Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of August 2023

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

Information furnished on this form:

EXHIBIT


Exhibit Number

1.		Financial Summary – Three months ended June 30, 2023.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


	NOMURA HOLDINGS, INC.

Date: August 1, 2023	By:	/s/ Yoshifumi Kishida
		Yoshifumi Kishida
		Senior Managing Director

Financial Summary For the Three Months Ended June 30, 2023 (U.S. GAAP)


Date:		August 1, 2023
Company name (code number):		Nomura Holdings, Inc. (8604)
Stock exchange listings:		(In Japan) Tokyo, Nagoya (Overseas) New York, Singapore
Representative:		Kentaro Okuda President and Group CEO, Nomura Holdings, Inc.
For inquiries:		Junko Tago Managing Director, Head of Investor Relations, Nomura Holdings, Inc. Tel: (Country Code 81) 3-5255-1000 URL: https://www.nomura.com

1. Consolidated Operating Results

(1) Operating Results


	(Rounded to nearest million)
	(Millions of yen, except per share data)
	For the three months ended June 30
	2022						2023

				% Change from June 30, 2021						% Change from June 30, 2022
Total revenue		409,968			1.2	%		893,353			117.9	%
Net revenue		299,028			(15.4	%)		348,913			16.7	%
Income before income taxes		11,733			(85.1	%)		46,310			294.7	%
Net income attributable to Nomura Holdings, Inc. (“NHI”) shareholders		1,696			(96.5	%)		23,331			—	%
Comprehensive income		169,507			230.9	%		126,258			(25.5	%)
Basic-Net income attributable to NHI shareholders per share (Yen)		0.56						7.71
Diluted-Net income attributable to NHI shareholders per share (Yen)		0.52						7.40
Return on shareholders’ equity - annualized		0.2	%					2.9	%

Note: Return on shareholders’ equity is a ratio of Net income attributable to NHI shareholders to Total NHI shareholders’ equity.

(2) Financial Position


	(Millions of yen, except per share data)
	At March 31			At June 30
	2023			2023

Total assets		47,771,802			52,493,241
Total equity		3,224,142			3,345,839
Total NHI shareholders’ equity		3,148,567			3,265,436
Total NHI shareholders’ equity as a percentage of total assets		6.6	%		6.2	%
Total NHI shareholders’ equity per share (Yen)		1,048.24			1,071.38

2. Cash Dividends


	(Yen amounts)
	For the year ended March 31
	2023		2024		2024 (Plan)
Dividends per share
Dividends record dates
At June 30		—		—		—
At September 30		5.00		—		Unconfirmed
At December 31		—		—		—
At March 31		12.00		—		Unconfirmed
For the year		17.00		—		Unconfirmed

Note: Fiscal year 2024 Q2 and Q4 dividends are not presented per reasons stated in “3. Earnings forecasts for the year ending March 31, 2024”.

3. Earnings Forecasts for the year ending March 31, 2024

Nomura provides investment, financing and related services in the capital markets on a global basis. In the global capital markets there exist uncertainties due to, but not limited to, economic and market conditions. Nomura, therefore, does not present earnings forecasts.

Notes

(1) Changes in significant subsidiaries during the period: None

(Changes in Specified Subsidiaries accompanying changes in scope of consolidation.)

(2) Adoption of the simplified and particular accounting treatments: None

(3) Changes in accounting policies

a) Changes in accounting policies due to amendments to the accounting standards : None

b) Changes in accounting policies due to other than a) : None

(4) Number of shares issued (common stock)


	At March 31		At June 30
	2023		2023
Number of shares outstanding (including treasury stock)		3,233,562,601		3,163,562,601
Number of treasury stock		229,883,277		115,675,155

	For the three months ended June 30
	2022		2023
Average number of shares outstanding (year-to-date)		3,017,845,872		3,025,892,670

*This financial summary is not subject to certified public accountant’s or audit firm’s quarterly review.

