Statement of Changes in Beneficial Ownership (4)
11 Junio 2018 - 5:12PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Insight Holdings Group, LLC
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2. Issuer Name
and
Ticker or Trading Symbol
Tintri, Inc.
[
TNTR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2018
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(Street)
NEW YORK, NY 10036
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/12/2018
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S
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61833
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D
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$5.1755
(1)
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570089
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I
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See footnote
(2)
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Common Stock
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3/12/2018
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S
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194955
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D
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$5.1755
(1)
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1797435
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I
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See footnote
(3)
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Common Stock
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3/12/2018
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S
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6957
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D
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$5.1755
(1)
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64146
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I
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See footnote
(4)
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Common Stock
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3/12/2018
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S
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50429
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D
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$5.1755
(1)
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464945
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I
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See footnote
(5)
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Common Stock
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3/12/2018
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S
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136255
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D
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$5.1755
(1)
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1256234
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I
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See footnote
(6)
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Common Stock
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3/12/2018
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S
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143395
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D
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$6.1591
(7)
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426694
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I
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See footnote
(2)
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Common Stock
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3/12/2018
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S
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452111
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D
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$6.1591
(7)
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1345324
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I
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See footnote
(3)
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Common Stock
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3/12/2018
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S
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16135
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D
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$6.1591
(7)
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48011
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I
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See footnote
(4)
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Common Stock
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3/12/2018
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S
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116948
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D
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$6.1591
(7)
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347997
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I
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See footnote
(5)
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Common Stock
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3/12/2018
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S
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315982
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D
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$6.1591
(7)
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940252
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I
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See footnote
(6)
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Common Stock
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3/12/2018
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S
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7550
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D
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$6.7425
(8)
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419144
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I
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See footnote
(2)
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Common Stock
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3/12/2018
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S
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23805
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D
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$6.7425
(8)
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1321519
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I
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See footnote
(3)
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Common Stock
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3/12/2018
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S
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850
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D
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$6.7425
(8)
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47161
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I
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See footnote
(4)
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Common Stock
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3/12/2018
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S
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6158
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D
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$6.7425
(8)
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341839
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I
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See footnote
(5)
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Common Stock
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3/12/2018
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S
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16637
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D
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$6.7425
(8)
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923615
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I
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See footnote
(6)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (7) and (8).
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(2)
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Shares held directly by Insight Venture Partners (Delaware) VIII, L.P.
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(3)
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Shares held directly by Insight Venture Partners VIII, L.P.
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(4)
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Shares held directly by Insight Venture Partners VIII (Co-Investors), L.P.
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(5)
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Shares held directly by Insight Venture Partners (Cayman) VIII, L.P.
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(6)
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Shares held directly by Star Trinity, LP.
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(7)
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The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.71 to $6.56, inclusive.
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(8)
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The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 to $6.75, inclusive.
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Remarks:
Exhibit List
Exhibit 99.1 - Joint Filers' Signatures
Exhibit 99.2 - Joint Filer Information
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Insight Holdings Group, LLC
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Insight Venture Partners VIII, L.P.
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Insight Venture Associates VIII, Ltd.
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Star Trinity, L.P.
C/O STAR TRINITY GP, LLC
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Star Trinity GP, LLC
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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c/o Insight Venture Partners
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Insight Venture Management, LLC
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Insight Venture Partners (Cayman) VIII, L.P.
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Insight Venture Partners(Delaware) VIII, L.P.
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Insight Venture Partners VIII (Co-Investors), L.P.
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Insight Venture Associates VIII, L.P.
C/O INSIGHT VENTURE PARTNERS
1114 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY 10036
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X
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Signatures
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INSIGHT HOLDINGS GROUP, LLC, /s/ Blair Flicker
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6/11/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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