UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22839

 

Eagle Growth and Income Opportunities Fund

(Exact name of registrant as specified in charter)

 

227 West Monroe Street, Suite 3200

Chicago, IL 60606

(Address of principal executive offices) (Zip code)

 

Sabrina Rusnak-Carlson

500 Boylston Street, Suite 1200

Boston, MA 02116

(Name and address of agent for service)

 

Copies of Communications to:

Nicole M. Runyan

Proskauer Rose LLP

Eleven Times Square

New York, NY 10036

 

Registrant's telephone number, including area code: (312) 702-8199

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2019 – June 30, 2020_

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020

 

  ABBVIE INC.        
  Security 00287Y109                   Meeting Type   Annual  
  Ticker Symbol ABBV                              Meeting Date   08-May-2020  
  ISIN US00287Y1091                   Agenda   935152138 - Management
  Record Date 13-Mar-2020                   Holding Recon Date   13-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   07-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    DIRECTOR Management                      
        1 Robert J. Alpern           For     For          
        2 Edward M. Liddy           For     For          
        3 Melody B. Meyer           For     For          
        4 Frederick H. Waddell           For     For          
  2.    Ratification of Ernst & Young LLP as AbbVie's
independent registered public accounting firm for 2020 		Management     For     For          
  3.    Say on Pay - An advisory vote on the approval of
executive compensation 		Management     For     For          
  4.    Approval of a management proposal regarding
amendment of the certificate of incorporation to eliminate
supermajority voting 		Management     For     For          
  5.    Stockholder Proposal - to Issue an Annual Report on
Lobbying 		Shareholder     For     Against          
  6.    Stockholder Proposal - to Adopt a Policy to Require
Independent Chairman 		Shareholder     For     Against          
  7.    Stockholder Proposal - to Issue a Compensation
Committee Report on Drug Pricing 		Shareholder     Against     For          
                                                               
  ALTRIA GROUP, INC.        
  Security 02209S103                   Meeting Type   Annual  
  Ticker Symbol MO                                Meeting Date   14-May-2020  
  ISIN US02209S1033                   Agenda   935162189 - Management
  Record Date 23-Mar-2020                   Holding Recon Date   23-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   13-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1a.   Election of Director: John T. Casteen III Management     For     For          
  1b.   Election of Director: Dinyar S. Devitre Management     For     For          
  1c.   Election of Director: Thomas F. Farrell II Management     For     For          
  1d.   Election of Director: Debra J. Kelly-Ennis Management     For     For          
  1e.   Election of Director: W. Leo Kiely III Management     For     For          
  1f.   Election of Director: Kathryn B. McQuade Management     For     For          
  1g.   Election of Director: George Muñoz Management     For     For          
  1h.   Election of Director: Mark E. Newman Management     For     For          
  1i.   Election of Director: Nabil Y. Sakkab Management     For     For          
  1j.   Election of Director: Virginia E. Shanks Management     For     For          
  1k.   "Director withdrawn" Management     For     For          
  2.    Ratification of the Selection of Independent Registered
Public Accounting Firm 		Management     For     For          
  3.    Non-Binding Advisory Vote to Approve the Compensation
of Altria's Named Executive Officers 		Management     For     For          
  4.    Approval of the 2020 Performance Incentive Plan Management     For     For          
  5.    Shareholder Proposal - Disclosure of Lobbying Policies
and Practices 		Shareholder     For     Against          
  6.    Shareholder Proposal - Report on the Company's
Underage Tobacco Prevention Policies 		Shareholder     Against     For          
                                                               
  AT&T INC.        
  Security 00206R102                   Meeting Type   Annual  
  Ticker Symbol T                                 Meeting Date   24-Apr-2020  
  ISIN US00206R1023                   Agenda   935138140 - Management
  Record Date 26-Feb-2020                   Holding Recon Date   26-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   23-Apr-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Randall L. Stephenson Management     For     For          
  1B.   Election of Director: Samuel A. Di Piazza, Jr. Management     For     For          
  1C.   Election of Director: Richard W. Fisher Management     For     For          
  1D.   Election of Director: Scott T. Ford Management     For     For          
  1E.   Election of Director: Glenn H. Hutchins Management     For     For          
  1F.   Election of Director: William E. Kennard Management     For     For          
  1G.   Election of Director: Debra L. Lee Management     For     For          
  1H.   Election of Director: Stephen J. Luczo Management     For     For          
  1I.   Election of Director: Michael B. McCallister Management     For     For          
  1J.   Election of Director: Beth E. Mooney Management     For     For          
  1K.   Election of Director: Matthew K. Rose Management     For     For          
  1L.   Election of Director: Cynthia B. Taylor Management     For     For          
  1M.   Election of Director: Geoffrey Y. Yang Management     For     For          
  2.    Ratification of appointment of independent auditors. Management     For     For          
  3.    Advisory approval of executive compensation. Management     For     For          
  4.    Independent Board Chairman. Shareholder     Against     For          
  5.    Employee Representative Director. Shareholder     Against     For          
  6.    Improve Guiding Principles of Executive Compensation. Shareholder     Against     For          
                                                               
  BANK OF MONTREAL        
  Security 063671101                   Meeting Type   Annual  
  Ticker Symbol BMO                               Meeting Date   31-Mar-2020  
  ISIN CA0636711016                   Agenda   935137148 - Management
  Record Date 03-Feb-2020                   Holding Recon Date   03-Feb-2020  
  City / Country     / Canada             Vote Deadline Date   27-Mar-2020  
  SEDOL(s)               Quick Code      
                                                               
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  01    DIRECTOR Management                      
        1 JANICE M. BABIAK           For     For          
        2 SOPHIE BROCHU           For     For          
        3 CRAIG W. BRODERICK           For     For          
        4 GEORGE A. COPE           For     For          
        5 CHRISTINE A. EDWARDS           For     For          
        6 MARTIN S. EICHENBAUM           For     For          
        7 RONALD H. FARMER           For     For          
        8 DAVID E. HARQUAIL           For     For          
        9 LINDA S. HUBER           For     For          
        10 ERIC R. LA FLÈCHE           For     For          
        11 LORRAINE MITCHELMORE           For     For          
        12 DARRYL WHITE           For     For          
  02    APPOINTMENT OF SHAREHOLDERS' AUDITORS Management     For     For          
  03    ADVISORY VOTE ON THE BANK'S APPROACH TO
EXECUTIVE COMPENSATION 		Management     For     For          
  04    AMENDMENTS TO THE BANK OF MONTREAL
AMENDED AND RESTATED STOCK OPTION PLAN 		Management     For     For          
  05    SHAREHOLDER PROPOSAL NO. 1 Shareholder     Against     For          
  06    SHAREHOLDER PROPOSAL NO. 2 Shareholder     Against     For          
  07    SHAREHOLDER PROPOSAL NO. 3 Shareholder     Against     For          
                                                               
