Amended Statement of Ownership (sc 13g/a)
14 Febrero 2020 - 9:54AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE
13G
Under the Securities
Exchange Act of 1934
(Amendment No.
1)*
Contura
Energy, Inc.
|
(Name
of Issuer)
|
Common
Stock, $0.01 par value
|
(Title
of Class of Securities)
|
December
31, 2019
|
(Date
of Event Which Requires Filing of this Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
_________________
*The remainder of this cover
page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information
required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
1.
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NAME OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
|
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Whitebox Advisors LLC
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2.
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) [_]
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(b) [X]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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0
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6.
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SHARED VOTING POWER
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1,655,038 (see item 4)
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7.
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SOLE DISPOSITIVE POWER
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0
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8.
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SHARED DISPOSITIVE POWER
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1,655,038 (see item 4)
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9.
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
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1,655,038 (see item 4)
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[_]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
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9.1% (see item 4)
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12.
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS)
IA
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1.
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NAME OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
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Whitebox General Partner LLC
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2.
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
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(a) [_]
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(b) [X]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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0
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6.
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SHARED VOTING POWER
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1,655,038 (see item 4)
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7.
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SOLE DISPOSITIVE POWER
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0
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8.
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SHARED DISPOSITIVE POWER
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1,655,038 (see item 4)
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9.
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
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|
|
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1,655,038 (see item 4)
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|
|
|
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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[_]
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|
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|
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
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9.1% (see item 4)
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12.
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS)
OO
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1.
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NAME OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
|
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Whitebox Multi-Strategy Partners, LP
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|
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2.
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a) [_]
|
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(b) [X]
|
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|
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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British Virgin Islands
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NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
|
|
|
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0
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6.
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SHARED VOTING POWER
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764,567 (see item 4)
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7.
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SOLE DISPOSITIVE POWER
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0
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8.
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SHARED DISPOSITIVE POWER
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764,567 (see item 4)
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9.
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
|
|
|
|
|
764,567 (see item 4)
|
|
|
|
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10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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|
[_]
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|
|
|
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
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4.2% (see item 4)
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12.
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS)
PN
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Item 1.
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(a).
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Name
of Issuer:
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Contura
Energy, Inc.
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(b).
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Address
of issuer’s principal executive offices:
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340
Martin Luther King Jr. Blvd.
Bristol,
Tennessee 37620
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Item 2.
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(a).
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Name
of person filing:
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This
statement is filed by:
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(i)
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Whitebox Advisors LLC, a Delaware
limited liability company (“WA”);
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(ii)
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Whitebox General Partner LLC,
a Delaware limited liability company (“WGP”); and
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(iii)
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Whitebox
Multi-Strategy Partners, a British Virgin Islands limited partnership (“WMP”).
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(b).
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Address or principal business
office or, if none, residence:
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The address of the business
office of WA and WGP is:
3033 Excelsior Boulevard
Suite 500
Minneapolis, MN 55416
The address of the business
office of WMP is:
Estera Corporate Services
(BVI) Limited
Jayla Place, Wickhams Cay
1
PO Box 3190
Road Town, Tortola
British Virgin Islands
VG1110
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(c).
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Citizenship:
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WA and
WGP are organized under the laws of the State of Delaware. WMP is organized under the laws of the British Virgin Islands.
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(d).
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Title of class of securities:
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Common
Stock, $0.01 par value
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(e).
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CUSIP
No.:
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21241B100
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Item 3.
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If This Statement is filed
pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
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(a)
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[_]
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Broker or dealer registered
under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[_]
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Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[_]
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Insurance company as defined
in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[_]
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Investment company registered
under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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[_]
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An investment adviser in accordance
with § 240.13d-1(b)(1)(ii)(E);
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(f)
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[_]
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An employee benefit plan or
endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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[_]
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A parent holding company or
control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[_]
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A savings association as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
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(i)
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[_]
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A church plan that is excluded
from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[_]
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A non-U.S. institution in
accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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[_]
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Group,
in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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(a)
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Amount beneficially owned:
|
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WA
is deemed to be the beneficial owner of 1,655,038 shares of Common Stock, $0.01 par value
(“Common Stock”) as a result of its clients’ ownership of shares of
Common Stock and warrants of the Issuer.
WGP is deemed
to be the beneficial owner of 1,655,038 shares of Common Stock as a result of its clients’ ownership of shares of
Common Stock and warrants of the Issuer.
WMP is deemed
to be the beneficial owner of 764,567 shares of Common Stock as a result of its ownership of shares of Common Stock and
warrants of the Issuer.