Table of Contents for the Accompanying Materials


1. Qualitative Information of the Quarterly Consolidated Results			P. 2

(1) Consolidated Operating Results			P. 2
(2) Consolidated Financial Position			P. 4
(3) Consolidated Earnings Forecasts			P. 4

2. Quarterly Consolidated Financial Statements			P. 5

(1) Consolidated Balance Sheets			P. 6
(2) Consolidated Statements of Income			P. 8
(3) Consolidated Statements of Comprehensive Income			P. 9
(4) Note with respect to the Assumption as a Going Concern			P. 9
(5) Segment Information – Operating Segment			P.10
(6) Significant Changes in Equity			P.11

3. Supplementary Information			P.12

(1) Consolidated Statements of Income – Quarterly Comparatives			P.12
(2) Business Segment Information – Quarterly Comparatives			P.13
(3) Other			P.14

– 1 –

1.	Qualitative Information of the Quarterly Consolidated Results

(1)

Consolidated Operating Results

U.S. GAAP


	Billions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30, 2022 (A)			June 30, 2023 (B)			(B-A)/(A)
Net revenue		299.0			348.9			16.7
Non-interest expenses		287.3			302.6			5.3

Income (loss) before income taxes		11.7			46.3			294.7
Income tax expense		11.3			20.4			80.1

Net income (loss)		0.4			25.9			—

Less: Net income (loss) attributable to noncontrolling interests		(1.3	)		2.6			—

Net income (loss) attributable to NHI shareholders		1.7			23.3			—

Return on shareholders’ equity - annualized		0.2	%		2.9	%		—

Note: Return on shareholders’ equity is a ratio of Net income (loss) attributable to NHI shareholders to Total NHI shareholders’ equity.

Nomura Holdings, Inc. and its consolidated entities (collectively, “Nomura”) reported net revenue of 348.9 billion yen for the three months ended June 30, 2023, an increase of 16.7% from the same period in the prior year. Non-interest expenses increased by 5.3% from the same period in the prior year to 302.6 billion yen. Income before income taxes was 46.3 billion yen and net income attributable to NHI shareholders was 23.3 billion yen for the three months ended June 30, 2023.

Segment Information


	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30, 2022 (A)		June 30, 2023 (B)		(B-A)/(A)
Net revenue		301.9		353.2		17.0
Non-interest expenses		287.3		302.6		5.3

Income (loss) before income taxes		14.6		50.6		246.8

In the above segment information totals, which exclude a part of unrealized gain (loss) on investments in equity securities held for operating purposes, net revenue for the three months ended June 30, 2023 was 353.2 billion yen, an increase of 17.0% from the same period in the prior year. Non-interest expenses increased by 5.3% from the same period in the prior year to 302.6 billion yen. Income before income taxes increased by 246.8% to 50.6 billion yen for the three months ended June 30, 2023. Please refer to page 10 for further details of the differences between U.S. GAAP and business segment amounts.

– 2 –

<Business Segment Results>

Operating Results of Retail


	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30, 2022 (A)		June 30, 2023 (B)		(B-A)/(A)
Net revenue		71.4		92.1		28.9
Non-interest expenses		66.5		69.1		4.0

Income (loss) before income taxes		4.9		22.9		366.8

Net revenue increased by 28.9% from the same period in the prior year to 92.1 billion yen. Non-interest expense increased by 4.0% to 69.1 billion yen. As a result, income before income taxes increased by 366.8% to 22.9 billion yen.

Operating Results of Investment Management


	Billions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30, 2022 (A)			June 30, 2023 (B)		(B-A)/(A)
Net revenue		7.6			26.5		250.0
Non-interest expenses		19.3			22.9		18.7

Income (loss) before income taxes		(11.7	)		3.6		—

Net revenue increased by 250.0% from the same period in the prior year to 26.5 billion yen. Non-interest expense increased by 18.7% to 22.9 billion yen. As a result, income before income taxes was 3.6 billion yen. Assets under management were 76.1 trillion yen as of June 30, 2023.