  CEDAR FAIR, L.P.        
  Security 150185106                   Meeting Type   Annual  
  Ticker Symbol FUN                               Meeting Date   13-May-2020  
  ISIN US1501851067                   Agenda   935178928 - Management
  Record Date 25-Mar-2020                   Holding Recon Date   25-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   12-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    DIRECTOR Management                      
        1 Gina D. France           For     For          
        2 Matthew A. Ouimet           For     For          
        3 Richard A. Zimmerman           For     For          
  2.    Confirm the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm 		Management     For     For          
  3.    Approve, on an advisory basis, the compensation of our
named executive officers 		Management     For     For          
                                                               
  CENTERPOINT ENERGY, INC.        
  Security 15189T107                   Meeting Type   Annual  
  Ticker Symbol CNP                               Meeting Date   24-Apr-2020  
  ISIN US15189T1079                   Agenda   935139469 - Management
  Record Date 28-Feb-2020                   Holding Recon Date   28-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   23-Apr-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Leslie D. Biddle Management     For     For          
  1B.   Election of Director: Milton Carroll Management     For     For          
  1C.   Election of Director: Scott J. McLean Management     For     For          
  1D.   Election of Director: Martin H. Nesbitt Management     For     For          
  1E.   Election of Director: Theodore F. Pound Management     For     For          
  1F.   Election of Director: Susan O. Rheney Management     For     For          
  1G.   Election of Director: Phillip R. Smith Management     For     For          
  1H.   Election of Director: John W. Somerhalder II Management     For     For          
  2.    Ratify the appointment of Deloitte & Touche LLP as the
independent registered public accounting firm for 2020. 		Management     For     For          
  3.    Approve the advisory resolution on executive
compensation. 		Management     For     For          
  4.    Approve the amendment to the CenterPoint Energy, Inc.
Stock Plan for Outside Directors. 		Management     For     For          
                                                               
  CISCO SYSTEMS, INC.        
  Security 17275R102                   Meeting Type   Annual  
  Ticker Symbol CSCO                              Meeting Date   10-Dec-2019  
  ISIN US17275R1023                   Agenda   935094920 - Management
  Record Date 11-Oct-2019                   Holding Recon Date   11-Oct-2019  
  City / Country     / United
States 		            Vote Deadline Date   09-Dec-2019  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: M. Michele Burns Management     For     For          
  1B.   Election of Director: Wesley G. Bush Management     For     For          
  1C.   Election of Director: Michael D. Capellas Management     For     For          
  1D.   Election of Director: Mark Garrett Management     For     For          
  1E.   Election of Director: Dr. Kristina M. Johnson Management     For     For          
  1F.   Election of Director: Roderick C. McGeary Management     For     For          
  1G.   Election of Director: Charles H. Robbins Management     For     For          
  1H.   Election of Director: Arun Sarin Management     For     For          
  1I.   Election of Director: Brenton L. Saunders Management     For     For          
  1J.   Election of Director: Carol B. Tomé Management     For     For          
  2.    Approval, on an advisory basis, of executive
compensation. 		Management     For     For          
  3.    Ratification of PricewaterhouseCoopers LLP as Cisco's
independent registered public accounting firm for fiscal
2020. 		Management     For     For          
  4.    Approval to have Cisco's Board adopt a policy to have an
independent Board chairman. 		Shareholder     Against     For          
                                                               
  CROWN CASTLE INTERNATIONAL CORP        
  Security 22822V101                   Meeting Type   Annual  
  Ticker Symbol CCI                               Meeting Date   14-May-2020  
  ISIN US22822V1017                   Agenda   935157823 - Management
  Record Date 20-Mar-2020                   Holding Recon Date   20-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   13-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: P. Robert Bartolo Management     For     For          
  1B.   Election of Director: Jay A. Brown Management     For     For          
  1C.   Election of Director: Cindy Christy Management     For     For          
  1D.   Election of Director: Ari Q. Fitzgerald Management     For     For          
  1E.   Election of Director: Robert E. Garrison II Management     For     For          
  1F.   Election of Director: Andrea J. Goldsmith Management     For     For          
  1G.   Election of Director: Lee W. Hogan Management     For     For          
  1H.   Election of Director: Edward C. Hutcheson, Jr. Management     For     For          
  1I.   Election of Director: J. Landis Martin Management     For     For          
  1J.   Election of Director: Robert F. McKenzie Management     For     For          
  1K.   Election of Director: Anthony J. Melone Management     For     For          
  1L.   Election of Director: W. Benjamin Moreland Management     For     For          
  2.    The ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants for fiscal year
2020. 		Management     For     For          
  3.    The non-binding, advisory vote to approve the
compensation of the Company's named executive
officers. 		Management     For     For          
                                                               
  DIGITAL REALTY TRUST, INC.        
  Security 253868103                   Meeting Type   Special 
  Ticker Symbol DLR                               Meeting Date   27-Feb-2020  
  ISIN US2538681030                   Agenda   935128137 - Management
  Record Date 07-Jan-2020                   Holding Recon Date   07-Jan-2020  
  City / Country     / United
States 		            Vote Deadline Date   26-Feb-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    To consider and vote on a proposal to approve the
issuance of shares of common stock of Digital Realty
Trust, Inc., which we refer to as DLR, to be paid by Digital
Intrepid Holding B.V. (formerly known as DN 39J 7A
B.V.), which we refer to as Buyer, to the shareholders of
InterXion Holding N.V., which we refer to as INXN, in
connection with the transactions contemplated by the
purchase agreement, dated October 29, 2019, as
amended, by and among DLR, INXN and Buyer (a copy
of purchase agreement is attached as Annex A to
accompanying proxy statement/prospectus). 		Management     For     For          
  2.    To consider and vote on a proposal to approve one or
more adjournments of the DLR special meeting to
another date, time or place, if necessary or appropriate,
to solicit additional proxies in favor of the proposal to
approve the issuance of shares of DLR common stock in
connection with the transactions contemplated by the
purchase agreement. 		Management     For     For          
                                                               
  DIGITAL REALTY TRUST, INC.        
  Security 253868103                   Meeting Type   Annual  
  Ticker Symbol DLR                               Meeting Date   08-Jun-2020  
  ISIN US2538681030                   Agenda   935206296 - Management
  Record Date 20-Apr-2020                   Holding Recon Date   20-Apr-2020  
  City / Country     / United
States 		            Vote Deadline Date   05-Jun-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Laurence A. Chapman Management     For     For          
  1B.   Election of Director: Alexis Black Bjorlin Management     For     For          
  1C.   Election of Director: Michael A. Coke Management     For     For          
  1D.   Election of Director: VeraLinn Jamieson Management     For     For          
  1E.   Election of Director: Kevin J. Kennedy Management     For     For          
  1F.   Election of Director: William G. LaPerch Management     For     For          
  1G.   Election of Director: Jean F.H.P. Mandeville Management     For     For          
  1H.   Election of Director: Afshin Mohebbi Management     For     For          
  1I.   Election of Director: Mark R. Patterson Management     For     For          
  1J.   Election of Director: Mary Hogan Preusse Management     For     For          
  1K.   Election of Director: A. William Stein Management     For     For          
  2.    To ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the year
ending December 31, 2020. 		Management     For     For          
  3.    To approve, on a non-binding, advisory basis, the
compensation of the Company's named executive
officers, as more fully described in the accompanying
Proxy Statement (say on pay). 		Management     For     For          
                                                               
