Rule 8.3 - Close Brothers Group Plc
31 Enero 2008 - 10:33AM
UK Regulatory
AQR Capital Management, LLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note 1) AQR Capital Management, LLC
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Company dealt in Close Brothers Group Plc
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Class of relevant security to which Common Stock and Equity Swaps
the dealings being disclosed relate
(Note 2)
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Date of dealing January 29, 2008 (AMENDMENT)
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
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Number (%) Number (%)
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(1) Relevant securities 1,134,543 (0.76%)
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(2) Derivatives (other than options) 412,990 (0.28%)
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(3) Options and agreements to purchase/sell
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Total 1,547,533 (1.03%)
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(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
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Number (%) Number (%)
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(1) Relevant securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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(c) Rights to subscribe (Note 3)
Class of relevant security: Details
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3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
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Purchase 52,900 �8.132
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(b) Derivatives transactions (other than options)
Product name, Long/short (Note 6) Number of securities Price per unit (Note 5)
e.g. CFD (Note 7)
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Equity Swaps Long 113,000�8.145
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(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities toprice American, date paid/received
option purchasing, which the European etc. per unit
varying etc. option (Note 5)
relates (Note
7)
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(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 5)
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(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable)
(Note 5)
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4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on
this form or relating to the voting rights or future acquisition or disposal of any relevant
securities to which any derivative referred to on this form is referenced. If none, this should be
stated.
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None
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Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure January 31, 2008
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Contact name Kerri Falco
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Telephone number 203-742-3712
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If a connected EFM, name of offeree/offeror with which connected
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If a connected EFM, state nature of connection (Note 10)
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Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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