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(o)
|
Amendment dated July 19, 2010 re: the addition of:
|
* DFA Intermediate-Term Extended Quality Portfolio and
* World ex U.S. Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(p)
|
Form of Amendment re: the addition of:
|
* Dimensional Retirement Fixed Income Fund II
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(q)
|
Form of Amendment re: the addition of:
|
* DFA World ex U.S. Government Fixed Income Portfolio and
* Selectively Hedged Global Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(4)
|
Form of Custodian Agreement between the Registrant and State Street Bank and Trust Company.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
(h)
|
Other Material Contracts.
|
|
(1)
|
Transfer Agency Agreement.
|
Transfer Agency Agreement between the Registrant and PFPC Inc. (formerly Provident Financial Processing Corporation) dated June 19,
1989.
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 48/49 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 20, 1998.
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
|
(b)
|
Addendum Number Two re: the addition of:
|
* Tax-Managed U.S. Marketwide Value Portfolio X;
* Tax-Managed U.S. 5-10 Value Portfolio X;
* Tax-Managed U.S. 6-10 Small Company Portfolio X; and
* Tax-Managed DFA International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(c)
|
Addendum Number Three re: the addition of:
|
* LD U.S. Large Company Portfolio;
* HD U.S. Large Company Portfolio;
* LD U.S. Marketwide Value Portfolio; and
* HD U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(d)
|
Addendum Number Four re: the reflection of the following name change:
|
* RWB/DFA International High Book to Market Portfolio to the AAM/DFA
International High Book to Market Portfolio
Incorporated herein by reference
to:
Filing: Post-Effective Amendment No. 59/60 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 26, 2001.
|
(e)
|
Addendum Number Five re: the reflection of the following name changes:
|
* U.S. 9-10 Small Company Portfolio to U.S. Micro Cap Portfolio;
* U.S. 6-10 Small Company Portfolio to U.S. Small Cap Portfolio;
* U.S. 4-10 Value Portfolio to U.S. Small XM Value
Portfolio;
* U.S. 6-10 Value Portfolio to U.S. Small
Cap Value Portfolio;
* Tax-Managed U.S. 6-10 Small
Company Portfolio to Tax-Managed U.S. Small Cap Portfolio; and
* Tax-Managed U.S. 5-10 Value Portfolio to Tax-Managed U.S. Small
Cap Value Portfolio and the reflection of the removal of
* Tax-Managed U.S. Marketwide Value Portfolio X;
* Tax-Managed U.S. 5-10 Value Portfolio X;
* Tax-Managed U.S. 6-10 Small Company Portfolio X; and
* Tax-Managed DFA International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(f)
|
Addendum Number Six re: the establishment of procedures for the provision of pricing
|
information to Fidelity Investments Institutional Operations Company, Inc.
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 63/64 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2001.
|
(g)
|
Addendum Number Seven re: the addition of the:
|
* Tax-Managed U.S. Marketwide Portfolio
and the reflection of the following name changes:
* LD U.S. Large Company Portfolio to LD U.S. Marketwide Portfolio
and
* HD U.S. Large Company Portfolio to HD U.S.
Marketwide Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 63/64 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2001.
|
(h)
|
Addendum Number Eight re: the reflection of the following name change:
|
* Tax-Managed U.S. Marketwide Portfolio to Tax-Managed U.S. Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
|
(i)
|
Addendum Number Nine re: the addition of the:
|
* DFA Short-Term Municipal Bond Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
|
(j)
|
Addendum Number Ten re: the establishment of procedures for the provision of pricing information to Fidelity Management Trust Company.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(k)
|
Addendum Number Eleven re: the addition of the:
|
* Emerging Markets Core Equity Portfolio
the reflection of the name change of:
* AAM/DFA International High Book to Market Portfolio to LWAS/DFA
International High Book to Market Portfolio
and the reflection of the removal of
* LD U.S. Marketwide Portfolio;
* HD U.S. Marketwide Portfolio;
* LD U.S. Marketwide Value Portfolio; and
* HD U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 75/76 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 30, 2005.
