- Current report filing (8-K)
10 Noviembre 2010 - 4:02PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 10, 2010
SMARTHEAT
INC.
(Exact
name of registrant as specified in its charter)
Nevada
|
|
001-34246
|
|
98-0514768
|
(State
or other Jurisdiction of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
A-1,
10, Street 7
Shenyang
Economic and Technological Development Zone
Shenyang,
China
|
|
110027
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(86)
24-2519-7699
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
2.02. Results of Operations and Financial Condition.
On
November 10, 2010, SmartHeat Inc. issued a press release announcing its
financial results for the fiscal quarter ended September 30, 2010, raising its
2010 revenue and net income guidance and announcing an investor conference call
to be held on November 11, 2010, at 9:00 a.m. EST.
A copy of
the press release is furnished as Exhibit 99.1 to this report. Exhibit 99.1
shall not be deemed to be “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, and will not be incorporated by
reference into any registration statement filed under the Securities Act of
1933, as amended, unless specifically identified therein as being incorporated
therein by reference.
Item
9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit
|
Description
|
|
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99.1
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Press
Release, “SmartHeat Inc. Announces Record Third Quarter 2010 Financial
Results – 36% Revenue Growth, 25% Net Income Growth, Ups Guidance for
2010, and Announces Guidance for 2011,” dated November 10,
2010
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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SMARTHEAT
INC.
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(Registrant)
|
|
|
Date:
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November
10, 2010
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By:
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/s/
Jun Wang
|
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Name:
|
Jun
Wang
|
|
Title:
|
Chief
Executive Officer
|
Smartheat Inc. (MM) (NASDAQ:HEAT)
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