Operating Results of Wholesale


	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30, 2022 (A)		June 30, 2023 (B)		(B-A)/(A)
Net revenue		199.0		190.9		(4.1	)
Non-interest expenses		173.7		188.7		8.7

Income (loss) before income taxes		25.3		2.1		(91.7	)

Net revenue decreased by 4.1% from the same period in the prior year to 190.9 billion yen. Non-interest expense increased by 8.7% to 188.7 billion yen. As a result, income before income taxes decreased by 91.7% to 2.1 billion yen.

– 3 –

Other Operating Results


	Billions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30, 2022 (A)			June 30, 2023 (B)		(B-A)/(A)
Net revenue		23.9			43.8		82.9
Non-interest expenses		27.8			21.9		(21.4	)

Income (loss) before income taxes		(3.9	)		21.9		—

Net revenue was 43.8 billion yen. Income before income taxes was 21.9 billion yen.

(2)

Consolidated Financial Position

Total assets as of June 30, 2023 were 52,493.2 billion yen, an increase of 4,721.4 billion yen compared to March 31, 2023, mainly due to the increase in Trading assets and Securities purchased under agreements to resell. Total liabilities as of June 30, 2023 were 49,147.4 billion yen, an increase of 4,599.7 billion yen compared to March 31, 2023, mainly due to the increase in Trading liabilities and Securities sold under agreements to repurchase. Total equity as of June 30, 2023 was 3,345.8 billion yen, an increase of 121.7 billion yen compared to March 31, 2023.

(3)

Consolidated Earnings Forecasts

– 4 –

2.	Quarterly Consolidated Financial Statements

The quarterly consolidated financial information herein has been prepared in accordance with Nomura’s accounting policies which are disclosed in the notes to the consolidated financial statements of Nomura Holdings, Inc.’s Annual Securities Report (the annual report filed in Japan on June 28, 2023) and Form 20-F (the annual report filed with the U.S. Securities and Exchange Commission on June 28, 2023) for the year ended March 31, 2023.

– 5 –

(1) Consolidated Balance Sheets


	Millions of yen
	March 31, 2023			June 30, 2023			Increase/ (Decrease)
ASSETS
Cash and cash deposits:
Cash and cash equivalents		3,820,685			4,051,661			230,976
Time deposits		409,082			381,110			(27,972	)
Deposits with stock exchanges and other segregated cash		291,480			326,951			35,471

Total cash and cash deposits		4,521,247			4,759,722			238,475

Loans and receivables:
Loans receivable		4,013,852			4,393,936			380,084
Receivables from customers		379,911			338,779			(41,132	)
Receivables from other than customers		819,263			866,733			47,470
Allowance for credit losses		(5,832	)		(5,948	)		(116	)

Total loans and receivables		5,207,194			5,593,500			386,306

Collateralized agreements:
Securities purchased under agreements to resell		13,834,460			14,787,617			953,157
Securities borrowed		4,283,039			4,357,489			74,450

Total collateralized agreements		18,117,499			19,145,106			1,027,607

Trading assets and private equity and debt investments:
Trading assets*		17,509,934			20,516,523			3,006,589
Private equity and debt investments*		99,399			113,470			14,071

Total trading assets and private equity and debt investments		17,609,333			20,629,993			3,020,660

Other assets:
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥459,954 million as of March 31, 2023 and ¥492,259 million as of June 30, 2023)		464,316			460,045			(4,271	)
Non-trading debt securities*		337,361			362,134			24,773
Investments in equity securities*		97,660			98,215			555
Investments in and advances to affiliated companies*		402,485			417,498			15,013
Other		1,014,707			1,027,028			12,321