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(b)
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Percent of class:
|
|
|
|
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WA
is deemed to beneficially own 9.1% of the Issuer’s Common Stock.
WGP
is deemed to beneficially own 9.1% of the Issuer’s Common Stock.
WMP
is deemed to beneficially own 4.2% of the Issuer’s Common Stock.
Percent
of class is calculated based on an aggregate of (i) 18,214,094 shares of Common Stock outstanding as of October 31, 2019,
as reported in the Issuer’s Form 10-Q filed on November 14, 2019 and (ii) (A) for WA and WGP, 2,202 additional shares
of Common Stock issuable upon the exercise of warrants to purchase shares of Common Stock and deemed outstanding for purposes
of calculating their respective beneficial ownership, and (B) for WMP, 1,592 additional shares of Common Stock issuable
upon the exercise of warrants to purchase shares of Common Stock and deemed outstanding for purposes of calculating its
beneficial ownership.
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(c)
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Number of shares as to which
the person has:
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(i)
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Sole power to vote or to direct
the vote
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0
|
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(ii)
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Shared power to vote or to
direct the vote
|
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WA has shared voting
power with respect to 1,655,038 shares of the Issuer’s Common Stock.
WGP has shared voting power
with respect to 1,655,038 shares of the Issuer’s Common Stock.
WMP has shared voting power
with respect to 764,567 shares of the Issuer’s Common Stock.
|
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(iii)
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Sole power to dispose or to
direct the disposition of
|
0
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(iv)
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Shared power to dispose or to direct the
disposition of
|
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WA has shared power
to dispose with respect to 1,655,038 shares of the Issuer’s Common Stock.
WGP has shared power
to dispose with respect to 1,655,038 shares of the Issuer’s Common Stock.
WMP has shared power
to dispose with respect to 764,567 shares of the Issuer’s Common Stock.
|
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Instruction: For
computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
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Item 5.
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Ownership of Five Percent
or Less of a Class.
|
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If this statement is being
filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [_]*.
|
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Instruction: Dissolution of
a group requires a response to this item.
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Item 6.
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Ownership of More Than Five
Percent on Behalf of Another Person.
|
|
All
of the shares of Common Stock reported in this Schedule 13G are held in the accounts of WA’s clients, none of which
individually owns more than 5% of the Common Stock.
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Item 7.
|
Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8.
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Identification and Classification
of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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February
14, 2020
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(Date)
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WHITEBOX ADVISORS LLC
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/s/ Daniel
Altabef
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(Signature)
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Daniel Altabef
General Counsel—Regulatory
Affairs & Compliance
|
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(Name/Title)
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February
14, 2020
|
|
(Date)
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|
|
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WHITEBOX GENERAL PARTNER LLC
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/s/ Daniel
Altabef
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(Signature)
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|
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Daniel Altabef
General Counsel—Regulatory
Affairs & Compliance
|
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(Name/Title)
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February
14, 2020
|
|
(Date)
|
|
|
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WHITEBOX MULTI-STRATEGY
PARTNERS, LP
By: Whitebox General Partner
LLC
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/s/ Daniel
Altabef
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(Signature)
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Daniel Altabef
General Counsel—Regulatory
Affairs & Compliance
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(Name/Title)
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The original
statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing
person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided,
however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7
for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
Exhibit
A
AGREEMENT
Each of the undersigned
hereby consents and agrees to this joint filing to Schedule 13G Amendment No. 1 for the Common Stock of Contura Energy, Inc.
|
February
14, 2020
|
|
(Date)
|
|
|
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WHITEBOX ADVISORS LLC
|
|
|
|
/s/ Daniel
Altabef
|
|
(Signature)
|
|
|
|
|
|
Daniel
Altabef
General Counsel—Regulatory
Affairs & Compliance
|
|
(Name/Title)
|
|
February
14, 2020
|
|
(Date)
|
|
|
|
WHITEBOX GENERAL PARTNER LLC
|
|
|
|
/s/ Daniel
Altabef
|
|
(Signature)
|
|
|
|
|
|
Daniel
Altabef
General Counsel—Regulatory
Affairs & Compliance
|
|
(Name/Title)
|
|
February
14, 2020
|
|
(Date)
|
|
|
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WHITEBOX
MULTI-STRATEGY PARTNERS, LP
By: Whitebox General Partner
LLC
|
|
|
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/s/ Daniel
Altabef
|
|
(Signature)
|
|
|
|
|
|
Daniel
Altabef
General Counsel—Regulatory
Affairs & Compliance
|
|
(Name/Title)
|
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