Amended Statement of Beneficial Ownership (sc 13d/a)
07 Abril 2023 - 3:01PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D/A
Under the securities exchange
act of 1934
(amendment no. 3)*
Jounce Therapeutics,
Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
481116101
(CUSIP Number)
Ryan A. Murr
James J. Moloney
Gibson, Dunn & Crutcher LLP
555 Mission Street, Suite 3000
San Francisco, CA 94105
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
April 5, 2023
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement
on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§
240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. x
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
| CUSIP No. 481116101 |
| 1 |
NAMES
OF REPORTING PERSONS
TANG CAPITAL PARTNERS, LP
|
| 2 |
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a)
x
(b) o
|
| 3 |
SEC USE
ONLY |
| 4 |
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
WC
|
| 5 |
CHECK IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) ¨ |
| 6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
DELAWARE
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH |
7 |
SOLE
VOTING POWER
0
|
| 8 |
SHARED
VOTING POWER
5,300,087
|
| 9 |
SOLE
DISPOSITIVE POWER
0
|
| 10 |
SHARED
DISPOSITIVE POWER
5,300,087
|
| 11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,300,087
|
| 12 |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
| 13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.2%
|
| 14 |
TYPE
OF REPORTING PERSON
PN
|
| CUSIP No. 481116101 |
| 1 |
NAMES
OF REPORTING PERSONS
TANG CAPITAL MANAGEMENT, LLC
|
| 2 |
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a)
x
(b) o
|
| 3 |
SEC USE
ONLY |
| 4 |
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
WC
|
| 5 |
CHECK IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) ¨ |
| 6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
DELAWARE
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH |
7 |
SOLE
VOTING POWER
0
|
| 8 |
SHARED
VOTING POWER
5,300,087
|
| 9 |
SOLE
DISPOSITIVE POWER
0
|
| 10 |
SHARED
DISPOSITIVE POWER
5,300,087
|
| 11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,300,087
|
| 12 |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
| 13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.2%
|
| 14 |
TYPE
OF REPORTING PERSON
OO
|
| CUSIP No. 481116101 |
| 1 |
NAMES
OF REPORTING PERSONS
KEVIN TANG
|
| 2 |
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a)
x
(b) o
|
| 3 |
SEC USE
ONLY |
| 4 |
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
WC
|
| 5 |
CHECK IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) ¨ |
| 6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
UNITED STATES
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH |
7 |
SOLE
VOTING POWER
0
|
| 8 |
SHARED
VOTING POWER
5,300,087
|
| 9 |
SOLE
DISPOSITIVE POWER
0
|
| 10 |
SHARED
DISPOSITIVE POWER
5,300,087
|
| 11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,300,087
|
| 12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
| 13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.2%
|
| 12 |
TYPE
OF REPORTING PERSON
IN
|
| CUSIP No. 481116101 |
| 1 |
NAMES
OF REPORTING PERSONS
Concentra
Biosciences, LLC
|
| 2 |
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a)
x
(b) o
|
| 3 |
SEC USE
ONLY |
| 4 |
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
|
| 5 |
CHECK IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) ¨ |
| 6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
UNITED STATES
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH |
7 |
SOLE
VOTING POWER
0
|
| 8 |
SHARED
VOTING POWER
0
|
| 9 |
SOLE
DISPOSITIVE POWER
0
|
| 10 |
SHARED
DISPOSITIVE POWER
0
|
| 11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
| 12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
| 13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
|
| 12 |
TYPE
OF REPORTING PERSON
OO
|
| CUSIP No. 481116101 |
| 1 |
NAMES
OF REPORTING PERSONS
Concentra
MERGER SUB, INC.
|
| 2 |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a)
x
(b) o
|
| 3 |
SEC USE
ONLY |
| 4 |
SOURCE
OF FUNDS (SEE INSTRUCTIONS)
|
| 5 |
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) ¨ |
| 6 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
UNITED STATES
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH |
7 |
SOLE
VOTING POWER
0
|
| 8 |
SHARED
VOTING POWER
0
|
| 9 |
SOLE
DISPOSITIVE POWER
0
|
| 10 |
SHARED
DISPOSITIVE POWER
0
|
| 11 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
| 12 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
|
| 13 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0%
|
| 12 |
TYPE
OF REPORTING PERSON
CO
|
Explanatory
Note
This Schedule 13D/A relates to the common stock, par value
$0.001 per share (the “Common Stock”) of Jounce Therapeutics, Inc., a Delaware corporation (the “Issuer”)
and amends the Schedule 13D (the “Original Schedule 13D”) filed on March 14, 2023, as amended by Amendment No. 1 to
the Original Schedule 13D filed on March 17, 2023, and Amendment No. 2 to the Original Schedule 13D filed on March 28, 2023 (as amended,
the “Statement” or “Schedule 13D”). Capitalized terms used and not defined in this Amendment No.
3 have the meanings set forth in the Schedule 13D.