|
(l)
|
Addendum Number Twelve re: the addition of the:
|
* U.S. Core Equity 1 Portfolio;
* U.S. Core Equity 2 Portfolio;
* U.S. Vector Equity Portfolio; and
* International Core Equity Portfolio
and the reflection of the name change:
* The Pacific Rim Small Company Portfolio to the Asia Pacific
Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 77/78 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 13, 2005.
|
(m)
|
Addendum Number Thirteen
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(n)
|
Form of Addendum Number Fourteen re: the addition of the:
|
* Emerging Markets Social Core Equity Portfolio and
* DFA Inflation-Protected Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 82/83 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: August 4, 2006.
|
(o)
|
Addendum Number Fifteen re: the addition of the:
|
* DFA International Real Estate Securities Portfolio
and the reflection of the following name change:
* U.S. Small XM Value Portfolio to the U.S. Targeted Value
Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(p)
|
Addendum Number Sixteen re: the addition of the:
|
* DFA California Short-Term Municipal Bond Portfolio and
* T.A. U.S. Core Equity 2 Portfolio
and the reflection of the following name change:
* Tax-Managed U.S. Small Cap Value Portfolio to the Tax-Managed
U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(q)
|
Addendum Number Seventeen re: the addition of the:
|
* U.S. Social Core Equity 2 Portfolio;
* CSTG&E U.S. Social Core Equity 2 Portfolio; and
* CSTG&E International Social Core Equity Portfolio
and the reflection of the following name change:
* Emerging Markets Social Core Portfolio to the Emerging Markets
Social Core
Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(r)
|
Addendum Number Eighteen re: the addition of the:
|
* DFA Selectively Hedged Global Fixed Income Portfolio;
* U.S. Sustainability Core 1 Portfolio; and
* International Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(s)
|
Addendum Number Nineteen re: the addition of the:
|
* T.A. World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(t)
|
Addendum Number Twenty re: the addition of the:
|
* DFA Global Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(u)
|
Addendum Number Twenty-One re: the addition of the:
|
* DFA International Value ex Tobacco Portfolio
and the reflection of the following name changes:
* VA Small Value Portfolio to the VA U.S. Targeted Value Portfolio
and
* VA Large Value Portfolio to the VA U.S. Large
Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(v)
|
Addendum Number Twenty-Two re: the addition of the:
|
* International Vector Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(w)
|
Addendum Number Twenty-Three re: the addition of the:
|
* DFA Short-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(x)
|
Addendum Number Twenty-Four re: the removal of the:
|
* U.S. Large Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(y)
|
Addendum Number Twenty-Five re: the addition of the:
|
* DFA Intermediate-Term Extended Quality Portfolio and
* World ex U.S. Value Portfolio;
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(z)
|
Addendum Number Twenty-Six re: the addition of the:
|
* DFA Commodity Strategy Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(aa)
|
Addendum Number Twenty-Seven re: the addition of the:
|
* DFA California Intermediate-Term Municipal Bond Portfolio and
* DFA Investment Grade Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(bb)
|
Form of Addendum Number Twenty-Eight re: the addition of the:
|
* Dimensional Retirement Equity Fund II;
* Dimensional Retirement Fixed Income Fund I;
* Dimensional Retirement Fixed Income Fund II; and
* Dimensional Retirement Fixed Income Fund III
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(cc)
|
Form of Addendum Number Twenty-Nine
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(dd)
|
Form of Addendum Number Thirty re: the addition of:
|
* DFA World ex U.S. Government Fixed Income Portfolio and
* Selectively Hedged Global Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration
Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(2)
|
Form of Transfer Agency and Service Agreement between the Registrant and State Street Bank and Trust Company.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
|
(3)
|
Administration and Accounting Agreement
|
Administration and Accounting Services Agreement between the Registrant and Provident Financial Processing Corporation (PFPC) dated June 19, 1989.
