Statement of Changes in Beneficial Ownership (4)
11 Mayo 2023 - 3:40PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOULD JEFFREY |
2. Issuer Name and Ticker or Trading Symbol
BRT Apartments Corp.
[
BRT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PRESIDENT AND CEO |
(Last)
(First)
(Middle)
60 CUTTER MILL ROAD, SUITE 303 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/9/2023 |
(Street)
GREAT NECK, NY 11021 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | | | | | | | | 23469 | I | By Gould Shenfeld Family Foundation (1) |
Common Stock | | | | | | | | 34572.872 (2) | I | By Gould Family Trust (3) |
Common Stock | | | | | | | | 26219 | I | By 130 Store Company LLC (4) |
Common Stock | | | | | | | | 479258.398 (2) | D | |
Common Stock | 5/9/2023 | | P | | 1 | A | $16.71 | 3411867.083 | I | By Gould Investors L.P. (5) |
Common Stock | 5/9/2023 | | P | | 1 | A | $16.75 | 3411868.083 | I | By Gould Investors L.P. (5) |
Common Stock | 5/9/2023 | | P | | 4 | A | $16.76 | 3411872.083 | I | By Gould Investors L.P. (5) |
Common Stock | 5/9/2023 | | P | | 1763 | A | $16.85 | 3413635.083 | I | By Gould Investors L.P. (5) |
Common Stock | 5/9/2023 | | P | | 201 | A | $16.84 | 3413836.083 | I | By Gould Investors L.P. (5) |
Common Stock | 5/10/2023 | | P | | 1184 | A | $16.80 | 3415020.083 | I | By Gould Investors L.P. (5) |
Common Stock | 5/10/2023 | | P | | 800 | A | $16.97 | 3415820.083 | I | By Gould Investors L.P. (5) |
Common Stock | 5/10/2023 | | P | | 2000 | A | $16.99 | 3417820.083 | I | By Gould Investors L.P. (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reporting person is a director of the Gould Shenfeld Family Foundation. |
(2) | Includes shares acquired though issuer's dividend reinvestment plan. |
(3) | Reporting person is a trustee of the Gould Family Trust, which owns these shares. Includes shares obtained through issuer's dividend reinvestment plan. |
(4) | Reporting person is a manager of 130 Store Company LLC. Reporting person disclaims a beneficial ownership of these securities to the extent he does not have a pecuniary interest therein. |
(5) | Reporting person is an officer of the managing general partner of Gould Investors L.P. These shares represent all shares of the issuer owned by Gould Investors L.P., including shares in which the reporting person does not have a pecuniary interest. Includes shares obtained through issuer's dividend reinvestment plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GOULD JEFFREY 60 CUTTER MILL ROAD, SUITE 303 GREAT NECK, NY 11021 | X |
| PRESIDENT AND CEO |
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Signatures
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/s/ Jeffrey A. Gould by Isaac Kalish, his attorney in fact | | 5/11/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
BRT Apartments (NYSE:BRT)
Gráfica de Acción Histórica
De Dic 2024 a Ene 2025
BRT Apartments (NYSE:BRT)
Gráfica de Acción Histórica
De Ene 2024 a Ene 2025