SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Seward James Malcolm
(Last) (First) (Middle)
4TH FLOOR
ONE VINE STREET
(Street)
LONDON X0 W1J 0AH
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LyondellBasell Industries N.V. [ LYB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Innovation Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 02/25/2024 F 710(1) D $99.27 29,038(2) D
Class A Ordinary Shares 02/26/2024 M(3) 212 A $77.8 29,250(2) D
Class A Ordinary Shares 02/26/2024 M(3) 3,340 A $94.65 32,590(2) D
Class A Ordinary Shares 02/26/2024 M(3) 4,661 A $89.26 37,251(2) D
Class A Ordinary Shares 02/26/2024 F(3) 190 D $98.82 37,061(2) D
Class A Ordinary Shares 02/26/2024 F(3) 3,269 D $98.82 33,792(2) D
Class A Ordinary Shares 02/26/2024 F(3) 4,434 D $98.82 29,358(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $94.65 02/26/2024 M 3,340 (4) 02/23/2033 Class A Ordinary Shares 3,340 $0.00 6,678 D
Stock Options (Right to Buy) $89.26 02/26/2024 M 4,661 (5) 02/24/2032 Class A Ordinary Shares 4,661 $0.00 2,330 D
Stock Options (Right to Buy) $77.8 02/26/2024 M 212 (6) 10/15/2032 Class A Ordinary Shares 212 $0.00 424 D
Explanation of Responses:
1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 1,433 shares of restricted stock units granted to the reporting person on February 25, 2021.
2. Includes 9,663 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,768 granted on February 24, 2022 that vest on February 24, 2025; 168 granted on October 15, 2022 that vest on October 15, 2025; 2,639 granted on February 23, 2023 that vest on February 23, 2026 and 5,088 granted on February 22, 2024 of which 1,696 vest on February 22, 2025, 1,696 vest on February 22, 2026 and 1,696 vest on February 22, 2027.
3. Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.
4. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,340 vested on February 23, 2024, 3,339 vest on February 23, 2025 and 3,339 vest on February 23, 2026.
5. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 2,331 vested on February 24, 2023, 2,330 vested on February 24, 2024 and 2,330 vest on February 24, 2025.
6. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 212 vested on October 15, 2023, 212 vest on October 15, 2024 and 212 vest on October 15, 2025.
Remarks:
/s/ Lara A. Mason, Attorney-in-Fact 02/27/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
LyondellBasell Industrie... (NYSE:LYB)
Gráfica de Acción Histórica
De Mar 2024 a Abr 2024 Haga Click aquí para más Gráficas LyondellBasell Industrie....
LyondellBasell Industrie... (NYSE:LYB)
Gráfica de Acción Histórica
De Abr 2023 a Abr 2024 Haga Click aquí para más Gráficas LyondellBasell Industrie....