NOW THEREFORE, in consideration of the mutual covenants and agreements contained in this
Agreement, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:
ARTICLE I
DEFINITIONS
SECTION 1.01. Defined Terms. As used in this Agreement, the following terms have the meanings specified below:
20222024 Notes means the Borrowers (a) Series
2016A2016D Tranche A Senior Notes due 2022 issued under that certain Note Purchase Agreement, dated as of November 8, 2016, as amended and (b) Series 2016B Senior Notes due 2022 issued under that
certain First2024 issued pursuant to the Third
Supplement to Note Purchase Agreement, dated as of February 15,
2017December 18, 2019, as amended, in an aggregate
outstanding principal amount of
$150,000,000125,000,000
on the Amendment No. 3 Effective Date which, for the avoidance of doubt, are intended to be refinanced with the proceeds received in connection
with the issuance of the 2027 Notes described in clause (b) of the definition thereof.
2022 Tranche C Notes means the Borrowers Series 2016C
Senior Notes due 2022 issued under that certain Second Supplement to Note Purchase Agreement, dated as of December 28, 2017, as amended, in an aggregate outstanding principal amount of $21,000,000 on the Effective Date.
2023 Notes means the Borrowers Senior Notes due 2023
issued under that certain Second Supplemental Indenture, dated as of November 22, 2017, among the Borrower and U.S. Bank National Association, as trustee, in an aggregate outstanding principal amount of $75,000,000 on the Effective
Date.
20242025 Notes means the Borrowers Series 2016D Tranche A Senior Notes due
2024Borrowers senior unsecured notes due
2025 issued pursuant to the Third Supplement to
Note Purchase Agreement, dated as of December 18, 2019, as
amendedMarch 31, 2020, among SLR Senior Investment Corp. and certain institutional investors, as
amended, and assumed by the Borrower pursuant to an assumption agreement in connection with the acquisition by the Borrower of SLR Senior Investment Corp., in an aggregate outstanding principal
amount of
$125,000,00085,000,000
on the Amendment No. 13 Effective Date.
2026 Notes means the Borrowers Series 2016D Tranche B Senior Notes due 2026 issued pursuant to the Third Supplement
to Note Purchase Agreement, dated as of December 18, 2019, as amended, in an aggregate outstanding principal amount of $75,000,000 on the Amendment
No.
13 Effective Date.
2027 Notes means the Borrowers (a) Series 2016E
Senior Notes due 2027 issued under that certain Fourth Supplement to Note Purchase Agreement, dated as of September 14, 2021, as amended, in an aggregate outstanding principal amount of $50,000,000 on the Amendment No. 13 Effective Date and (b) Series 2016F Senior Notes due 2027 to be issued under that certain Fifth Supplement to Note Purchase Agreement, to be dated as of January 6, 2022, as amended, in an aggregate
principal amount of $135,000,000 on the Amendment No. 3 Effective Date.
2