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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): August 5, 2024 (July 30, 2024)

Prospect Capital Corporation
(Exact name of registrant as specified in its charter)

Maryland814-0065943-2048643
(State or other jurisdiction(Commission File Number)(IRS Employer
of incorporation)Identification No.)

10 East 40th Street, 42nd Floor, New York, New York 10016
(Address of principal executive offices, including zip code)

(212) 448-0702

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading symbolName of each exchange on which registered
Common Stock, $0.001 par valuePSECNASDAQ Global Select Market
5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock, par value $0.001PSEC PRANew York Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o





Item 8.01. Other Events.

On July 30, 2024, Prospect Capital Corporation (“Prospect”) increased total commitments for its revolving credit facility (the “Facility”) for Prospect Capital Funding LLC (“PCF”), a GAAP consolidated subsidiary of Prospect, by $55 million to $2.1215 billion in the aggregate. Aggregate commitments are from an expanded group of 48 banks.

On June 28, 2024, Prospect entered into an extension and upsizing of the Facility, which extended the term of the Facility five years and the revolving period to four years from such date.

The Facility will mature on June 28, 2029, and includes a revolving period that extends through June 28, 2028, followed by an additional one-year amortization period.

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SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

Prospect Capital Corporation


By:     /s/ M. Grier Eliasek
Name:    M. Grier Eliasek
Title:     Chief Operating Officer
Date: August 5, 2024

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v3.24.2.u1
Cover
Aug. 05, 2024
Document Information [Line Items]  
Document Type 8-K
Document Period End Date Aug. 05, 2024
Entity Registrant Name Prospect Capital Corporation
Securities Act File Number 814-00659
Entity Address, Address Line One 10 East 40th Street
Entity Tax Identification Number 43-2048643
Entity Address, Address Line Two 42nd Floor
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10016
Local Phone Number 448-0702
City Area Code (212)
Pre-commencement Issuer Tender Offer false
Pre-commencement Tender Offer false
Soliciting Material false
Written Communications false
Entity Emerging Growth Company false
Entity Incorporation, State or Country Code MD
Entity Central Index Key 0001287032
Amendment Flag false
Common Stock  
Document Information [Line Items]  
Security Exchange Name NASDAQ
Trading Symbol PSEC
Title of 12(b) Security Common Stock, $0.001 par value
5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock  
Document Information [Line Items]  
Security Exchange Name NYSE
Trading Symbol PSEC PRA
Title of 12(b) Security 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock, par value $0.001
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