  DOMINION ENERGY, INC.        
  Security 25746U109                   Meeting Type   Annual  
  Ticker Symbol D                                 Meeting Date   06-May-2020  
  ISIN US25746U1097                   Agenda   935152316 - Management
  Record Date 28-Feb-2020                   Holding Recon Date   28-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   05-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: James A. Bennett Management     For     For          
  1B.   Election of Director: Helen E. Dragas Management     For     For          
  1C.   Election of Director: James O. Ellis, Jr. Management     For     For          
  1D.   Election of Director: Thomas F. Farrell, II Management     For     For          
  1E.   Election of Director: D. Maybank Hagood Management     For     For          
  1F.   Election of Director: John W. Harris Management     For     For          
  1G.   Election of Director: Ronald W. Jibson Management     For     For          
  1H.   Election of Director: Mark J. Kington Management     For     For          
  1I.   Election of Director: Joseph M. Rigby Management     For     For          
  1J.   Election of Director: Pamela J. Royal, M.D. Management     Against     Against          
  1K.   Election of Director: Robert H. Spilman, Jr. Management     For     For          
  1L.   Election of Director: Susan N. Story Management     For     For          
  1M.   Election of Director: Michael E. Szymanczyk Management     For     For          
  2.    Ratification of Appointment of Independent Auditor. Management     For     For          
  3.    Advisory Vote on Approval of Executive Compensation
(Say on Pay). 		Management     For     For          
  4.    Shareholder Proposal Regarding a Policy to Require an
Independent Chair 		Shareholder     For     Against          
  5.    Shareholder Proposal Regarding the Right of
Shareholders to Act by Written Consent 		Shareholder     For     Against          
                                                               
  EPR PROPERTIES        
  Security 26884U109                   Meeting Type   Annual  
  Ticker Symbol EPR                               Meeting Date   29-May-2020  
  ISIN US26884U1097                   Agenda   935182117 - Management
  Record Date 06-Mar-2020                   Holding Recon Date   06-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   28-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    DIRECTOR Management                      
        1 Barrett Brady           For     For          
        2 Peter C. Brown           For     For          
        3 James B. Connor           For     For          
        4 Robert J. Druten           For     For          
        5 Gregory K. Silvers           For     For          
        6 Robin P. Sterneck           For     For          
        7 Virginia E. Shanks           For     For          
  2.    To approve, on a non-binding advisory basis, the
compensation of the Company's named executive
officers as disclosed in these proxy materials. 		Management     For     For          
  3.    To approve an amendment to the Company's Declaration
of Trust to permit the Company to redeem Securities held
by shareholders that are unsuitable owners for gaming
regulatory purposes. 		Management     For     For          
  4.    To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for 2020. 		Management     For     For          
                                                               
  FORD MOTOR COMPANY        
  Security 345370860                   Meeting Type   Annual  
  Ticker Symbol F                                 Meeting Date   14-May-2020  
  ISIN US3453708600                   Agenda   935155146 - Management
  Record Date 18-Mar-2020                   Holding Recon Date   18-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   13-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Kimberly A. Casiano Management     For     For          
  1B.   Election of Director: Anthony F. Earley, Jr. Management     For     For          
  1C.   Election of Director: Edsel B. Ford II Management     For     For          
  1D.   Election of Director: William Clay Ford, Jr. Management     For     For          
  1E.   Election of Director: James P. Hackett Management     For     For          
  1F.   Election of Director: William W. Helman IV Management     For     For          
  1G.   Election of Director: William E. Kennard Management     For     For          
  1H.   Election of Director: John C. Lechleiter Management     For     For          
  1I.   Election of Director: Beth E. Mooney Management     Against     Against          
  1J.   Election of Director: John L. Thornton Management     For     For          
  1K    Election of Director: John B. Veihmeyer Management     For     For          
  1L.   Election of Director: Lynn M. Vojvodich Management     For     For          
  1M.   Election of Director: John S. Weinberg Management     Against     Against          
  2.    Ratification of Independent Registered Public Accounting
Firm. 		Management     For     For          
  3.    Say-on-Pay - An Advisory Vote to Approve the
Compensation of the Named Executives. 		Management     For     For          
  4.    Relating to Consideration of a Recapitalization Plan to
Provide That All of the Company's Outstanding Stock
Have One Vote Per Share. 		Shareholder     For     Against          
  5.    Relating to Disclosure of the Company's Lobbying
Activities and Expenditures. 		Shareholder     For     Against          
                                                               
  HIGHWOODS PROPERTIES, INC.        
  Security 431284108                   Meeting Type   Annual  
  Ticker Symbol HIW                               Meeting Date   12-May-2020  
  ISIN US4312841087                   Agenda   935152873 - Management
  Record Date 10-Mar-2020                   Holding Recon Date   10-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   11-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    DIRECTOR Management                      
        1 Charles A. Anderson           For     For          
        2 Gene H. Anderson           For     For          
        3 Thomas P. Anderson           For     For          
        4 Carlos E. Evans           For     For          
        5 David J. Hartzell           For     For          
        6 Sherry A. Kellett           For     For          
        7 Theodore J. Klinck           For     For          
        8 Anne H. Lloyd           For     For          
  2.    RATIFICATION OF APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2020. 		Management     For     For          
  3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management     For     For          
  4.    APPROVAL OF THE 2020 EMPLOYEE STOCK
PURCHASE PLAN. 		Management     For     For          
                                                               
  HOST HOTELS & RESORTS, INC.        
  Security 44107P104                   Meeting Type   Annual  
  Ticker Symbol HST                               Meeting Date   15-May-2020  
  ISIN US44107P1049                   Agenda   935154132 - Management
  Record Date 19-Mar-2020                   Holding Recon Date   19-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   14-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Mary L. Baglivo Management     For     For          
  1B.   Election of Director: Sheila C. Bair Management     Against     Against          
  1C.   Election of Director: Richard E. Marriott Management     Against     Against          
  1D.   Election of Director: Sandeep L. Mathrani Management     For     For          
  1E.   Election of Director: John B. Morse, Jr. Management     For     For          
  1F.   Election of Director: Mary Hogan Preusse Management     Against     Against          
  1G.   Election of Director: Walter C. Rakowich Management     Against     Against          
  1H.   Election of Director: James F. Risoleo Management     For     For          
  1I.   Election of Director: Gordon H. Smith Management     For     For          
  1J.   Election of Director: A. William Stein Management     For     For          
  2.    Ratify appointment of KPMG LLP as independent
registered public accountants for 2020. 		Management     For     For          
  3.    Advisory resolution to approve executive compensation. Management     For     For          
  4.    Approval of the 2020 Comprehensive Stock and Cash
Incentive Plan. 		Management     For     For          
                                                               