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 48/49 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 20, 1998.
|
(a)
|
Addendum Number One re: the addition of
|
* Tax-Managed U.S. 5-10 Value Portfolio;
* Tax-Managed U.S. 6-10 Small Company Portfolio;
* Tax-Managed DFA International Value Portfolio; and
* Tax-Managed U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
|
(b)
|
Addendum Number Two re: the addition of:
|
* Tax-Managed U.S. Marketwide Value Portfolio X;
* Tax-Managed U.S. 5-10 Value Portfolio X;
* Tax-Managed U.S. 6-10 Small Company Portfolio X; and
* Tax-Managed DFA International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(c)
|
Addendum Number Three re: the addition of:
|
* LD U.S. Large Company Portfolio;
* HD U.S. Large Company Portfolio;
* LD U.S. Marketwide Value Portfolio; and
* HD U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(d)
|
Addendum Number Four re: the reflection of the following name change:
|
* RWB/DFA International High Book to Market Portfolio to the AAM/DFA
International High Book to Market Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 59/60 to the Registrants Registration
Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 26, 2001.
|
(e)
|
Addendum Number Five re: the reflection of the following name changes:
|
* U.S. 9-10 Small Company Portfolio to U.S. Micro Cap Portfolio;
* U.S. 6-10 Small Company Portfolio to U.S. Small Cap Portfolio;
* U.S. 4-10 Value Portfolio to U.S. Small XM Value
Portfolio;
* U.S. 6-10 Value Portfolio to U.S. Small
Cap Value Portfolio;
* Tax-Managed U.S. 6-10 Small
Company Portfolio to Tax-Managed U.S. Small Cap Portfolio; and
* Tax-Managed U.S. 5-10 Value Portfolio to Tax-Managed U.S. Small
Cap Value Portfolio
and the reflection of the removal of
* Tax-Managed U.S. Marketwide Value Portfolio X;
* Tax-Managed U.S. 5-10 Value Portfolio X;
* Tax-Managed U.S. 6-10 Small Company Portfolio X; and
* Tax-Managed DFA International Value Portfolio X
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
|
(f)
|
Addendum Number Six re: the establishment of procedures for the provision of pricing information to Fidelity Investments Institutional Operations Company, Inc.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 63/64 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2001.
|
(i)
|
Amendment to Addendum Number Six re: revised procedures for the provision of pricing information to Fidelity Investments Institutional Operations Company, Inc.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(g)
|
Addendum Number Seven re: the addition of the:
|
* Tax-Managed U.S. Marketwide Portfolio
and the reflection of the following name changes:
* LD U.S. Large Company Portfolio to LD U.S. Marketwide Portfolio
and
* HD U.S. Large Company Portfolio to HD U.S.
Marketwide Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 63/64 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: September 7, 2001.
|
(h)
|
Addendum Number Eight re: the reflection of the following name change:
|
* Tax-Managed U.S. Marketwide Portfolio to Tax-Managed U.S. Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
|
(i)
|
Addendum Number Nine re: the addition of the:
|
* DFA Short-Term Municipal Bond Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
|
(j)
|
Addendum Number Ten re: the establishment of procedures for the provision of pricing information to Fidelity Management Trust Company.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(k)
|
Addendum Number Fourteen re: the use of pricing adjustment information for foreign equity securities provided by a third-party pricing vendor
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(l)
|
Addendum Number Fifteen re: the establishment of procedures for the provision of pricing
|
information to Putnam Fiduciary Trust Company and The Vanguard Group Inc.
