British American Tobacco PLC Holding(s) in Company (3593X)
19 Diciembre 2023 - 10:45AM
UK Regulatory
TIDMBATS
RNS Number : 3593X
British American Tobacco PLC
19 December 2023
British American Tobacco p.l.c.
TR-1: N otification of major holdings
1a. Identity of the issuer or the British American Tobacco p.l.c.
underlying issuer of existing shares
to which voting rights are attached
(ii) :
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Spring Mountain Investments Ltd
City and country of registered office Camana Bay, George Town, Cayman Islands
(if applicable)
4. Full name of shareholder(s) (if different from 3) (v)
Name LBS Limited
-----------------------------------------------
City and country of registered office George Town, Grand Cayman, Cayman
(if applicable) Islands
-----------------------------------------------
Name Seneca Investments Limited
-----------------------------------------------
City and country of registered office George Town, Grand Cayman, Cayman
(if applicable) Islands
-----------------------------------------------
Name Clarendon Hills Ltd.
-----------------------------------------------
City and country of registered office George Town, Grand Cayman, Cayman
(if applicable) Islands
-----------------------------------------------
Name Northfield Investments Limited
-----------------------------------------------
City and country of registered office George Town, Grand Cayman, Cayman
(if applicable) Islands
-----------------------------------------------
Name
-----------------------------------------------
City and country of registered office
(if applicable)
-----------------------------------------------
5. Date on which the threshold was 15 Dec 2023
crossed or reached (vi) :
-----------------------------------------------
6. Date on which issuer notified 18 Dec 2023
(DD/MM/YYYY):
-----------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- ---------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 10.372682% 0.00% 10.372682% 231,975,495
------------------ ---------------------- ---------------- --------------------
Position of
previous notification
(if
applicable) 10.030787% 0.00% 10.030787%
------------------ ---------------------- ---------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
GB0002875804
Common Stock 226,073,407 0 10.108773% 0.00%
---------------------- -------------------------- ------------------------- ---------------------
US1104481072
Depository
Receipt 5,902,088 0 0.263909% 0.00%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8.
A 231,975,495 10.372682%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
N/A
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B
1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date (x) Conversion or cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
N/A
----------- -------------------- -------------------- --------------------
SUBTOTAL
8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) Name of controlled % of voting % of voting Total of both
undertaking rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
------------------------ ---------------- ----------------------- -----------------------
Kenneth Bryan
Dart 0.000000 0.000000 0.000000%
---------------- ----------------------- -----------------------
Kenneth Bryan Portfolio Services
Dart Ltd 0.000000 0.000000 0.000000%
------------------------ ---------------- ----------------------- -----------------------
Kenneth Bryan
Dart LBS Limited 0.000000 0.000000 0.000000%
------------------------ ---------------- ----------------------- -----------------------
Kenneth Bryan Northfield Investments
Dart Limited 0.000000 0.000000 0.000000%
------------------------ ---------------- ----------------------- -----------------------
Kenneth Bryan Seneca Investments
Dart Limited 0.000000 0.000000 0.000000%
------------------------ ---------------- ----------------------- -----------------------
Spring Mountain
Kenneth Bryan Investments
Dart Ltd 8.073491 0.000000 8.073491%
------------------------ ---------------- ----------------------- -----------------------
Kenneth Bryan Clarendon Hills
Dart Ltd 0.000000 0.000000 0.000000%
------------------------ ---------------- ----------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
------------------------------------------------------------------
The number and % of voting N/A
rights held
------------------------------------------------------------------
The date until which the voting N/A
rights will be held
------------------------------------------------------------------
11. Additional information (xvi)
N/A
Place of completion Grand Cayman, Cayman Islands
Date of completion 18 Dec 2023
-----------------------------
Name of duly authorised officer of issuer responsible for making
notification:
Nancy Jiang
Senior Assistant Company Secretary
British American Tobacco p.l.c.
19 Dec 2023
Enquiries:
British American Tobacco Media Centre
+44 (0)20 7845 2888 (24 hours) @BATPlc
Investor Relations
Victoria Buxton / Amy Chamberlain / Yetunde Ibe / John Harney /
Jane Henderson:
+44 (0)20 7845 2012 / 1124 / 1095 / 1263 / 1117
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END
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December 19, 2023 11:45 ET (16:45 GMT)
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