UNITED STATES  

SECURITIES AND EXCHANGE COMMISSION  

Washington, DC 20549  

   

   

FORM 8‑K  

   

   

CURRENT REPORT Pursuant  

to Section 13 or 15(d) of the  

Securities Exchange Act of 1934  

   

   

Date of report (Date of earliest event reported):  November 14, 2018  

   

Centric Brands Inc.  

(Exact Name of Registrant as Specified in Its Charter)

   

Delaware

(State or Other Jurisdiction of Incorporation)

   

 

 

0-18926

11-2928178

(Commission File Number)

(IRS Employer Identification No.)

 

 

350 5 th Avenue, 6 th Floor, New York, NY

100118

(Address of Principal Executive Offices)

(Zip Code)

   

(646) 582-6000

(Registrant’s Telephone Number, Including Area Code)

   

N/A

(Former Name or Former Address, if Changed Since Last Report)

   

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

   

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging Growth Company ☐    

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐  

 

 

 

Item 2.02             Results of Operation and Financial Condition.    

   

On November 14, 2018,  Centric Brands Inc. (the “Company ”) issued a press release announcing its financial results for the three and nine months ended September 30, 2018. A copy of the press release is being furnished herewith as Exhibit 99.1.

   

The information, including Exhibit 99.1 attached hereto, in this Current Report on Form 8-K is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”), or otherwise subject to the liabilities of that section. The information in this Current Report shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

   

 

 

Item 9.01

Financial Statements and Exhibits.

 

 

(d)

Exhibits.

 

 

99.1

Press release titled “ Centric Brands Inc. Reports Third Quarter 2018 Results ,” dated November 14, 2018 and furnished herewith.

 

 

 

SIGNATURES  

   

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

   

   

 

 

 

 

CENTRIC BRANDS INC.

 

 

Date:  November 14, 2018

By:

/s/ Anurup Pruthi

 

 

Name: Anurup Pruthi

 

 

Title: Chief Financial Officer

 

 

 

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