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(m)
|
Addendum Number Sixteen re: the addition of the:
|
* Emerging Markets Core Equity Portfolio
And the reflection of the name change of:
* AAM/DFA International High Book to Market Portfolio to LWAS/DFA
International High Book to Market Portfolio
and reflecting the removal of
* LD U.S. Marketwide Portfolio;
* HD U.S. Marketwide Portfolio;
* LD U.S. Marketwide Value Portfolio; and
* HD U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(n)
|
Addendum Number Seventeen re: the addition of the:
|
* U.S. Core Equity 1 Portfolio;
* U.S. Core Equity 2 Portfolio;
* U.S. Vector Equity Portfolio; and
* International Core Equity Portfolio
and the reflection of the following name change:
* The Pacific Rim Small Company Portfolio to the Asia Pacific
Small Company
Portfolio
Filing: Post-Effective Amendment No. 145/146 to
Registrants Registration Statement on Form N-1A.
Incorporated herein by reference to:
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(o)
|
Addendum Number Eighteen re: the amendment to the establishment of procedures for the provision of pricing information to The Vanguard Group Inc.
|
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
Incorporated herein by reference to:
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(p)
|
Addendum Number Nineteen re: the addition of the:
|
* Emerging Markets Social Core Equity Portfolio and
* DFA Inflation-Protected Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(q)
|
Addendum Number Twenty re: the addition of the:
|
* DFA International Real Estate Securities Portfolio
and the reflection of the following name change:
* U.S. Small XM Value Portfolio to the U.S. Targeted Value
Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(r)
|
Addendum Number Twenty-One re: the addition of the:
|
* DFA California Short-Term Municipal Bond Portfolio and
* T.A. U.S. Core Equity 2 Portfolio
and the reflection of the following name change:
* Tax-Managed U.S. Small Cap Value Portfolio to the Tax-Managed
U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(s)
|
Addendum Number Twenty-Two re: the addition of the:
|
* U.S. Social Core Equity 2 Portfolio;
* CSTG&E U.S. Social Core Equity 2 Portfolio; and
* CSTG&E International Social Core Equity Portfolio
and the reflection of the following name change:
* Emerging Markets Social Core Portfolio to the Emerging Markets
Social Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(t)
|
Addendum Number Twenty-Three re: the addition of the:
|
* DFA Selectively Hedged Global Fixed Income Portfolio;
* U.S. Sustainability Core 1 Portfolio; and
* International Sustainability Core 1 Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(u)
|
Addendum Number Twenty-Four re: the addition of the:
|
* T.A. World ex U.S. Core Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(v)
|
Addendum Number Twenty-Five re: the addition of the:
|
* DFA Global Real Estate Securities Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(w)
|
Addendum Number Twenty-Six re: the addition of the:
|
* DFA International Value ex Tobacco Portfolio
and the reflection of the following name changes:
* VA Small Value Portfolio to the VA U.S. Targeted Value
Portfolio and
* VA Large Value Portfolio to the VA
U.S. Large Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(x)
|
Addendum Number Twenty-Seven re: the addition of the:
|
* International Vector Equity Portfolio
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
Incorporated herein by reference to:
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
|
(y)
|
Addendum Number Twenty-Eight re: the addition of the:
|
* DFA Short-Term Extended Quality Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(z)
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Addendum Number Twenty-Nine re: revised procedures for the provision of pricing information to Mercer HR Services, LLC (formerly Putnam Fiduciary Trust Company)
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(aa)
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Addendum Number Thirty re: the removal of the:
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* U.S. Large Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(bb)
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Addendum Number Thirty-One re: re: the addition of the:
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* DFA Intermediate-Term Extended Quality Portfolio and
* World ex U.S. Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(cc)
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Addendum Number Thirty-Two re: re: the addition of the:
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* DFA Commodity strategy Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(dd)
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Addendum Number Thirty-Three re: re: the addition of the:
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* DFA California Intermediate-Term Municipal Bond Portfolio and
* DFA Investment Grade Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(ee)
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Addendum Number Thirty-Four re: re: the addition of the:
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* Dimensional Retirement Equity Fund II;
* Dimensional Retirement Fixed Income Fund I;
* Dimensional Retirement Fixed Income Fund II; and
* Dimensional Retirement Fixed Income Fund III
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(ff)
|
Addendum Number Thirty-Five re: re: the addition of the:
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* DFA World ex U.S. Government Fixed Income Portfolio;
* Selectively Hedged Global Equity Portfolio;
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(4)
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Financial Statement Typesetting Services Agreement to Administration and Accounting Services Agreement dated October 20, 2009.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 145/146 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2012.