  HUNTINGTON BANCSHARES INCORPORATED        
  Security 446150104                   Meeting Type   Annual  
  Ticker Symbol HBAN                              Meeting Date   22-Apr-2020  
  ISIN US4461501045                   Agenda   935139647 - Management
  Record Date 18-Feb-2020                   Holding Recon Date   18-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   21-Apr-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    DIRECTOR Management                      
        1 Lizabeth Ardisana           For     For          
        2 Alanna Y. Cotton           For     For          
        3 Ann B. Crane           For     For          
        4 Robert S. Cubbin           For     For          
        5 Steven G. Elliott           For     For          
        6 Gina D. France           For     For          
        7 J Michael Hochschwender           For     For          
        8 John C. Inglis           For     For          
        9 Katherine M. A. Kline           For     For          
        10 Richard W. Neu           For     For          
        11 Kenneth J. Phelan           For     For          
        12 David L. Porteous           For     For          
        13 Stephen D. Steinour           For     For          
  2.    Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for 2020. 		Management     For     For          
  3.    Advisory resolution to approve, on a non-binding basis,
the compensation of executives as disclosed in the
accompanying proxy statement. 		Management     For     For          
                                                               
  LOCKHEED MARTIN CORPORATION        
  Security 539830109                   Meeting Type   Annual  
  Ticker Symbol LMT                               Meeting Date   23-Apr-2020  
  ISIN US5398301094                   Agenda   935141983 - Management
  Record Date 24-Feb-2020                   Holding Recon Date   24-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   22-Apr-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Daniel F. Akerson Management     For     For          
  1B.   Election of Director: David B. Burritt Management     For     For          
  1C.   Election of Director: Bruce A. Carlson Management     For     For          
  1D.   Election of Director: Joseph F. Dunford, Jr. Management     For     For          
  1E.   Election of Director: James O. Ellis, Jr. Management     For     For          
  1F.   Election of Director: Thomas J. Falk Management     For     For          
  1G.   Election of Director: Ilene S. Gordon Management     For     For          
  1H.   Election of Director: Marillyn A. Hewson Management     For     For          
  1I.   Election of Director: Vicki A. Hollub Management     For     For          
  1J.   Election of Director: Jeh C. Johnson Management     For     For          
  1K.   Election of Director: Debra L. Reed-Klages Management     For     For          
  1L.   Election of Director: James D. Taiclet, Jr. Management     For     For          
  2.    Ratification of Appointment of Ernst & Young LLP as
Independent Auditors for 2020. 		Management     For     For          
  3.    Advisory Vote to Approve the Compensation of our
Named Executive Officers (Say-on-Pay). 		Management     For     For          
  4.    Management Proposal to Approve the Lockheed Martin
Corporation 2020 Incentive Performance Award Plan. 		Management     For     For          
  5.    Stockholder Proposal to Adopt Stockholder Action By
Written Consent. 		Shareholder     For     Against          
                                                               
  LYONDELLBASELL INDUSTRIES N.V.        
  Security N53745100                   Meeting Type   Special 
  Ticker Symbol LYB                               Meeting Date   12-Sep-2019  
  ISIN NL0009434992                   Agenda   935066147 - Management
  Record Date 22-Jul-2019                   Holding Recon Date   22-Jul-2019  
  City / Country     / United
States 		            Vote Deadline Date   10-Sep-2019  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    Authorization to Conduct Share Repurchases Management     For     For          
  2.    Cancellation of Shares Management     For     For          
                                                               
  LYONDELLBASELL INDUSTRIES N.V.        
  Security N53745100                   Meeting Type   Special 
  Ticker Symbol LYB                               Meeting Date   12-Sep-2019  
  ISIN NL0009434992                   Agenda   935073750 - Management
  Record Date 15-Aug-2019                   Holding Recon Date   15-Aug-2019  
  City / Country     / United
States 		            Vote Deadline Date   10-Sep-2019  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    Authorization to Conduct Share Repurchases Management     For     For          
  2.    Cancellation of Shares Management     For     For          
                                                               
  LYONDELLBASELL INDUSTRIES N.V.        
  Security N53745100                   Meeting Type   Annual  
  Ticker Symbol LYB                               Meeting Date   29-May-2020  
  ISIN NL0009434992                   Agenda   935186127 - Management
  Record Date 02-Apr-2020                   Holding Recon Date   02-Apr-2020  
  City / Country     / United
States 		            Vote Deadline Date   27-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Jacques Aigrain Management     For     For          
  1B.   Election of Director: Lincoln Benet Management     For     For          
  1C.   Election of Director: Jagjeet (Jeet) Bindra Management     For     For          
  1D.   Election of Director: Robin Buchanan Management     For     For          
  1E.   Election of Director: Stephen Cooper Management     For     For          
  1F.   Election of Director: Nance Dicciani Management     For     For          
  1G.   Election of Director: Claire Farley Management     For     For          
  1H.   Election of Director: Isabella (Bella) Goren Management     For     For          
  1I.   Election of Director: Michael Hanley Management     For     For          
  1J.   Election of Director: Albert Manifold Management     For     For          
  1K.   Election of Director: Bhavesh (Bob) Patel Management     For     For          
  2.    Discharge of Directors from Liability Management     For     For          
  3.    Adoption of 2019 Dutch Statutory Annual Accounts Management     For     For          
  4.    Appointment of PricewaterhouseCoopers Accountants
N.V. as the Auditor of our 2020 Dutch Statutory Annual
Accounts 		Management     For     For          
  5.    Ratification of PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting Firm 		Management     For     For          
  6.    Advisory Vote Approving Executive Compensation (Say-
on-Pay) 		Management     For     For          
  7.    Ratification and Approval of Dividends Management     For     For          
  8.    Authorization to Conduct Share Repurchases Management     For     For          
  9.    Cancellation of Shares Management     For     For          
                                                               
