Post-effective Amendment to an S-8 Filing (s-8 Pos)
24 Marzo 2014 - 1:31PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 24, 2014
Registration No. 333-137534
Registration No. 333-146534
Registration No. 333-181171
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-137534
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-146534
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-181171
FORM S-8
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
GENTIUM
S.p.A.
(Exact name of registrant as specified in its charter)
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Republic of Italy
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Not Applicable
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Piazza XX Settembre 2
22079 Villa Guardia (Como), Italy
+39 031 5373 200
(Address
of principal executive offices)
Gentium S.p.A. Amended and Restated 2004 Equity Incentive Plan
Gentium S.p.A. Amended and Restated 2004 Non-Statutory Share Option Plan and Agreement
Gentium S.p.A. 2007 Stock Option Plan
(Full title of plans)
Suzanne
Sawochka Hooper
Executive Vice President and General Counsel
Jazz Pharmaceuticals Public Limited Company
c/o Jazz Pharmaceuticals, Inc.
3180 Porter Drive
Palo
Alto, CA 94304
(650) 496-3777
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
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Chadwick L. Mills
Cooley LLP
3715 Hanover
Street
Palo Alto, CA 94304
(650) 843-5654
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Francis Wheeler
Cooley LLP
380
Interlocken Crescent, Suite 900
Broomfield, CO 80403
(720) 566-4231
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See
the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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¨
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Accelerated filer
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x
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Non-accelerated filer
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¨
(Do not check if a smaller reporting company)
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Smaller reporting company
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¨
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DEREGISTRATION OF SECURITIES
Gentium S.p.A. (the Registrant) is filing this Post-Effective Amendment to its Registration Statements on Form S-8 to withdraw and
remove from registration any and all securities that remain unsold or unissued under such Registration Statements identified below pursuant to the Registrants Amended and Restated 2004 Equity Incentive Plan, Amended and Restated 2004
Non-Statutory Share Option Plan and Agreement and 2007 Stock Option Plan previously registered by the Registrant pursuant to the following registration statements:
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Registration Statement on Form S-8 (File No. 333-137534), filed with the Securities and Exchange Commission on September 22, 2006;
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Registration Statement on Form S-8 (File No. 333-146534), filed with the Securities and Exchange Commission on October 5, 2007; and
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Registration Statement on Form S-8 (File No. 333-181171), filed with the Securities and Exchange Commission on May 4, 2012 (collectively, the Registration Statements).
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The securities may be represented by the Registrants American Depositary Shares (ADSs).
Pursuant to the Tender Offer Agreement, dated as of December 19, 2013, among Jazz Pharmaceuticals Public Limited Company (Jazz
Pharmaceuticals), Jazz Pharmaceuticals Italy S.p.A., an Italian
società per azioni
(formerly known as Jazz Pharmaceuticals Italy S.r.l., an Italian
società a responsabilià limitata
) (Purchaser)
and a wholly-owned subsidiary of Jazz Pharmaceuticals, and the Registrant (the Tender Offer Agreement), the Purchaser commenced a tender offer (the Offer) to purchase all outstanding ordinary shares of the Registrant, no par
value per share (Ordinary Shares), and all outstanding ADS (the ADSs, together with the Ordinary Shares, the Company Shares), each representing one Ordinary Share and evidenced by an American Depositary Receipt, at a purchase
price of $57.00 per Company Share, net to the seller in cash, without interest thereon, less any required withholding taxes. The initial offering period of the Offer expired on January 22, 2014, and the subsequent offering period of the Offer
expired on February 20, 2014. The Company Shares acquired in the Offer represent approximately 98% of the outstanding Company Shares. Trading of the ADSs on The NASDAQ Global Market was suspended following the close of trading on March 7,
2014. The Company has filed a Form 25 with the Securities and Exchange Commission to terminate registration of the Company Shares under Section 12(b) of the Securities Exchange Act of 1934, as amended (the Exchange Act) and intends
to file a Form 15 to terminate registration of the Company Shares under Section 12(g) of the Exchange Act and suspend its duty to file reports under Sections 13(a) and 15(d) of the Exchange Act.
In accordance with the undertakings made by the Registrant to remove from registration by means of a post-effective amendment any of the
securities being registered which remain unsold at the termination of the offering, the Registrant hereby amends each Registration Statement to withdraw from registration all unsold Company Shares previously registered under the Registration
Statements and to terminate the effectiveness of the Registration Statements.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe
that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of
Villa Guardia (Como) Italy, on the 24
th
day of March 2014.
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GENTIUM, S.p.A.
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By:
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/s/ S
ALVATORE
C
ALABRESE
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Salvatore Calabrese
Chief Financial
Officer
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Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 1 to the
Registration Statements has been signed by the following persons in the capacities and on the dates indicated:
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Signature
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Title
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Date
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S
/ F
INTAN
K
EEGAN
Fintan Keegan
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Chairman and Chief Executive Officer
(Principal Executive Officer)
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March 24, 2014
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S
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ALVATORE
C
ALABRESE
Salvatore Calabrese
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Chief Financial Officer
(Principal Financial Officer and Principal Accounting Officer)
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March 24, 2014
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S
/ J
OYCE
V
ICTORIA
B
IGIO
Joyce Victoria Bigio
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Director
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March 24, 2014
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S
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UZANNE
S
AWOCHKA
H
OOPER
Suzanne Sawochka Hooper
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Director
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March 24, 2014
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AIN
M
C
G
ILL
Iain McGill
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Director
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March 24, 2014
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S
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LMAR
S
CHNEE
Elmar Schnee
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Director
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March 24, 2014
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S
/ S
UZANNE
S
AWOCHKA
H
OOPER
Suzanne Sawochka Hooper
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Authorized Representative in the United States
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March 24, 2014
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