Form 4 - Statement of changes in beneficial ownership of securities
10 Diciembre 2024 - 4:00PM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
C/O WALKER & DUNLOP, INC. |
7272 WISCONSIN AVENUE, SUITE 1300 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Walker & Dunlop, Inc.
[ WD ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
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Chairman & CEO |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/06/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Dividend Equivalent Rights |
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12/06/2024 |
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A |
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49.14 |
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Common Stock |
49.14 |
$0
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822.8244 |
D |
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Explanation of Responses: |
Remarks: |
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/s/ Nicholas C. Eckstein, Attorney-in-fact |
12/10/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit
24
POWER
OF ATTORNEY
With
respect to holdings of and transactions in securities issued by Walker & Dunlop, Inc. (the “Company”),
the undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended
from time to time, or any of them signing singly, with full power of substitution and resubstitution, to act as the undersigned’s
true and lawful attorney-in-fact to:
| 1. | prepare,
execute in the undersigned’s name and on the undersigned’s behalf, and submit
to the United States Securities and Exchange Commission (the “SEC”)
a Form ID, including amendments thereto, and any other documents necessary or appropriate
to obtain and/or regenerate codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16(a) of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or any rule or
regulation of the SEC; |
| 2. | execute
for and on behalf of the undersigned, Forms 3, 4, and 5 in accordance with Section 16
of the Exchange Act, and the rules thereunder, and Notices of Proposed Sale of Securities
Pursuant to Rule 144 (“Form 144”), in accordance with
the requirements of Rule 144 under the Securities Act of 1933, as amended (the “Securities
Act”); |
| 3. | do
and perform any and all acts for and on behalf of the undersigned which may be necessary
or desirable to complete and execute any such Form 3, Form 4, Form 5, and
Form 144, complete and execute any amendment or amendments thereto, and to timely file
such Form 3, Form 4, Form 5, and Form 144, as applicable, and any amendment
thereto, with the SEC and any stock exchange or similar authority; and |
| 4. | take
any other action of any type whatsoever in connection with the foregoing which, in the opinion
of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required
by, the undersigned, it being understood that the documents executed by such attorney-in-fact
on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s
discretion. |
The
undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full power of substitution and resubstitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such attorneys-in-fact substitute or substitutes, shall lawfully do
or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.
The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not
assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange
Act or Rule 144 under the Securities Act.
This
Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any Form 3, Form 4,
Form 5, and Form 144 with respect to the undersigned’s holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN
WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of November, 2024.
| /s/
William M. Walker |
| William
M. Walker |
Schedule
A
INDIVIDUALS
APPOINTED AS ATTORNEY-IN-FACT,
WITH
FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1.
Daniel J. Groman
2.
Armando G. Mendoza
3.
Nicholas C. Eckstein
Exhibit
24
POWER
OF ATTORNEY
With
respect to holdings of and transactions in securities issued by Walker & Dunlop, Inc. (the “Company”),
the undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended
from time to time, or any of them signing singly, with full power of substitution and resubstitution, to act as the undersigned’s
true and lawful attorney-in-fact to:
| 1. | prepare,
execute in the undersigned’s name and on the undersigned’s behalf, and submit
to the United States Securities and Exchange Commission (the “SEC”)
a Form ID, including amendments thereto, and any other documents necessary or appropriate
to obtain and/or regenerate codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16(a) of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or any rule or
regulation of the SEC; |
| 2. | execute
for and on behalf of the undersigned, Forms 3, 4, and 5 in accordance with Section 16
of the Exchange Act, and the rules thereunder, and Notices of Proposed Sale of Securities
Pursuant to Rule 144 (“Form 144”), in accordance with
the requirements of Rule 144 under the Securities Act of 1933, as amended (the “Securities
Act”); |
| 3. | do
and perform any and all acts for and on behalf of the undersigned which may be necessary
or desirable to complete and execute any such Form 3, Form 4, Form 5, and
Form 144, complete and execute any amendment or amendments thereto, and to timely file
such Form 3, Form 4, Form 5, and Form 144, as applicable, and any amendment
thereto, with the SEC and any stock exchange or similar authority; and |
| 4. | take
any other action of any type whatsoever in connection with the foregoing which, in the opinion
of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required
by, the undersigned, it being understood that the documents executed by such attorney-in-fact
on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s
discretion. |
The
undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full power of substitution and resubstitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such attorneys-in-fact substitute or substitutes, shall lawfully do
or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.
The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not
assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange
Act or Rule 144 under the Securities Act.
This
Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any Form 3, Form 4,
Form 5, and Form 144 with respect to the undersigned’s holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN
WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of November, 2024.
| /s/
William M. Walker |
| William
M. Walker |
Schedule
A
INDIVIDUALS
APPOINTED AS ATTORNEY-IN-FACT,
WITH
FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1.
Daniel J. Groman
2.
Armando G. Mendoza
3.
Nicholas C. Eckstein
Walker & Dunlop (NYSE:WD)
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Walker & Dunlop (NYSE:WD)
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