Total other assets		2,316,529			2,364,920			48,391

Total assets		47,771,802			52,493,241			4,721,439

*	Including securities pledged as collateral

– 6 –


			Millions of yen
			March 31, 2023			June 30, 2023			Increase/ (Decrease)
LIABILITIES AND EQUITY
Short-term borrowings				1,008,541			827,318			(181,223	)
Payables and deposits:
Payables to customers				1,359,948			1,522,698			162,750
Payables to other than customers				1,799,585			2,444,351			644,766
Deposits received at banks				2,137,936			2,137,388			(548	)

Total payables and deposits				5,297,469			6,104,437			806,968

Collateralized financing:
Securities sold under agreements to repurchase				14,217,966			16,405,548			2,187,582
Securities loaned				1,556,663			1,610,218			53,555
Other secured borrowings				334,319			345,929			11,610

Total collateralized financing				16,108,948			18,361,695			2,252,747

Trading liabilities				10,557,971			11,750,705			1,192,734
Other liabilities				1,175,521			1,130,375			(45,146	)
Long-term borrowings				10,399,210			10,972,872			573,662

Total liabilities				44,547,660			49,147,402			4,599,742

Equity
NHI shareholders’ equity:
Common stock
Authorized	-	6,000,000,000 shares
Issued	-	3,233,562,601 shares as of March 31, 2023 and
		3,163,562,601 shares as of June 30, 2023
Outstanding	-	3,003,679,324 shares as of March 31, 2023 and
		3,047,887,446 shares as of June 30, 2023		594,493			594,493			—
Additional paid-in capital				707,189			680,736			(26,453	)
Retained earnings				1,647,005			1,631,772			(15,233	)
Accumulated other comprehensive income (loss)				318,454			418,102			99,648

Total NHI shareholders’ equity before treasury stock				3,267,141			3,325,103			57,962
Common stock held in treasury, at cost -
229,883,277 shares as of March 31, 2023 and
115,675,155 shares as of June 30, 2023				(118,574	)		(59,667	)		58,907

Total NHI shareholders’ equity				3,148,567			3,265,436			116,869

Noncontrolling interests				75,575			80,403			4,828

Total equity				3,224,142			3,345,839			121,697

Total liabilities and equity				47,771,802			52,493,241			4,721,439

– 7 –

(2) Consolidated Statements of Income


	Millions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30, 2022(A)			June 30, 2023(B)		(B-A)/(A)
Revenue:
Commissions		70,431			82,770		17.5
Fees from investment banking		27,285			31,146		14.2
Asset management and portfolio service fees		68,250			71,807		5.2
Net gain on trading		141,918			115,563		(18.6	)
Gain (loss) on private equity and debt investments		(4,535	)		6,887		—
Interest and dividends		109,049			549,651		404.0
Gain (loss) on investments in equity securities		(1,742	)		4,777		—
Other		(688	)		30,752		—

Total revenue		409,968			893,353		117.9
Interest expense		110,940			544,440		390.8

Net revenue		299,028			348,913		16.7

Non-interest expenses:
Compensation and benefits		143,061			158,673		10.9
Commissions and floor brokerage		28,488			31,365		10.1
Information processing and communications		49,732			52,836		6.2
Occupancy and related depreciation		16,359			16,601		1.5
Business development expenses		4,699			6,144		30.8
Other		44,956			36,984		(17.7	)

Total non-interest expenses		287,295			302,603		5.3

Income before income taxes		11,733			46,310		294.7
Income tax expense		11,340			20,428		80.1

Net income		393			25,882		—

Less: Net income (loss) attributable to noncontrolling interests		(1,303	)		2,551		—

Net income attributable to NHI shareholders		1,696			23,331		—

Per share of common stock:

	Yen					% Change
Basic-
Net income attributable to NHI shareholders per share		0.56			7.71		—

Diluted-
Net income attributable to NHI shareholders per share		0.52			7.40		—

– 8 –

(3) Consolidated Statements of Comprehensive Income


	Millions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30, 2022(A)			June 30, 2023(B)			(B-A)/(A)
Net income		393			25,882			—
Other comprehensive income (loss):
Cumulative translation adjustments:
Cumulative translation adjustments		145,318			128,926			(11.3	)
Deferred income taxes		(416	)		(345	)		—

