Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
28 Mayo 2024 - 12:44PM
Edgar (US Regulatory)
Nuveen
Dow
30
SM
Dynamic
Overwrite
Fund
Portfolio
of
Investments
March
31,
2024
(Unaudited)
Shares
Description
(a)
Value
LONG-TERM
INVESTMENTS
-
100.9%
X
–
COMMON
STOCKS
-
99
.7
%
X
600,142,944
Banks
-
3.3%
98,761
JPMorgan
Chase
&
Co
$
19,781,828
Total
Banks
19,781,828
Capital
Goods
-
14.3%
98,761
3M
Co
10,475,579
98,761
(b)
Boeing
Co/The
19,059,886
98,761
(c)
Caterpillar
Inc
36,188,993
98,761
Honeywell
International
Inc
20,270,695
Total
Capital
Goods
85,995,153
Consumer
Discretionary
Distribution
&
Retail
-
9.3%
98,761
(b)
Amazon.com
Inc
17,814,509
98,761
Home
Depot
Inc/The
37,884,720
Total
Consumer
Discretionary
Distribution
&
Retail
55,699,229
Consumer
Durables
&
Apparel
-
1.5%
98,761
NIKE
Inc,
Class
B
9,281,559
Total
Consumer
Durables
&
Apparel
9,281,559
Consumer
Services
-
4.6%
98,761
McDonald's
Corp
27,845,664
Total
Consumer
Services
27,845,664
Consumer
Staples
Distribution
&
Retail
-
1.0%
98,761
Walmart
Inc
5,942,449
Total
Consumer
Staples
Distribution
&
Retail
5,942,449
Energy
-
2.6%
98,761
Chevron
Corp
15,578,560
Total
Energy
15,578,560
Financial
Services
-
15.2%
98,761
(c)
American
Express
Co
22,486,892
98,761
(c)
Goldman
Sachs
Group
Inc/The
41,251,482
98,761
Visa
Inc,
Class
A
27,562,220
Total
Financial
Services
91,300,594
Food,
Beverage
&
Tobacco
-
1.0%
98,761
Coca-Cola
Co/The
6,042,198
Total
Food,
Beverage
&
Tobacco
6,042,198
Health
Care
Equipment
&
Services
-
8.1%
98,761
UnitedHealth
Group
Inc
48,857,067
Total
Health
Care
Equipment
&
Services
48,857,067
Household
&
Personal
Products
-
2.7%
98,761
Procter
&
Gamble
Co/The
16,023,972
Total
Household
&
Personal
Products
16,023,972
Insurance
-
3.8%
98,761
Travelers
Cos
Inc/The
22,728,857
Total
Insurance
22,728,857
Nuveen
Dow
30SM
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
March
31,
2024
(Unaudited)
Shares
Description
(a)
Value
Materials
-
0.9%
98,761
Dow
Inc
$
5,721,225
Total
Materials
5,721,225
Media
&
Entertainment
-
2.0%
98,761
Walt
Disney
Co/The
12,084,396
Total
Media
&
Entertainment
12,084,396
Pharmaceuticals,
Biotechnology
&
Life
Sciences
-
9.4%
98,761
(c)
Amgen
Inc
28,079,727
98,761
Johnson
&
Johnson
15,623,003
98,761
Merck
&
Co
Inc
13,031,514
Total
Pharmaceuticals,
Biotechnology
&
Life
Sciences
56,734,244
Semiconductors
&
Semiconductor
Equipment
-
0.7%
98,761
Intel
Corp
4,362,273
Total
Semiconductors
&
Semiconductor
Equipment
4,362,273
Software
&
Services
-
15.0%
98,761
International
Business
Machines
Corp
18,859,400
98,761
Microsoft
Corp
41,550,728
98,761
Salesforce
Inc
29,744,838
Total
Software
&
Services
90,154,966
Technology
Hardware
&
Equipment
-
3.6%
98,761
(c)
Apple
Inc
16,935,536
98,761
Cisco
Systems
Inc
4,929,162
Total
Technology
Hardware
&
Equipment
21,864,698
Telecommunication
Services
-
0.7%
98,761
Verizon
Communications
Inc
4,144,012
Total
Telecommunication
Services
4,144,012
Total
Common
Stocks
(cost
$210,981,258)
600,142,944
Shares
Description
(a)
Value
X
–
EXCHANGE-TRADED
FUNDS
-
1
.2
%
X
6,874,242
2,450
SPDR
Dow
Jones
Industrial
Average
ETF
Trust
$
974,512
22,700
Vanguard
Total
Stock
Market
ETF
5,899,730
Total
Exchange-Traded
Funds
(cost
$6,141,439)
6,874,242
Type
Description
(d)
Number
of
Contracts
Notional
Amount
(e)
Exercise
Price
Expiration
Date
Value
OPTIONS
PURCHASED
-
0
.0
%
Put
S&P
500
Index
30
$
13,500,000
$
4500
4/19/24
$
5,025
Total
Options
Purchased
(cost
$12,071)
30
$
13,500,000
5,025
Total
Long-Term
Investments
(cost
$217,134,768)
607,022,211
Shares
Description
(a)
Coupon
Value
INVESTMENTS
PURCHASED
WITH
COLLATERAL
FROM
SECURITIES
LENDING
-
0.0%
378
(f)
State
Street
Navigator
Securities
Lending
Government
Money
Market
Portfolio
5.340%(g)
$
378
Total
Investments
Purchased
with
Collateral
from
Securities
Lending
(cost
$378)
378
Investments
in
Derivatives
Part
F
of
Form
N-PORT
was
prepared
in
accordance
with
U.S.