  LYONDELLBASELL INDUSTRIES N.V.        
  Security N53745100                   Meeting Type   Annual  
  Ticker Symbol LYB                               Meeting Date   29-May-2020  
  ISIN NL0009434992                   Agenda   935213746 - Management
  Record Date 01-May-2020                   Holding Recon Date   01-May-2020  
  City / Country     / United
States 		            Vote Deadline Date   27-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Jacques Aigrain Management     For     For          
  1B.   Election of Director: Lincoln Benet Management     For     For          
  1C.   Election of Director: Jagjeet (Jeet) Bindra Management     For     For          
  1D.   Election of Director: Robin Buchanan Management     For     For          
  1E.   Election of Director: Stephen Cooper Management     For     For          
  1F.   Election of Director: Nance Dicciani Management     For     For          
  1G.   Election of Director: Claire Farley Management     For     For          
  1H.   Election of Director: Isabella (Bella) Goren Management     For     For          
  1I.   Election of Director: Michael Hanley Management     For     For          
  1J.   Election of Director: Albert Manifold Management     For     For          
  1K.   Election of Director: Bhavesh (Bob) Patel Management     For     For          
  2.    Discharge of Directors from Liability Management     For     For          
  3.    Adoption of 2019 Dutch Statutory Annual Accounts Management     For     For          
  4.    Appointment of PricewaterhouseCoopers Accountants
N.V. as the Auditor of our 2020 Dutch Statutory Annual
Accounts 		Management     For     For          
  5.    Ratification of PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting Firm 		Management     For     For          
  6.    Advisory Vote Approving Executive Compensation (Say-
on-Pay) 		Management     For     For          
  7.    Ratification and Approval of Dividends Management     For     For          
  8.    Authorization to Conduct Share Repurchases Management     For     For          
  9.    Cancellation of Shares Management     For     For          
                                                               
  MERCK & CO., INC.        
  Security 58933Y105                   Meeting Type   Annual  
  Ticker Symbol MRK                               Meeting Date   26-May-2020  
  ISIN US58933Y1055                   Agenda   935176431 - Management
  Record Date 27-Mar-2020                   Holding Recon Date   27-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   22-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Leslie A. Brun Management     For     For          
  1B.   Election of Director: Thomas R. Cech Management     For     For          
  1C.   Election of Director: Mary Ellen Coe Management     For     For          
  1D.   Election of Director: Pamela J. Craig Management     For     For          
  1E.   Election of Director: Kenneth C. Frazier Management     For     For          
  1F.   Election of Director: Thomas H. Glocer Management     For     For          
  1G.   Election of Director: Risa Lavizzo-Mourey Management     Against     Against          
  1H.   Election of Director: Paul B. Rothman Management     For     For          
  1I.   Election of Director: Patricia F. Russo Management     For     For          
  1J.   Election of Director: Christine E. Seidman Management     For     For          
  1K.   Election of Director: Inge G. Thulin Management     For     For          
  1L.   Election of Director: Kathy J. Warden Management     For     For          
  1M.   Election of Director: Peter C. Wendell Management     For     For          
  2.    Non-binding advisory vote to approve the compensation
of our named executive officers. 		Management     For     For          
  3.    Ratification of the appointment of the Company's
independent registered public accounting firm for 2020. 		Management     For     For          
  4.    Shareholder proposal concerning shareholder right to act
by written consent. 		Shareholder     Against     For          
  5.    Shareholder proposal regarding allocation of corporate
tax savings. 		Shareholder     Against     For          
                                                               
  NATIONAL GRID PLC        
  Security 636274409                   Meeting Type   Annual  
  Ticker Symbol NGG                               Meeting Date   29-Jul-2019  
  ISIN US6362744095                   Agenda   935056576 - Management
  Record Date 19-Jun-2019                   Holding Recon Date   19-Jun-2019  
  City / Country     / United
States 		            Vote Deadline Date   19-Jul-2019  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    To receive the Annual Report and Accounts Management     For     For          
  2.    To declare a final dividend Management     For     For          
  3.    To re-elect Sir Peter Gershon Management     For     For          
  4.    To re-elect John Pettigrew Management     For     For          
  5.    To elect Andy Agg Management     For     For          
  6.    To re-elect Dean Seavers Management     For     For          
  7.    To re-elect Nicola Shaw Management     For     For          
  8.    To re-elect Jonathan Dawson Management     For     For          
  9.    To re-elect Therese Esperdy Management     For     For          
  10.   To re-elect Paul Golby Management     For     For          
  11.   To re-elect Amanda Mesler Management     For     For          
  12.   To elect Earl Shipp Management     For     For          
  13.   To elect Jonathan Silver Management     For     For          
  14.   To re-elect Mark Williamson Management     For     For          
  15.   To re-appoint the auditors Deloitte LLP Management     For     For          
  16.   To authorise the Directors to set the auditors'
remuneration 		Management     For     For          
  17.   To approve the new Directors' remuneration policy Management     For     For          
  18.   To approve the Directors' Remuneration Report Management     For     For          
  19.   To authorise the Company to make political donations Management     Against     Against          
  20.   To authorise the Directors to allot Ordinary Shares Management     For     For          
  21.   To authorise the Directors to operate a Scrip Dividend
Scheme 		Management     For     For          
  22.   To authorise capitalising reserves for the Scrip Dividend
Scheme 		Management     For     For          
  23.   To disapply pre-emption rights(special resolution) Management     For     For          
  24.   To disapply pre-emption rights for acquisitions(special
resolution) 		Management     For     For          
  25.   To authorise the Company to purchase its own Ordinary
Shares (special resolution) 		Management     For     For          
  26.   To authorise the Directors to hold general meetings on 14
clear days' notice(special resolution) 		Management     For     For          
                                                               
  OCCIDENTAL PETROLEUM CORPORATION        
  Security 674599105                   Meeting Type   Contested-Consent
  Ticker Symbol OXY                               Meeting Date   31-Dec-2019  
  ISIN US6745991058                   Agenda   935064559 - Management
  Record Date 10-Jul-2019                   Holding Recon Date   10-Jul-2019  
  City / Country     / United
States 		            Vote Deadline Date   30-Dec-2019  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1.    YOU MAY REVOKE ANY PREVIOUSLY EXECUTED
WRITTEN REQUEST REGARDING THE ICAHN
GROUP SOLICITATION FOR THE REQUEST TO FIX A
RECORD DATE BY SIGNING, DATING AND
DELIVERING THIS WHITE REVOCATION FORM. For =
Yes Revoke my Request : Against = No Do Not Revoke
my request. 		Management     For     For          
                                                               
  ONEOK, INC.        
  Security 682680103                   Meeting Type   Annual  
  Ticker Symbol OKE                               Meeting Date   20-May-2020  
  ISIN US6826801036                   Agenda   935176289 - Management
  Record Date 23-Mar-2020                   Holding Recon Date   23-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   19-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Brian L. Derksen Management     For     For          
  1B.   Election of Director: Julie H. Edwards Management     For     For          
  1C.   Election of Director: John W. Gibson Management     For     For          
  1D.   Election of Director: Mark W. Helderman Management     For     For          
  1E.   Election of Director: Randall J. Larson Management     For     For          
  1F.   Election of Director: Steven J. Malcolm Management     For     For          
  1G.   Election of Director: Jim W. Mogg Management     For     For          
  1H.   Election of Director: Pattye L. Moore Management     For     For          
  1I.   Election of Director: Gary D. Parker Management     For     For          
  1J.   Election of Director: Eduardo A. Rodriguez Management     For     For          
  1K.   Election of Director: Terry K. Spencer Management     For     For          
  2.    Ratification of the selection of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
of ONEOK, Inc. for the year ending December 31, 2020. 		Management     For     For          
  3.    An advisory vote to approve ONEOK, Inc.'s executive
compensation. 		Management     For     For          
                                                               
