Annual Statement of Changes in Beneficial Ownership (5)
07 Abril 2017 - 1:41PM
Edgar (US Regulatory)
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
[ ]
Form 3 Holdings Reported
[
X
]
Form 4 Transactions Reported
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden
hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
FILIPPELLI JOHN
|
2. Issuer Name
and
Ticker or Trading Symbol
FIRST HARTFORD CORP [FHRT]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
85 PAWLING LAKE
|
3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
4/30/2016
|
(Street)
PAWLING, NY 12564
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, $1.00 p.v.
|
5/7/2015
|
|
S4
|
78
|
D
|
$3.40
|
303606
|
D
(1)
|
|
Common Stock, $1.00 p.v.
|
6/29/2015
|
|
S4
|
7000
|
D
|
$3.00
|
303606
|
D
(1)
|
|
Common Stock, $1.00 p.v.
|
6/29/2015
|
|
S4
|
1420
|
D
|
$2.90
|
303606
|
D
(1)
|
|
Common Stock, $1.00 p.v.
|
7/20/2015
|
|
S4
|
1000
|
D
|
$3.00
|
303606
|
D
(1)
|
|
Common Stock, $1.00 p.v.
|
7/22/2015
|
|
S4
|
1500
|
D
|
$3.05
|
303606
|
D
(1)
|
|
Common Stock, $1.00 p.v.
|
8/11/2015
|
|
S4
|
1000
|
D
|
$3.05
|
303606
|
D
(1)
|
|
Common Stock, $1.00 p.v.
|
8/11/2015
|
|
S4
|
1000
|
D
|
$3.25
|
303606
|
D
(1)
|
|
Common Stock, $1.00 p.v.
|
|
|
|
|
|
|
3652
|
I
(2)
|
By Spouse
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
Includes shares owned jointly with spouse in joint pension fund.
|
(2)
|
Such shares owned solely by spouse. Reporting Person disclaims any and all rights of beneficial ownership in such shares.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
FILIPPELLI JOHN
85 PAWLING LAKE
PAWLING, NY 12564
|
|
X
|
|
|
Signatures
|
/s/ John Filippelli
|
|
4/3/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
First Hartford (PK) (USOTC:FHRT)
Gráfica de Acción Histórica
De Dic 2024 a Ene 2025
First Hartford (PK) (USOTC:FHRT)
Gráfica de Acción Histórica
De Ene 2024 a Ene 2025
Real-Time news about First Hartford Corp (PK) (OTCMarkets): 0 recent articles
Más de First Hartford Corp Artículos de Noticias