generally
accepted
accounting
principles
(“U.S.
GAAP”)
and
in
conformity
with
the
applicable
rules
and
regulations
of
the
U.S.
Securities
and
Exchange
Commission
(“SEC”)
related
to
interim
filings.
Part
F
of
Form
N-PORT
does
not
include
all
information
and
footnotes
required
by
U.S.
GAAP
for
complete
financial
statements.
Certain
footnote
disclosures
normally
included
in
financial
statements
prepared
in
accordance
with
U.S.
GAAP
have
been
condensed
or
omitted
from
this
report
pursuant
to
the
rules
of
the
SEC.
For
a
full
set
of
the
Fund’s
notes
to
financial
statements,
please
refer
to
the
Fund’s
most
recently
filed
annual
or
semi-annual
report.
Fair
Value
Measurements
The
Fund’s
investments
in
securities
are
recorded
at
their
estimated
fair
value
utilizing
valuation
methods
approved
by
the
Board
of
Directors/
Trustees.
Fair
value
is
defined
as
the
price
that
would
be
received
upon
selling
an
investment
or
transferring
a
liability
in
an
orderly
transaction
to
an
independent
buyer
in
the
principal
or
most
advantageous
market
for
the
investment.
U.S.
GAAP
establishes
the
three-tier
hierarchy
which
is
used
to
maximize
the
use
of
observable
market
data
and
minimize
the
use
of
unobservable
inputs
and
to
establish
classification
of
fair
value
measurements
for
disclosure
purposes.
Observable
inputs
reflect
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Observable
inputs
are
based
on
market
data
obtained
from
sources
independent
of
the
reporting
entity.
Unobservable
inputs
reflect
management’s
assumptions
about
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Unobservable
inputs
are
based
on
the
best
information
available
in
the
circumstances.
The
following
is
a
summary
of
the
three-tiered
hierarchy
of
valuation
input
levels.
Level
1
–
Inputs
are
unadjusted
and
prices
are
determined
using
quoted
prices
in
active
markets
for
identical
securities.
Level
2
–
Prices
are
determined
using
other
significant
observable
inputs
(including
quoted
prices
for
similar
securities,
interest
rates,
credit
spreads,
etc.).
Level
3
–
Prices
are
determined
using
significant
unobservable
inputs
(including
management’s
assumptions
in
determining
the
fair
value
of
investments).