Total		144,902			128,581			(11.3	)

Defined benefit pension plans:
Pension liability adjustment		926			532			(42.5	)
Deferred income taxes		(140	)		(125	)		—

Total		786			407			(48.2	)

Own Credit Adjustments:
Own Credit Adjustments		28,859			(37,693	)		—
Deferred income taxes		(5,433	)		9,081			—

Total		23,426			(28,612	)		—

Total other comprehensive income		169,114			100,376			(40.6	)

Comprehensive income		169,507			126,258			(25.5	)
Less: Comprehensive income attributable to noncontrolling interests		1,147			3,279			185.9

Comprehensive income attributable to NHI shareholders		168,360			122,979			(27.0	)

(4) Note with respect to the Assumption as a Going Concern

Not applicable.

– 9 –

(5) Segment Information – Operating Segment

The following table shows business segment information and reconciliation items to the consolidated statements of income.


	Millions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30, 2022 (A)			June 30, 2023 (B)			(B-A)/(A)
Net revenue

Business segment information:
Retail		71,386			92,050			28.9
Investment Management		7,579			26,525			250.0
Wholesale		198,987			190,850			(4.1	)

Subtotal		277,952			309,425			11.3
Other		23,925			43,755			82.9

Net revenue		301,877			353,180			17.0

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(2,849	)		(4,267	)		—

Net revenue		299,028			348,913			16.7


Non-interest expenses

Business segment information:
Retail		66,470			69,103			4.0
Investment Management		19,293			22,898			18.7
Wholesale		173,715			188,749			8.7

Subtotal		259,478			280,750			8.2
Other		27,817			21,853			(21.4	)

Non-interest expenses		287,295			302,603			5.3

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—			—			—

Non-interest expenses		287,295			302,603			5.3


Income (loss) before income taxes

Business segment information:
Retail		4,916			22,947			366.8
Investment Management		(11,714	)		3,627			—
Wholesale		25,272			2,101			(91.7	)

Subtotal		18,474			28,675			55.2
Other*		(3,892	)		21,902			—

Income (loss) before income taxes		14,582			50,577			246.8

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(2,849	)		(4,267	)		—

Income (loss) before income taxes		11,733			46,310			294.7

*	Major components

Transactions between operating segments are recorded within segment results on commercial terms and conditions, and are eliminated in “Other.”

The following table presents the major components of income (loss) before income taxes in “Other.”


	Millions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30, 2022 (A)			June 30, 2023 (B)			(B-A)/(A)
Net gain (loss) related to economic hedging transactions		(9,807	)		3,394			—
Realized gain (loss) on investments in equity securities held for operating purposes		240			8,191			—
Equity in earnings of affiliates		16,993			13,718			(19.3	)
Corporate items		(5,988	)		1,942			—
Other		(5,330	)		(5,343	)		—

Total		(3,892	)		21,902			—

– 10 –

(6) Significant Changes in Equity

Not applicable. For further details of the changes, please refer below.


	Millions of yen
	For the three months ended June 30, 2023
Common stock
Balance at beginning of year		594,493

Balance at end of period		594,493

Additional paid-in capital
Balance at beginning of year		707,189
Stock-based compensation awards		(26,450	)
Changes in an affiliated company’s interests		(3	)

Balance at end of period		680,736

Retained earnings
Balance at beginning of year		1,647,005
Net income attributable to NHI shareholders		23,331
Loss on sales of treasury stock		(2,459	)
Cancellation of treasury stock		(36,105	)

Balance at end of period		1,631,772

Accumulated other comprehensive income (loss)
Cumulative translation adjustments
Balance at beginning of year		242,767
Net change during the period		127,853