  PFIZER INC.        
  Security 717081103                   Meeting Type   Annual  
  Ticker Symbol PFE                               Meeting Date   23-Apr-2020  
  ISIN US7170811035                   Agenda   935138998 - Management
  Record Date 25-Feb-2020                   Holding Recon Date   25-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   22-Apr-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Ronald E. Blaylock Management     For     For          
  1B.   Election of Director: Albert Bourla Management     For     For          
  1C.   Election of Director: W. Don Cornwell Management     For     For          
  1D.   Election of Director: Joseph J. Echevarria Management     For     For          
  1E.   Election of Director: Scott Gottlieb Management     For     For          
  1F.   Election of Director: Helen H. Hobbs Management     For     For          
  1G.   Election of Director: Susan Hockfield Management     For     For          
  1H.   Election of Director: James M. Kilts Management     For     For          
  1I.   Election of Director: Dan R. Littman Management     For     For          
  1J.   Election of Director: Shantanu Narayen Management     For     For          
  1K.   Election of Director: Suzanne Nora Johnson Management     For     For          
  1L.   Election of Director: James Quincey Management     For     For          
  1M.   Election of Director: James C. Smith Management     For     For          
  2.    Ratify the selection of KPMG LLP as independent
registered public accounting firm for 2020 		Management     For     For          
  3.    2020 advisory approval of executive compensation Management     For     For          
  4.    Shareholder proposal regarding right to act by written
consent 		Shareholder     For     Against          
  5.    Shareholder proposal regarding enhancing proxy access Shareholder     For     Against          
  6.    Shareholder proposal regarding report on lobbying
activities 		Shareholder     Against     For          
  7.    Shareholder proposal regarding independent chair policy Shareholder     For     Against          
  8.    Shareholder proposal regarding gender pay gap Shareholder     Against     For          
  9.    Election of Director: Susan Desmond-Hellmann Management     For     For          
                                                               
  PHILIP MORRIS INTERNATIONAL INC.        
  Security 718172109                   Meeting Type   Annual  
  Ticker Symbol PM                                Meeting Date   06-May-2020  
  ISIN US7181721090                   Agenda   935152594 - Management
  Record Date 13-Mar-2020                   Holding Recon Date   13-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   05-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: André Calantzopoulos Management     For     For          
  1B.   Election of Director: Louis C. Camilleri Management     For     For          
  1C.   Election of Director: Werner Geissler Management     For     For          
  1D.   Election of Director: Lisa A. Hook Management     For     For          
  1E.   Election of Director: Jennifer Li Management     For     For          
  1F.   Election of Director: Jun Makihara Management     For     For          
  1G.   Election of Director: Kalpana Morparia Management     For     For          
  1H.   Election of Director: Lucio A. Noto Management     For     For          
  1I.   Election of Director: Frederik Paulsen Management     For     For          
  1J.   Election of Director: Robert B. Polet Management     Against     Against          
  2.    Advisory Vote Approving Executive Compensation Management     For     For          
  3.    Ratification of the Selection of Independent Auditors Management     For     For          
                                                               
  PPL CORPORATION        
  Security 69351T106                   Meeting Type   Annual  
  Ticker Symbol PPL                               Meeting Date   13-May-2020  
  ISIN US69351T1060                   Agenda   935160717 - Management
  Record Date 28-Feb-2020                   Holding Recon Date   28-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   12-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: John W. Conway Management     For     For          
  1B.   Election of Director: Steven G. Elliott Management     For     For          
  1C.   Election of Director: Raja Rajamannar Management     For     For          
  1D.   Election of Director: Craig A. Rogerson Management     For     For          
  1E.   Election of Director: Vincent Sorgi Management     For     For          
  1F.   Election of Director: William H. Spence Management     For     For          
  1G.   Election of Director: Natica von Althann Management     For     For          
  1H.   Election of Director: Keith H. Williamson Management     For     For          
  1I.   Election of Director: Phoebe A. Wood Management     For     For          
  1J.   Election of Director: Armando Zagalo de Lima Management     For     For          
  2.    Advisory vote to approve compensation of named
executive officers 		Management     For     For          
  3.    Ratification of the appointment of Independent
Registered Public Accounting Firm 		Management     For     For          
  4.    Shareowner Proposal - Adopt policy to require
independent chairman of the board 		Shareholder     For     Against          
                                                               
  SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)        
  Security 806857108                   Meeting Type   Annual  
  Ticker Symbol SLB                               Meeting Date   01-Apr-2020  
  ISIN AN8068571086                   Agenda   935131021 - Management
  Record Date 12-Feb-2020                   Holding Recon Date   12-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   31-Mar-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Patrick de La Chevardière Management     For     For          
  1B.   Election of Director: Miguel M. Galuccio Management     For     For          
  1C.   Election of Director: Olivier Le Peuch Management     For     For          
  1D.   Election of Director: Tatiana A. Mitrova Management     For     For          
  1E.   Election of Director: Lubna S. Olayan Management     For     For          
  1F.   Election of Director: Mark G. Papa Management     For     For          
  1G.   Election of Director: Leo Rafael Reif Management     For     For          
  1H.   Election of Director: Henri Seydoux Management     For     For          
  1I.   Election of Director: Jeff W. Sheets Management     For     For          
  2.    Approval of the advisory resolution to approve our
executive compensation. 		Management     For     For          
  3.    Approval of our consolidated balance sheet as of
December 31, 2019; our consolidated statement of
income for the year ended December 31, 2019; and our
Board of Directors' declarations of dividends in 2019, as
reflected in our 2019 Annual Report to Stockholders. 		Management     For     For          
  4.    Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
auditors for 2020. 		Management     For     For          
                                                               
  SEAGATE TECHNOLOGY PLC        
  Security G7945M107                   Meeting Type   Annual  
  Ticker Symbol STX                               Meeting Date   29-Oct-2019  
  ISIN IE00B58JVZ52                   Agenda   935080022 - Management
  Record Date 03-Sep-2019                   Holding Recon Date   03-Sep-2019  
  City / Country     / United
States 		            Vote Deadline Date   28-Oct-2019  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: William D. Mosley Management     For     For          
  1B.   Election of Director: Stephen J. Luczo Management     For     For          
  1C.   Election of Director: Mark W. Adams Management     For     For          
  1D.   Election of Director: Judy Bruner Management     For     For          
  1E.   Election of Director: Michael R. Cannon Management     For     For          
  1F.   Election of Director: William T. Coleman Management     For     For          
  1G.   Election of Director: Jay L. Geldmacher Management     For     For          
  1H.   Election of Director: Dylan Haggart Management     For     For          
  1I.   Election of Director: Stephanie Tilenius Management     For     For          
  1J.   Election of Director: Edward J. Zander Management     For     For          
  2.    Approve, in an advisory, non-binding vote, the
compensation of the Company's named executive
officers ("Say-on-Pay"). 		Management     For     For          
  3.    Ratify, in a non-binding vote, the appointment of Ernst &
Young LLP as the independent auditors of the Company,
and authorize, in a binding vote, the Audit Committee of
the Company's Board of Directors to set the auditors'
remuneration. 		Management     For     For          
  4.    Approve our Amended and Restated 2012 Equity
Incentive Plan. 		Management     For     For          
  5.    Grant the Board the authority to allot and issue shares. Management     For     For          
  6.    Grant the Board the authority to opt-out of statutory pre-
emption rights. 		Management     For     For          
  7.    Determine the price range at which the Company can re-
allot shares that it acquires as treasury shares. 		Management     For     For          
                                                               