The
following
table
summarizes
the
market
value
of
the
Fund's
investments
as
of
the
end
of
the
reporting
period,
based
on
the
inputs
used
to
value
them:
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
SHORT-TERM
INVESTMENTS
-
0.1%
X
–
REPURCHASE
AGREEMENTS
-
0
.1
%
X
804,125
$
804
(h)
Fixed
Income
Clearing
Corp
(FICC)
1.600%
4/01/24
$
804,125
Total
Repurchase
Agreements
(cost
$804,125)
804,125
Total
Short-Term
Investments
(cost
$804,125)
804,125
Total
Investments
(cost
$
217,939,271
)
-
101
.0
%
607,826,714
Other
Assets
&
Liabilities,
Net
- (1.0)%
(
6,085,115
)
Net
Assets
Applicable
to
Common
Shares
-
100%
$
601,741,599
Options
Written
Type
Description
(d)
Number
of
Contracts
Notional
Amount
(e)
Exercise
Price
Expiration
Date
Value
Call
S&P
500
Index
(60)
$
(
31,200,000
)
$
5,200
4/05/24
$
(
398,700
)
Call
Russell
2000
Index/Old
(44)
(
9,680,000
)
2,200
4/19/24
(
51,920
)
Call
S&P
500
Index
(200)
(
102,700,000
)
5,135
4/19/24
(
2,949,000
)
Call
S&P
500
Index
(40)
(
20,800,000
)
5,200
4/19/24
(
379,400
)
Call
S&P
500
Index
(50)
(
26,500,000
)
5,300
4/19/24
(
175,750
)
Call
S&P
500
Index
(35)
(
18,375,000
)
5,250
4/30/24
(
276,850
)
Call
S&P
500
Index
(100)
(
52,600,000
)
5,260
4/30/24
(
735,000
)
Call
S&P
500
Index
(40)
(
21,200,000
)
5,300
4/30/24
(
208,000
)
Call
S&P
500
Index
(100)
(
53,000,000
)
5,300
5/10/24
(
700,000
)
Total
Options
Written
(premiums
received
$4,150,043)
(669)
$(336,055,000)
$(5,874,620)
Nuveen
Dow
30SM
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
March
31,
2024
(Unaudited)
Level
1
Level
2
Level
3
Total
Long-Term
Investments:
Common
Stocks
$
600,142,944
$
–
$
–
$
600,142,944
Exchange-Traded
Funds
6,874,242
–
–
6,874,242
Options
Purchased
5,025
–
–
5,025
Investments
Purchased
with
Collateral
from
Securities
Lending
378
–
–
378
Short-Term
Investments:
Repurchase
Agreements
–
804,125
–
804,125
Investments
in
Derivatives:
Options
Written
(5,874,620)
–
–
(5,874,620)
Total
$
601,147,969
$
804,125
$
–
$
601,952,094
For
Fund
portfolio
compliance
purposes,
the
Fund’s
industry
classifications
refer
to
any
one
or
more
of
the
industry
sub-classifications
used
by
one
or
more
widely
recognized
market
indexes
or
ratings
group
indexes,
and/or
as
defined
by
Fund
management.
This
definition
may
not
apply
for
purposes
of
this
report,
which
may
combine
industry
sub-classifications
into
sectors
for
reporting
ease.
(a)
All
percentages
shown
in
the
Portfolio
of
Investments
are
based
on
net
assets
applicable
to
common
shares
unless
otherwise
noted.
(b)
Non-income
producing;
issuer
has
not
declared
an
ex-dividend
date
within
the
past
twelve
months.
(c)
Investment,
or
portion
of
investment,
has
been
pledged
to
collateralize
the
net
payment
obligations
for
investments
in
derivatives.
(d)
Exchange-traded,
unless
otherwise
noted.
(e)
For
disclosure
purposes,
Notional
Amount
is
calculated
by
multiplying
the
Number
of
Contracts
by
the
Exercise
Price
by
100.
(f)
The
Fund
may
loan
securities
representing
up
to
one
third
of
the
value
of
its
total
assets
(which
includes
collateral
for
securities
on
loan)
to
broker
dealers,
banks,
and
other
institutions.
The
collateral
maintained
by
the
Fund
shall
have
a
value,
at
the
inception
of
each
loan,
equal
to
not
less
than
100%
of
the
value
of
the
loaned
securities.
The
cash
collateral
received
by
the
Fund
is
invested
in
this
money
market
fund.
(g)
The
rate
shown
is
the
one-day
yield
as
of
the
end
of
the
reporting
period.
(h)
Agreement
with
Fixed
Income
Clearing
Corporation,
1.600%
dated
3/28/24
to
be
repurchased
at
$804,268
on
4/1/24,
collateralized
by
Government
Agency
Securities,
with
coupon
rate
4.750%
and
maturity
date
2/15/41,
valued
at
$820,239.
ETF
Exchange-Traded
Fund
S&P
Standard
&
Poor's
SPDR
Standard
&
Poor's
Depositary
Receipt
Nuveen Dow 30SM Dynamic ... (NYSE:DIAX)
Gráfica de Acción Histórica
De Oct 2024 a Nov 2024
Nuveen Dow 30SM Dynamic ... (NYSE:DIAX)
Gráfica de Acción Histórica
De Nov 2023 a Nov 2024