Items 4, 6 and 7 of the Statement are hereby amended and supplemented
to the extent hereinafter expressly set forth. Except as amended hereby, the original disclosure set forth in the Statement shall remain
unchanged. All capitalized terms used and not expressly defined herein have the respective meanings ascribed to such terms in the Statement.
| Item 4. | Purpose of Transaction |
Item 4 of the Schedule 13D is amended by adding the following:
Tender Offer
On April 5, 2023, Concentra Merger Sub,
Inc., a Delaware corporation and a wholly owned subsidiary of Concentra (“Merger Sub”), commenced a cash tender offer
to purchase all outstanding shares of Common Stock of the Issuer, as contemplated by the Merger Agreement. The tender offer is currently
scheduled to expire at 6:00 p.m. Eastern Time on May 3, 2023, subject to the terms and conditions described in the offer to purchase
dated April 5, 2023 (together with any amendments or supplements thereto, the “Offer to Purchase”), the accompanying
letter of transmittal (together with any amendments or supplements thereto and with the Offer to Purchase, the “Tender Offer”),
and the Schedule TO filed on behalf of Merger Sub on April 5, 2023 (“Schedule TO”). The foregoing description of the
Tender Offer does not purport to be complete and is qualified in its entirety by reference to the full text of the Tender Offer documentation,
copies of which are attached hereto as exhibits and incorporated herein by reference.
| Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer |
Item 6 of the Schedule 13D is amended
by adding the following:
The information set forth in Item 4
under the heading “Tender Offer” is incorporated herein by reference.
| Item 7. | Material to Be Filed as Exhibits |
| Exhibit 1: |
Joint Filing Agreement by and among the Reporting Persons (previously filed) |
| |
|
| Exhibit 2: |
Acquisition Proposal, dated March 14, 2023, sent from Concentra to the Issuer (previously filed) |
| |
|
| Exhibit 3: |
Acquisition Proposal Extension, dated March 17, 2023, sent from Concentra to the Issuer (previously filed) |
| |
|
| Exhibit 4: |
Agreement and Plan of Merger, dated March 26, 2023, by and among Jounce Therapeutics, Inc., Concentra Biosciences, LLC and Concentra Merger Sub, Inc. (incorporated by reference to Exhibit 2.1 to the Issuer’s Current Report on Form 8-K filed with the SEC on March 27, 2023) (previously filed) |
| |
|
| Exhibit 5: |
Schedule TO (incorporated by reference to that certain Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| |
|
| Exhibit 6: |
Offer to Purchase, dated April 5, 2023 (incorporated by reference to Exhibit (a)(1)(A) to the Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| Exhibit 7: |
Form of Letter of Transmittal (incorporated by reference to Exhibit (a)(1)(B) to the Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| |
|
| Exhibit 8: |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (incorporated by reference to Exhibit (a)(1)(C) to the Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| |
|
| Exhibit 9: |
Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (incorporated by reference to Exhibit (a)(1)(D) to the Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| |
|
| Exhibit 10: |
Mutual Confidentiality Agreement, dated March 15, 2023, by and among the Issuer, TCP and Concentra (incorporated by reference to Exhibit (d)(2) to the Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| |
|
| Exhibit 11: |
Form of Contingent Value Rights Agreement (incorporated by reference to Exhibit (d)(3) to the Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| |
|
| Exhibit 12: |
Equity Commitment and Guarantee Letter, dated March 26, 2023, by TCP in favor of Concentra and TCP (incorporated by reference to Exhibit (d)(3) to the Schedule TO filed by Merger Sub with the SEC on April 5, 2023) |
| |
|
| Exhibit 13: |
Joint Filing Agreement, dated April 7, 2023, by and among the Reporting Persons |
SIGNATURE
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| TANG CAPITAL PARTNERS, LP |
|
| |
|
|
| By: Tang Capital Management, LLC, its General Partner |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
|
Kevin Tang, Manager |
|
| |
|
|
| TANG CAPITAL MANAGEMENT, LLC |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
|
Kevin Tang, Manager |
|
| |
|
|
| /s/ Kevin Tang |
|
| Kevin Tang |
|
| |
|
|
| CONCENTRA BIOSCIENCES, LLC |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
| Kevin Tang, Chief Executive Officer |
|
| |
|
|
| CONCENTRA MERGER SUB, INC. |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
| Kevin Tang, Chief Executive Officer |
|
Exhibit 13
Joint Filing
Agreement
In accordance with Rule 13d-1(k) and Rule 16a-3(j) of the
Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a
statement on Schedule 13D (including amendments thereto) and any required statements on Form 3 or Form 4 with respect to the common stock,
par value $0.001, of Jounce Therapeutics, Inc. This Agreement may be included as an Exhibit to such Schedule 13D and any statement on
Form 3.
Each of the undersigned acknowledges that each shall be
responsible for the timely filing of any statement (including amendments) on Schedule 13D, Form 3 and Form 4, and for the completeness
and accuracy of the information concerning him or it contained herein, but shall not be responsible for the completeness and accuracy
of the information concerning the other persons making such filings, except to the extent that he or it knows or has reason to believe
that such information is inaccurate.
| TANG CAPITAL PARTNERS, LP |
|
| By: Tang Capital Management, LLC, its General Partner |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
|
Kevin Tang, Manager |
|
| |
|
|
| TANG CAPITAL MANAGEMENT, LLC |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
|
Kevin Tang, Manager |
|
| |
|
|
| /s/ Kevin Tang |
|
| Kevin Tang |
|
| |
|
|
| CONCENTRA BIOSCIENCES, LLC |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
| Kevin Tang, Chief Executive Officer |
|
| |
|
|
| CONCENTRA MERGER SUB, INC. |
|
| |
|
|
| By: |
/s/ Kevin Tang |
|
| Kevin Tang, Chief Executive Officer |
|
Jounce Therapeutics (NASDAQ:JNCE)
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Jounce Therapeutics (NASDAQ:JNCE)
Gráfica de Acción Histórica
De Ene 2024 a Ene 2025