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(5)
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Administration Agreements.
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Administration Agreements between the Registrant and DFA.
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(a)
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Dated January 6, 1993 re: the
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* DFA One-Year Fixed Income Portfolio (formerly The DFA Fixed Income Shares)
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(b)
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Dated August 8, 1996 re: the:
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* Japanese Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(c)
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Dated August 8, 1996 re: the
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* United Kingdom Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(d)
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Dated August 8, 1996 re: the
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* Continental Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(e)
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Dated August 8, 1996 re: the
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* Asia Pacific Rim Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(1)
|
Addendum Number One re: the reflection of the following name change:
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* Pacific Rim Small Company Portfolio to Asia Pacific Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 78/79 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 30, 2006.
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(f)
|
Dated January 6, 1993 re: the
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* U.S. Small Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(1)
|
Addendum Number One re: the reflection of the following name change:
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* U.S. 6-10 Small Company Portfolio to U.S. Small Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
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(g)
|
Dated January 6, 1993 re: the:
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* U.S. Large Cap Value Portfolio (formerly the U.S. Large Cap High Book-to-Market Portfolio)
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(h)
|
Dated January 6, 1993 re: the:
|
* U.S. Small Cap Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(1)
|
Addendum Number One re: the reflection of the following name change:
|
* U.S. 6-10 Value Portfolio (formerly the U.S. Small Cap High Book to Market Portfolio) to U.S. Small Cap Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
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(i)
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Dated February 8, 1996 re: the
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* RWB/DFA International High Book to Market Portfolio (formerly DFA International High Book to Market Portfolio; formerly the
Reinhardt Werba Bowen International Large Stock Portfolio)
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(1)
|
Addendum Number One re: the reflection of the following name change:
|
* RWB/DFA International High Book to Market Portfolio to the AAM/DFA
International High Book to Market Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 59/60 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 26, 2001.
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(j)
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Dated March 30, 1994 re:
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* Emerging Markets Portfolios
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(k)
|
Dated February 8, 1996 re: the:
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* Enhanced U.S. Large Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(l)
|
Dated February 8, 1996 re: the
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* DFA Two-Year Global Fixed Income Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(m)
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Dated August 8, 1996 re: the:
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* International Small Company Portfolio
Incorporated herein by reference to:
Filing: Post-Effective
Amendment No. 70/71 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 29, 2004.
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(n)
|
Dated December 19, 1996 re: the:
|
* Emerging Markets Small Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(o)
|
Dated November 30, 1997 re: the:
|
* U.S. Micro Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(1)
|
Form of Addendum Number One re: the reflection of the following name change:
|
* U.S. 9-10 Small Company Portfolio to U.S. Micro Cap Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 60/61 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 23, 2001.
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(p)
|
Form of Amended and Restated dated October 5, 1999 re: the:
|
* U.S. Targeted Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 88/89 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: March 30, 2007.
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(q)
|
Dated November 30, 1997 re: the:
|
* Emerging Markets Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
|
(r)
|
Dated December 8, 1998 re: the:
|
* Tax-Managed U.S. Marketwide Value Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 50/51 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 22, 1999.
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(s)
|
Form of Dated August 1, 2001 re: the:
|
* Tax-Managed U.S. Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 61/62 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 18, 2001.
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(1)
|
Addendum Number One re: the reflection of the following name change:
|
* Tax-Managed U.S. Marketwide Portfolio to Tax-Managed U.S. Equity Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 66/67 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: July 30, 2002.
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(6)
|
Form of Administration Agreement between the Registrant and State Street Bank and Trust Company.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
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(a)
|
Form of Marketing Agreement dated June 29, 1994 between DFA and National Home Life Assurance Company.
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Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 33/34 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: June 19, 1995.