  THE SOUTHERN COMPANY        
  Security 842587107                   Meeting Type   Annual  
  Ticker Symbol SO                                Meeting Date   27-May-2020  
  ISIN US8425871071                   Agenda   935182371 - Management
  Record Date 30-Mar-2020                   Holding Recon Date   30-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   26-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Janaki Akella Management     For     For          
  1B.   Election of Director: Juanita Powell Baranco Management     For     For          
  1C.   Election of Director: Jon A. Boscia Management     For     For          
  1D.   Election of Director: Henry A. Clark III Management     For     For          
  1E.   Election of Director: Anthony F. Earley, Jr. Management     For     For          
  1F.   Election of Director: Thomas A. Fanning Management     For     For          
  1G.   Election of Director: David J. Grain Management     For     For          
  1H.   Election of Director: Donald M. James Management     For     For          
  1I.   Election of Director: John D. Johns Management     For     For          
  1J.   Election of Director: Dale E. Klein Management     For     For          
  1K.   Election of Director: Ernest J. Moniz Management     For     For          
  1L.   Election of Director: William G. Smith, Jr. Management     For     For          
  1M.   Election of Director: Steven R. Specker Management     For     For          
  1N.   Election of Director: E. Jenner Wood III Management     For     For          
  2.    Advisory vote to approve executive compensation Management     For     For          
  3.    Ratify the appointment of Deloitte & Touche LLP as the
independent registered public accounting firm for 2020 		Management     For     For          
  4.    Stockholder proposal regarding an independent board
chair 		Shareholder     Against     For          
  5.    Stockholder proposal regarding a report on lobbying Shareholder     Against     For          
                                                               
  TOTAL S.A.        
  Security 89151E109                   Meeting Type   Annual  
  Ticker Symbol TOT                               Meeting Date   29-May-2020  
  ISIN US89151E1091                   Agenda   935211879 - Management
  Record Date 24-Apr-2020                   Holding Recon Date   24-Apr-2020  
  City / Country     / France             Vote Deadline Date   20-May-2020  
  SEDOL(s)               Quick Code      
                                                               
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  O1    Approval of the statutory financial statements for the
fiscal year ended December 31, 2019 		Management     For     For          
  O2    Approval of the consolidated financial statements for the
fiscal year ended December 31, 2019 		Management     For     For          
  O3    Allocation of earnings and declaration of dividend for the
fiscal year ended December 31, 2019 - Option for the
payment of the final 2019 dividend in shares. 		Management     For     For          
  O4    Authorization granted to the Board of Directors, for a
period of eighteen months, for the purpose of trading in
the Company's shares 		Management     For     For          
  O5    Agreements covered by Articles L. 225-38 et seq. of the
French Commercial Code 		Management     For     For          
  O6    Renewal of Ms. Patricia Barbizet's term as director Management     For     For          
  O7    Renewal of Ms. Marie-Christine Coisne-Roquette's term
as director 		Management     For     For          
  O8    Renewal of Mr. Mark Cutifani's term as director Management     For     For          
  O9    Appointment of Mr. Jérôme Contamine as a director Management     For     For          
  O10   Approval of the information relating to the compensation
of executive and non executive directors ("mandataires
sociaux") ...(due to space limits, see proxy material for full
proposal). 		Management     For     For          
  O11   Setting of the amount of directors' aggregate annual
compensation and approval of the compensation policy
applicable to directors 		Management     For     For          
  O12   Approval of the fixed, variable and extraordinary
components making up the total compensation and the
in-kind benefits paid ...(due to space limits, see proxy
material for full proposal). 		Management     For     For          
  O13   Approval of the compensation policy applicable to the
Chairman and Chief Executive Officer 		Management     For     For          
  E14   Approval of the conversion of the Company's corporate
form through adoption of the European company
corporate form and of ...(due to space limits, see proxy
material for full proposal). 		Management     For     For          
  E15   Delegation of authority granted to the Board of Directors,
for a period of twenty-six months, for the purpose of
increasing ...(due to space limits, see proxy material for
full proposal). 		Management     For     For          
  E16   Delegation of authority granted to the Board of Directors,
for a period of twenty-six months, for the purpose of
increasing ...(due to space limits, see proxy material for
full proposal). 		Management     For     For          
  E17   Delegation of authority granted to the Board of Directors,
for a period of twenty-six months, for the purpose of
issuing, ...(due to space limits, see proxy material for full
proposal). 		Management     For     For          
  E18   Delegation of authority granted to the Board of Directors,
for a period of twenty-six months, for the purpose of
increasing ...(due to space limits, see proxy material for
full proposal). 		Management     For     For          
  E19   Delegation of authority granted to the Board of Directors,
for a period of twenty-six months, for the purpose of
increasing ...(due to space limits, see proxy material for
full proposal). 		Management     For     For          
  E20   Delegation of authority granted to the Board of Directors,
for a period of twenty-six months, for the purpose of
carrying out, ...(due to space limits, see proxy material for
full proposal). 		Management     For     For          
  E21   Authorization granted to the Board of Directors, for a
period ...(due to space limits, see proxy material for full
proposal). 		Management     For     For          
  A     Presented in accordance with Article L. 225-105 of the
French Commercial Code (not approved by the Board of
Directors): Amendment of Article 19 - Financial Year -
Financial Statements of the Articles of Association. 		Management     For     For          
                                                               
