- Amended tender offer statement by Issuer (SC TO-I/A)
04 Noviembre 2009 - 4:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
________________
SCHEDULE
TO
Tender
Offer Statement Under Section 14(d)(1) or 13(e)(1)
of the
Securities Exchange Act of 1934
AMENDMENT
NO. 1
________________
NEW FRONTIER ENERGY,
INC
.
(Name of
Subject Company (Issuer)) and Filing Persons (Offeror))
Paul G.
Laird
President,
Chief Executive Officer and Director
1789 W.
Littleton Blvd.
Littleton,
Colorado 80120
(303)
730-9994
CALCULATION
OF FILING FEE
Transaction
Valuation
|
Amount
of Filing Fee
|
$25,681,315.20
(1)
|
$1,433.02
(2)
|
(1) Estimated
solely for the purpose of calculating the filing fee in accordance with Rules
0-11(a)(4) and 0-11(b)(2) promulgated under the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), and based on (i) the book value of the Series B
Preferred Stock of $2,768,035.20, and (ii) the book value of the Series C
Preferred Stock of $22,913,280.
(2) The
amount of the filing fee was calculated in accordance with Rule 0-11(a)(2)
promulgated under the Exchange Act by multiplying the Transaction Valuation by
.00005580 and equals $1,433.02.
x
Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid.
Identify the previous filing registration statement number, or the Form or
Schedule and the date of filing.
Amount Previously
Paid:
|
$1,433.02
|
Filing
Party:
|
New Frontier Energy,
Inc.
|
Form or Registration
No.:
|
SC
TO-I
|
Date
Filed:
|
October 8,
2009
|
o
Check
the box if the filing relates solely to preliminary communications made before
the commencement of a tender offer.
Check the
appropriate boxes to designate any transactions to which the statement
relates:
o
third-party
tender offer subject to Rule 14d-1.
x
issuer tender offer subject to Rule 13e-4.
o
going-private transaction subject to Rule 13e-3.
o
amendment to Schedule 13D under Rule 13d-2.
Check the
following box if the filing is a final amendment reporting the results of the
tender offer:
x
If
applicable, check the appropriate box(es) below to designate the appropriate
rule provision(s) relied upon:
o
Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
o
Rule 14d-1(d) (Cross–Border Third-Party Tender Offer)
INTRODUCTORY
STATEMENT
This Amendment No. 1 (this “Amendment
No. 1”) amends the Tender Offer Statement filed on October 8, 2009 (the
“Original Schedule TO”) by New Frontier Energy, Inc., a Colorado corporation
(the “Company”), pursuant to Rule 13e-4 under the Securities Exchange Act of
1934, as amended, in connection with its offer to exchange (the “Exchange
Offers”) any and all of the Company’s issued and outstanding (i) Series B 12%
Cumulative Convertible Preferred Stock and the accrued and unpaid dividends
thereunder and (ii) 2.5% Series C Cumulative Convertible Preferred Stock and the
accrued and unpaid dividends thereunder, for newly issued shares of the
Company’s common stock, par value $0.001 per share.
All capitalized terms used in this
Amendment No. 1 and not otherwise defined have the respective meanings assigned
to them in the Offer to Exchange as amended or supplemented.
Items
1 to 12.
Item 1 to 11 of the Original Schedule
TO are hereby amended as follows.
The Company has determined that it is
in the best interests of the Company and its shareholders to terminate the
Exchange Offers.
The Company did not acquire any Exchangeable
Securities in the Exchange Offers.
Pursuant to Rule 13e-4(f)(5), the
Company shall promptly return all tendered Exchangeable Securities to the
tendering holders without cost to such tendering holders.
SIGNATURE
After due
inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and
correct.
|
NEW
FRONTIER ENERGY, INC.
|
|
|
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Date:
November 4, 2009
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By:
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/s/ Paul
G. Laird
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Name:
Paul G. Laird
|
|
|
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Title:
Chief Executive Officer, President, Principal Financial and Accounting
Officer, Treasurer and Director
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