Balance at end of period		370,620

Defined benefit pension plans
Balance at beginning of year		(32,174	)
Pension liability adjustment		407

Balance at end of period		(31,767	)

Own credit adjustments
Balance at beginning of year		107,861
Own credit adjustments		(28,612	)

Balance at end of period		79,249

Balance at end of period		418,102

Common stock held in treasury
Balance at beginning of year		(118,574	)
Repurchases of common stock		(2	)
Sale of common stock		0
Common stock issued to employees		22,804
Cancellation of treasury stock		36,105

Balance at end of period		(59,667	)

Total NHI shareholders’ equity

Balance at end of period		3,265,436

Noncontrolling interests
Balance at beginning of year		75,575
Net change during the period		4,828

Balance at end of period		80,403

Total equity

Balance at end of period		3,345,839

– 11 –

3. Supplementary Information

(1) Consolidated Statements of Income – Quarterly Comparatives


	Millions of yen													% Change			Millions of yen
	For the three months ended																For the year ended March 31, 2023
	June 30, 2022			September 30, 2022			December 31, 2022			March 31, 2023(A)		June 30, 2023(B)		(B-A)/(A)			For the year ended March 31, 2023
Revenue:
Commissions		70,431			68,152			77,502			63,772		82,770		29.8			279,857
Fees from investment banking		27,285			24,189			33,783			27,951		31,146		11.4			113,208
Asset management and portfolio service fees		68,250			69,038			67,035			67,361		71,807		6.6			271,684
Net gain on trading		141,918			160,905			142,132			118,314		115,563		(2.3	)		563,269
Gain (loss) on private equity and debt investments		(4,535	)		5,738			8,050			5,251		6,887		31.2			14,504
Interest and dividends		109,049			196,893			373,283			435,465		549,651		26.2			1,114,690
Gain (loss) on investments in equity securities		(1,742	)		(1,523	)		644			1,195		4,777		299.7			(1,426	)
Other		(688	)		10,460			69,812			51,356		30,752		(40.1	)		130,940

Total revenue		409,968			533,852			772,241			770,665		893,353		15.9			2,486,726
Interest expense		110,940			215,894			378,583			445,732		544,440		22.1			1,151,149

Net revenue		299,028			317,958			393,658			324,933		348,913		7.4			1,335,577

Non-interest expenses:
Compensation and benefits		143,061			150,894			156,275			155,557		158,673		2.0			605,787
Commissions and floor brokerage		28,488			28,183			32,275			30,291		31,365		3.5			119,237
Information processing and communications		49,732			52,127			54,004			53,674		52,836		(1.6	)		209,537
Occupancy and related depreciation		16,359			16,643			17,180			16,675		16,601		(0.4	)		66,857
Business development expenses		4,699			5,353			6,311			6,273		6,144		(2.1	)		22,636
Other		44,956			33,274			44,047			39,772		36,984		(7.0	)		162,049

Total non-interest expenses		287,295			286,474			310,092			302,242		302,603		0.1			1,186,103

Income before income taxes		11,733			31,484			83,566			22,691		46,310		104.1			149,474
Income tax expense		11,340			14,741			17,629			14,088		20,428		45.0			57,798

Net income		393			16,743			65,937			8,603		25,882		200.8			91,676

Less: Net income (loss) attributable to noncontrolling interests		(1,303	)		(28	)		(1,007	)		1,228		2,551		107.7			(1,110	)

Net income attributable to NHI shareholders		1,696			16,771			66,944			7,375		23,331		216.4			92,786


	Yen													% Change			Yen
Per share of common stock:
Basic-
Net income attributable to NHI shareholders per share		0.56			5.59			22.30			2.46		7.71		213.4			30.86

Diluted-
Net income attributable to NHI shareholders per share		0.52			5.41			21.51			2.34		7.40		216.2			29.74

– 12 –

(2) Business Segment Information – Quarterly Comparatives

The following table shows quarterly business segment information and reconciliation items to the consolidated statements of income.