  TRUIST FINANCIAL CORPORATION        
  Security 89832Q109                   Meeting Type   Annual  
  Ticker Symbol TFC                               Meeting Date   28-Apr-2020  
  ISIN US89832Q1094                   Agenda   935137249 - Management
  Record Date 21-Feb-2020                   Holding Recon Date   21-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   27-Apr-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Jennifer S. Banner Management     For     For          
  1B.   Election of Director: K. David Boyer, Jr. Management     For     For          
  1C.   Election of Director: Agnes Bundy Scanlan Management     For     For          
  1D.   Election of Director: Anna R. Cablik Management     For     For          
  1E.   Election of Director: Dallas S. Clement Management     For     For          
  1F.   Election of Director: Paul D. Donahue Management     For     For          
  1G.   Election of Director: Paul R. Garcia Management     For     For          
  1H.   Election of Director: Patrick C. Graney III Management     For     For          
  1I.   Election of Director: Linnie M. Haynesworth Management     For     For          
  1J.   Election of Director: Kelly S. King Management     For     For          
  1K.   Election of Director: Easter A. Maynard Management     For     For          
  1L.   Election of Director: Donna S. Morea Management     For     For          
  1M.   Election of Director: Charles A. Patton Management     For     For          
  1N.   Election of Director: Nido R. Qubein Management     For     For          
  1O.   Election of Director: David M. Ratcliffe Management     For     For          
  1P.   Election of Director: William H. Rogers, Jr. Management     For     For          
  1Q.   Election of Director: Frank P. Scruggs, Jr. Management     For     For          
  1R.   Election of Director: Christine Sears Management     For     For          
  1S.   Election of Director: Thomas E. Skains Management     For     For          
  1T.   Election of Director: Bruce L. Tanner Management     For     For          
  1U.   Election of Director: Thomas N. Thompson Management     For     For          
  1V.   Election of Director: Steven C. Voorhees Management     For     For          
  2.    Ratification of the appointment of
PricewaterhouseCoopers LLP as Truist's independent
registered public accounting firm for 2020. 		Management     For     For          
  3.    Advisory vote to approve Truist's executive compensation
program. 		Management     For     For          
  4.    Shareholder proposal regarding an independent
Chairman of the Board of Directors, if properly presented
at the Annual Meeting. 		Shareholder     Against     For          
                                                               
  UMPQUA HOLDINGS CORPORATION        
  Security 904214103                   Meeting Type   Annual  
  Ticker Symbol UMPQ                              Meeting Date   20-Apr-2020  
  ISIN US9042141039                   Agenda   935137946 - Management
  Record Date 12-Feb-2020                   Holding Recon Date   12-Feb-2020  
  City / Country     / United
States 		            Vote Deadline Date   17-Apr-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Board of Director: Peggy Fowler Management     For     For          
  1B.   Election of Board of Director: Stephen Gambee Management     For     For          
  1C.   Election of Board of Director: James Greene Management     For     For          
  1D.   Election of Board of Director: Luis Machuca Management     For     For          
  1E.   Election of Board of Director: Maria Pope Management     For     For          
  1F.   Election of Board of Director: Cort O'Haver Management     For     For          
  1G.   Election of Board of Director: John Schultz Management     For     For          
  1H.   Election of Board of Director: Susan Stevens Management     For     For          
  1I.   Election of Board of Director: Hilliard Terry Management     For     For          
  1J.   Election of Board of Director: Bryan Timm Management     For     For          
  1K.   Election of Board of Director: Anddria Varnado Management     For     For          
  2.    RATIFICATION OF SELECTION OF REGISTERED
PUBLIC ACCOUNTING FIRM: The Audit and
Compliance Committee has selected Deloitte & Touche
LLP to serve as our independent registered public
accounting firm for the fiscal year ending December 31,
2020. 		Management     For     For          
  3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION
(SAY ON PAY): We are requesting your vote on the
following resolution: "RESOLVED, that the shareholders
approve the compensation of the named executive
officers as described in the Compensation Discussion
and Analysis and the tabular and accompanying narrative
disclosure of named executive officer compensation in
the Proxy Statement for the 2020 Annual Meeting of
Shareholders." 		Management     For     For          
                                                               
  VERIZON COMMUNICATIONS INC.        
  Security 92343V104                   Meeting Type   Annual  
  Ticker Symbol VZ                                Meeting Date   07-May-2020  
  ISIN US92343V1044                   Agenda   935148406 - Management
  Record Date 09-Mar-2020                   Holding Recon Date   09-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   06-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1a.   Election of Director: Shellye L. Archambeau Management     For     For          
  1b.   Election of Director: Mark T. Bertolini Management     For     For          
  1c.   Election of Director: Vittorio Colao Management     For     For          
  1d.   Election of Director: Melanie L. Healey Management     For     For          
  1e.   Election of Director: Clarence Otis, Jr. Management     For     For          
  1f.   Election of Director: Daniel H. Schulman Management     For     For          
  1g.   Election of Director: Rodney E. Slater Management     For     For          
  1h.   Election of Director: Hans E. Vestberg Management     For     For          
  1i.   Election of Director: Gregory G. Weaver Management     For     For          
  2.    Advisory Vote to Approve Executive Compensation Management     For     For          
  3.    Ratification of Appointment of Independent Registered
Public Accounting Firm 		Management     For     For          
  4.    Nonqualified Savings Plan Earnings Shareholder     Against     For          
  5.    Special Shareholder Meetings Shareholder     For     Against          
  6.    Lobbying Activities Report Shareholder     For     Against          
  7.    User Privacy Metric Shareholder     Against     For          
  8.    Amend Severance Approval Policy Shareholder     For     Against          
                                                               
  WEYERHAEUSER COMPANY        
  Security 962166104                   Meeting Type   Annual  
  Ticker Symbol WY                                Meeting Date   15-May-2020  
  ISIN US9621661043                   Agenda   935163939 - Management
  Record Date 20-Mar-2020                   Holding Recon Date   20-Mar-2020  
  City / Country     / United
States 		            Vote Deadline Date   14-May-2020  
  SEDOL(s)               Quick Code      
  Item Proposal       Proposed
by 		  Vote   For/Against
Management 		         
  1A.   Election of Director: Mark A. Emmert Management     For     For          
  1B.   Election of Director: Rick R. Holley Management     For     For          
  1C.   Election of Director: Sara Grootwassink Lewis Management     For     For          
  1D.   Election of Director: Al Monaco Management     For     For          
  1E.   Election of Director: Nicole W. Piasecki Management     Against     Against          
  1F.   Election of Director: Marc F. Racicot Management     For     For          
  1G.   Election of Director: Lawrence A. Selzer Management     For     For          
  1H.   Election of Director: D. Michael Steuert Management     For     For          
  1I.   Election of Director: Devin W. Stockfish Management     For     For          
  1J.   Election of Director: Kim Williams Management     Against     Against          
  1K.   Election of Director: Charles R. Williamson Management     For     For          
  2.    Approval, on an advisory basis, of the compensation of
the named executive officers. 		Management     For     For          
  3.    Ratification of selection of independent registered public
accounting firm for 2020. 		Management     For     For          

  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant       Eagle Growth and Income Opportunities Fund     

 

By (Signature and Title)*    /s/ Jennifer Wilson

Jennifer Wilson, Treasurer, Principal Financial Officer, Principal Accounting Officer and Secretary

(principal financial officer)

 

Date August 27, 2020

 

 

*Print the name and title of each signing officer under his or her signature.

 

 

 

 

 

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