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(b)
|
Participation Agreement between DFA Investment Dimensions Group, Inc., DFA, DFA Securities, Inc. and National Home Life Assurance Company.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 33/34 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: June 19, 1995.
|
(c)
|
Form of Client Service Agent Agreement re: the:
|
* RWB/DFA International High Book to Market Portfolio (formerly the DFA International High Book to Market Portfolio and Reinhardt
Werba Bowen International Large Stock Portfolio).
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 37/38 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: November 22, 1995.
|
(1)
|
Addendum Number One re: the reflection of the following name change:
|
* RWB/DFA International High Book to Market Portfolio to the AAM/DFA
International High Book to Market Portfolio
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 59/60 to the Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: January 26, 2001.
|
(d)
|
Form of Amended and Restated Fee Waiver and/or Expense Assumption Agreement between the Registrant and DFA re: various portfolios of the Registrant
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
|
(e)
|
Form of Participation Agreement (Manual Trades)
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
|
(f)
|
Form of Participation Agreement (Manual After Hours)
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
|
(g)
|
Form of Participation Agreement (FundSERV)
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
|
(1)
|
Legal Opinion of Stradley, Ronon, Stevens & Young, LLP.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 158/159 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: February 28, 2013.
|
(1)
|
Consent of PricewaterhouseCoopers
|
TO BE FILED BY AMENDMENT
(k)
|
Omitted Financial Statements.
|
Not Applicable.
(l)
|
Initial Capital Agreements.
|
Subscription Agreement under Section 14(a)(3) of the Investment Company Act of 1940. Previously filed with this registration
statement and incorporated herein by reference.
|
(1)
|
Form of Distribution Plan between the Registrant and DFA Securities LLC.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
|
(2)
|
Form of Selected Dealer Agreement.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
(n)
|
Plans pursuant to Rule 18f-3.
|
|
(1)
|
Form of Amended and Restated Multiple Class Plan Pursuant to Rule 18f-3.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.
|
(1)
|
On behalf of the Registrant, Power-of-Attorney dated as of December 17, 2010, appointing David G. Booth, David R. Martin, Catherine L. Newell, Valerie A. Brown,
Jeff J. Jeon and Carolyn L. O as attorneys-in-fact to David G. Booth, George M. Constantinides, John P. Gould, Roger G. Ibbotson, Edward P. Lazear, David R. Martin, Eduardo A. Repetto, Myron S. Scholes and Abbie J. Smith.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 124/125 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 30, 2010.
|
(2)
|
On behalf of The DFA Investment Trust Company, Power-of-Attorney dated as of December 17, 2010, appointing David G. Booth, David R. Martin, Catherine L. Newell,
Valerie A. Brown, Jeff J. Jeon and Carolyn L. O as attorneys-in-fact to David G. Booth, George M. Constantinides, John P. Gould, Roger G. Ibbotson, Edward P. Lazear, David R. Martin, Eduardo A. Repetto, Myron S. Scholes and Abbie J. Smith.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment No. 124/125 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 30, 2010.
|
(3)
|
On behalf of Dimensional Emerging Markets Value Fund, Power-of-Attorney dated as of December 17, 2010, appointing David G. Booth, David R. Martin, Catherine L.
Newell, Valerie A. Brown, Jeff J. Jeon and Carolyn L. O as attorneys-in-fact to David G. Booth, George M. Constantinides, John P. Gould, Roger G. Ibbotson, Edward P. Lazear, David R. Martin, Eduardo A. Repetto, Myron
|
S. Scholes and Abbie J. Smith.
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 124/125 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: December 30, 2010.
|
(1)
|
Code of Ethics of Registrant, Adviser, Sub-Advisers and Underwriter.
|
Incorporated herein by reference to:
Filing: Post-Effective Amendment
No. 127/128 to Registrants Registration Statement on Form N-1A.
File Nos.: 2-73948 and 811-3258.
Filing Date: May 11, 2011.