	Millions of yen															% Change			Millions of yen
	For the three months ended																		For the year ended
	June 30, 2022			September 30, 2022			December 31, 2022			March 31, 2023(A)			June 30, 2023(B)			(B-A)/(A)			March 31, 2023
Net revenue

Business segment information:
Retail		71,386			72,480			81,019			75,306			92,050			22.2			300,191
Investment Management		7,579			26,171			56,965			37,844			26,525			(29.9	)		128,559
Wholesale		198,987			205,499			189,057			178,837			190,850			6.7			772,380

Subtotal		277,952			304,150			327,041			291,987			309,425			6.0			1,201,130
Other		23,925			15,623			87,310			37,860			43,755			15.6			164,718

Net revenue		301,877			319,773			414,351			329,847			353,180			7.1			1,365,848

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(2,849	)		(1,815	)		(20,693	)		(4,914	)		(4,267	)		—			(30,271	)

Net revenue		299,028			317,958			393,658			324,933			348,913			7.4			1,335,577


Non-interest expenses

Business segment information:
Retail		66,470			66,995			67,756			65,474			69,103			5.5			266,695
Investment Management		19,293			20,618			23,663			21,490			22,898			6.6			85,064
Wholesale		173,715			185,310			190,911			193,075			188,749			(2.2	)		743,011

Subtotal		259,478			272,923			282,330			280,039			280,750			0.3			1,094,770
Other		27,817			13,551			27,762			22,203			21,853			(1.6	)		91,333

Non-interest expenses		287,295			286,474			310,092			302,242			302,603			0.1			1,186,103

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—			—			—			—			—			—			—

Non-interest expenses		287,295			286,474			310,092			302,242			302,603			0.1			1,186,103


Income (loss) before income taxes

Business segment information:
Retail		4,916			5,485			13,263			9,832			22,947			133.4			33,496
Investment Management		(11,714	)		5,553			33,302			16,354			3,627			(77.8	)		43,495
Wholesale		25,272			20,189			(1,854	)		(14,238	)		2,101			—			29,369

Subtotal		18,474			31,227			44,711			11,948			28,675			140.0			106,360
Other*		(3,892	)		2,072			59,548			15,657			21,902			39.9			73,385

Income (loss) before income taxes		14,582			33,299			104,259			27,605			50,577			83.2			179,745

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(2,849	)		(1,815	)		(20,693	)		(4,914	)		(4,267	)		—			(30,271	)

Income (loss) before income taxes		11,733			31,484			83,566			22,691			46,310			104.1			149,474

*	Major components

Transactions between operating segments are recorded within segment results on commercial terms and conditions, and are eliminated in “Other.”

The following table presents the major components of income (loss) before income taxes in “Other.”


	Millions of yen															% Change			Millions of yen
	For the three months ended																		For the year ended March 31, 2023
	June 30, 2022			September 30, 2022			December 31, 2022			March 31, 2023(A)			June 30, 2023(B)			(B-A)/(A)			For the year ended March 31, 2023
Net gain (loss) related to economic hedging transactions		(9,807	)		98			(1,455	)		6,318			3,394			(46.3	)		(4,846	)
Realized gain (loss) on investments in equity securities held for operating purposes		240			55			21,895			6,195			8,191			32.2			28,385
Equity in earnings of affiliates		16,993			9,114			8,893			12,744			13,718			7.6			47,744
Corporate items		(5,988	)		4,513			(3,323	)		(7,792	)		1,942			—			(12,590	)
Other		(5,330	)		(11,708	)		33,538			(1,808	)		(5,343	)		—			14,692

Total		(3,892	)		2,072			59,548			15,657			21,902			39.9			73,385

– 13 –

(3)

Other

Quarterly financial information for Nomura Securities Co., Ltd. can be found at the following URL.

https://www.nomuraholdings.com/company/group/nsc/pdf/2024_1q.pdf

– 14 –

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